PCG ASSET MANAGEMENT, LLC

Registered adviser

CIK

2054906

Location

Gladstone, NJ

Portfolio Value

Small $139,587,698

Diversification

Diversified

Filing Date

Global Rank

#7,657 / 8,827 ▼ 72 · as of Jun 2026

Top Industry

Consumer Electronics 17.8%

Period ended 38 days ago

Filed Nov 5, 2026 · 2d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 148208

Roster of Nov 1, 2026

Regulatory AUM

$143,087,798

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$143,087,798	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$136,180,927	Individuals and high net worth (100%)
Mar 2024 to Mar 2025	$125,448,009	Individuals and high net worth (100%)
May 2023 to Feb 2024	$113,834,067	Individuals and high net worth (100%)
Apr 2023	$113,834,067	Individuals and high net worth (100%)
Sep 2022 to Mar 2023	$136,627,901	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 69.9% of the book (60%+)

Turnover

Low turnover

4.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 67.9%; sector active share 53.3% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

106 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

21.2%

+4.7 pts

Top 5

54.3%

−1.2 pts

Top 10

68.6%

−1.3 pts

HHI

809

Diversified+39

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	50.2%	$70,141,393	49
Technology	25.0%	$34,849,158	14
Consumer Cyclical	5.6%	$7,804,197	5
Communication Services	4.9%	$6,774,261	6
Financial Services	4.1%	$5,764,510	8
Industrials	3.2%	$4,530,091	7
Consumer Defensive	3.1%	$4,361,245	3
Healthcare	2.2%	$3,119,027	7
Energy	1.2%	$1,660,413	4
Basic Materials	0.2%	$225,916	1
Utilities	0.2%	$211,386	1
Real Estate	0.1%	$146,101	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
GLD	Spdr Gold Trust	+39,526	40,090	$15,267,875
AAPL	Apple Inc.	+18,853	37,060	$12,341,721
T	At&T Inc.	+15,311	25,151	$613,684
IVV	iShares Core S&P 500 ETF	+9,459	10,053	$7,699,090
GOOGL	Alphabet Inc.	+8,446	11,743	$4,040,531
NVDA	Nvidia Corp	+5,701	12,702	$2,900,882
KO	Coca Cola Co	+5,196	9,661	$831,618
AMAT	Applied Materials Inc	+4,933	6,936	$3,546,931
WMT	Walmart Inc.	+4,076	10,891	$1,131,792
BA	Boeing Co	+3,536	4,896	$910,900
AMZN	Amazon Com Inc	+3,095	14,245	$3,549,141
MA	Mastercard Inc	+2,970	3,461	$1,908,637
IEMG	iShares Trust	+2,736	12,151	$0
MSFT	Microsoft Corp	+2,340	9,772	$5,012,058
PFE	Pfizer Inc	+1,667	12,274	$350,054
HON	Honeywell International Inc	+1,228	2,775	$585,358
HONA	Honeywell Aerospace Inc.	+1,093	2,640	$409,120
BRK-B	Berkshire Hathaway Inc	+459	2,724	$1,356,415
LLY	ELI LILLY & Co	+300	754	$872,438
IBM	International Business Machines Corp	+255	1,045	$229,826
TT	Trane Technologies plc	+55	470	$212,430
No positions match the current search.

Trimmed

Positions the filer reduced

22 positions

Ticker	Company	Δ Shares	Shares	Value
XLF	State Street Corp	−39,529	12,314	$0
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	−30,518	2,950	$321,078
SGOV	iShares 0-3 Month Treasury Bond ETF	−29,933	11,500	$1,157,820
SPY	Spdr S&P 500 ETF Trust	−29,523	1,218	$928,883
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−24,015	3,800	$743,850
JPST	JPMorgan Ultra-Short Income ETF	−23,733	6,052	$304,839
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−18,785	2,064	$347,618
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	−15,912	2,500	$277,425
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−15,201	7,078	$279,156
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−11,860	3,285	$548,529
BAC	Bank Of America Corp	−9,313	3,782	$205,854
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−8,292	12,714	$781,911
JPM	Jpmorgan Chase & Co	−6,231	2,323	$768,518
GOOG	Alphabet Inc.	−5,948	1,532	$522,013
QQQ	Invesco Qqq Trust, Series 1	−3,913	3,477	$2,572,180
XOM	ExxonMobil Holdings Corp	−3,043	3,365	$547,653
JNJ	Johnson & Johnson	−2,353	3,759	$995,157
CVX	Chevron Corp	−2,010	1,751	$357,571
HD	Home Depot, Inc.	−1,185	2,545	$724,027
V	Visa Inc.	−1,068	2,923	$1,050,321
UNH	Unitedhealth Group Inc	−343	673	$247,044
META	Meta Platforms, Inc.	−29	1,512	$1,096,472
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
MU	Micron Technology Inc	7,791	$8,298,272
IUSB	iShares Core Universal USD Bond ETF	181,366	$7,996,426
IVW	iShares S&P 500 Growth ETF	22,734	$3,234,138
DYNF	iShares U.S. Equity Factor Rotation Active ETF	42,715	$2,958,440
IVE	iShares S&P 500 Value ETF	12,950	$2,956,226
YUM	Yum Brands Inc	20,057	$2,734,571
COST	Costco Wholesale Corp	2,634	$2,397,835
DE	Deere & Co	2,969	$1,993,831
CORO		52,163	$1,896,125
BLCR		32,416	$1,587,087
GOVT	iShares U.S. Treasury Bond ETF	70,261	$1,536,608
ACWX	iShares MSCI ACWI ex U.S. ETF	19,618	$1,483,513
TLH	iShares 10-20 Year Treasury Bond ETF	13,181	$1,214,892
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	3,178	$1,189,334
IALT		39,618	$1,182,993
BAI	BlackRock ETF Trust	24,961	$1,177,909
GGOV		21,195	$1,061,869
EFG	iShares MSCI EAFE Growth ETF	8,823	$1,057,259
THRO		17,454	$767,626
EFV	iShares MSCI EAFE Value ETF	9,535	$754,599
COWZ	Pacer US Cash Cows 100 ETF	11,101	$741,102
IDEF		21,805	$680,904
JEPI	JPMorgan Equity Premium Income ETF	11,293	$634,892
AVUV	Avantis U.S. Small Cap Value ETF	5,340	$628,891
TSLA	Tesla, Inc.	1,570	$557,051
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	87,365	$6,806,607
BIV	Vanguard Bond Index Funds	76,720	$5,884,424
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	47,404	$5,665,726
SHY	iShares 1-3 Year Treasury Bond ETF	56,418	$4,632,481
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	39,535	$2,902,264
SMH	VanEck Semiconductor ETF	2,712	$1,778,773
IJR	iShares Core S&P Small-Cap ETF	11,037	$1,636,897
IEFA	iShares Core MSCI EAFE ETF	14,562	$1,406,397
CSCO	Cisco Systems, Inc.	9,334	$1,096,371
—		13,118	$1,089,712
—		20,977	$1,066,260
VO	VANGUARD MID-CAP INDEX FUND	10,494	$845,501
PG	PROCTER & GAMBLE Co	5,753	$843,619
VEU	Vanguard International Equity Index Funds	9,696	$812,040
CAT	Caterpillar Inc	762	$811,453
RSP	Victory Portfolios II	3,662	$779,163
MRK	Merck & Co., Inc.	5,507	$707,649
MCD	Mcdonalds Corp	2,462	$665,503
RTX	RTX Corp	3,325	$630,852
BLK	BlackRock, Inc.	654	$628,860
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	3,328	$612,185
DIS	Walt Disney Co	6,070	$584,237
VZ	Verizon Communications Inc	12,500	$529,250
PEP	Pepsico Inc	3,655	$494,887
FDX	Fedex Corp	1,547	$484,412
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

106 tracked positions · $139,587,698 total · filing declares 106 positions · $141,528,707 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 106 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GLD	Spdr Gold Trust	Added	40,090	+39,526	$15,267,875	+7248.6%	10.94%
AAPL	Apple Inc. Technology	Added	37,060	+18,853	$12,341,721	+134.3%	8.84%
MU	Micron Technology Inc Technology	NEW	7,791	NEW	$8,298,272	NEW	5.94%
IUSB	iShares Core Universal USD Bond ETF	NEW	181,366	NEW	$7,996,426	NEW	5.73%
IVV	iShares Core S&P 500 ETF	Added	10,053	+9,459	$7,699,090	+1630.8%	5.52%
MSFT	Microsoft Corp Technology	Added	9,772	+2,340	$5,012,058	+80.8%	3.59%
GOOGL	Alphabet Inc. Communication Services	Added	11,743	+8,446	$4,040,531	+242.9%	2.89%
AMZN	Amazon Com Inc Consumer Cyclical	Added	14,245	+3,095	$3,549,141	+33.6%	2.54%
AMAT	Applied Materials Inc Technology	Added	6,936	+4,933	$3,546,931	+144.9%	2.54%
IVW	iShares S&P 500 Growth ETF	NEW	22,734	NEW	$3,234,138	NEW	2.32%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	NEW	42,715	NEW	$2,958,440	NEW	2.12%
IVE	iShares S&P 500 Value ETF	NEW	12,950	NEW	$2,956,226	NEW	2.12%
NVDA	Nvidia Corp Technology	Added	12,702	+5,701	$2,900,882	+107.1%	2.08%
YUM	Yum Brands Inc Consumer Cyclical	NEW	20,057	NEW	$2,734,571	NEW	1.96%
QQQ	Invesco Qqq Trust, Series 1	Reduced	3,477	-3,913	$2,572,180	−52.7%	1.84%
COST	Costco Wholesale Corp Consumer Defensive	NEW	2,634	NEW	$2,397,835	NEW	1.72%
DE	Deere & Co Industrials	NEW	2,969	NEW	$1,993,831	NEW	1.43%
MA	Mastercard Inc Financial Services	Added	3,461	+2,970	$1,908,637	+656.9%	1.37%
CORO		NEW	52,163	NEW	$1,896,125	NEW	1.36%
BLCR		NEW	32,416	NEW	$1,587,087	NEW	1.14%
GOVT	iShares U.S. Treasury Bond ETF	NEW	70,261	NEW	$1,536,608	NEW	1.10%
ACWX	iShares MSCI ACWI ex U.S. ETF	NEW	19,618	NEW	$1,483,513	NEW	1.06%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	2,724	+459	$1,356,415	+19.7%	0.97%
TLH	iShares 10-20 Year Treasury Bond ETF	NEW	13,181	NEW	$1,214,892	NEW	0.87%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	NEW	3,178	NEW	$1,189,334	NEW	0.85%
IALT		NEW	39,618	NEW	$1,182,993	NEW	0.85%
BAI	BlackRock ETF Trust	NEW	24,961	NEW	$1,177,909	NEW	0.84%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	11,500	-29,933	$1,157,820	−72.2%	0.83%
WMT	Walmart Inc. Consumer Defensive	Added	10,891	+4,076	$1,131,792	+46.6%	0.81%
META	Meta Platforms, Inc. Communication Services	Reduced	1,512	-29	$1,096,472	+26.3%	0.79%
GGOV		NEW	21,195	NEW	$1,061,869	NEW	0.76%
EFG	iShares MSCI EAFE Growth ETF	NEW	8,823	NEW	$1,057,259	NEW	0.76%
V	Visa Inc. Financial Services	Reduced	2,923	-1,068	$1,050,321	−23.3%	0.75%
JNJ	Johnson & Johnson Healthcare	Reduced	3,759	-2,353	$995,157	−35.9%	0.71%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,218	-29,523	$928,883	−96.0%	0.67%
BA	Boeing Co Industrials	Added	4,896	+3,536	$910,900	+209.4%	0.65%
LLY	ELI LILLY & Co Healthcare	Added	754	+300	$872,438	+60.2%	0.63%
KO	Coca Cola Co Consumer Defensive	Added	9,661	+5,196	$831,618	+129.2%	0.60%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	12,714	-8,292	$781,911	−29.9%	0.56%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,323	-6,231	$768,518	−72.6%	0.55%
THRO		NEW	17,454	NEW	$767,626	NEW	0.55%
EFV	iShares MSCI EAFE Value ETF	NEW	9,535	NEW	$754,599	NEW	0.54%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	3,800	-24,015	$743,850	−86.0%	0.53%
COWZ	Pacer US Cash Cows 100 ETF	NEW	11,101	NEW	$741,102	NEW	0.53%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	2,545	-1,185	$724,027	−45.0%	0.52%
IDEF		NEW	21,805	NEW	$680,904	NEW	0.49%
JEPI	JPMorgan Equity Premium Income ETF	NEW	11,293	NEW	$634,892	NEW	0.45%
AVUV	Avantis U.S. Small Cap Value ETF	NEW	5,340	NEW	$628,891	NEW	0.45%
T	At&T Inc. Communication Services	Added	25,151	+15,311	$613,684	+201.3%	0.44%
HON	Honeywell International Inc Industrials	Added	2,775	+1,228	$585,358	+69.0%	0.42%

Showing the top 50 of 106 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.