ROTHSCHILD & CO ASSET MANAGEMENT US INC.
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2022, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2022-12-31, active share 68.9%; sector active share 24.2% against the combined 13F book's sector weights.
Over time 12 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
248 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022Portfolio Trend
Sector Breakdown
As of Dec 31, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 18.3% | $1,172,609,584 |
| Healthcare | 17.6% | $1,127,903,935 |
| Industrials | 13.0% | $833,848,238 |
| Energy | 8.9% | $567,415,306 |
| Technology | 8.1% | $519,706,045 |
| Communication Services | 7.1% | $453,960,169 |
| Consumer Defensive | 6.1% | $388,932,928 |
| Consumer Cyclical | 5.0% | $322,504,118 |
| Utilities | 4.7% | $300,436,787 |
| Real Estate | 4.5% | $290,635,150 |
| Basic Materials | 3.8% | $243,845,173 |
| Unclassified | 2.9% | $188,762,618 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| PYPL | PayPal Holdings, Inc. | +1,129,158 | 1,174,400 | $83,640,768 | |
| BSX | Boston Scientific Corp | +1,001,388 | 2,225,689 | $102,982,630 | |
| — | +359,300 | 440,467 | $3,677,900 | ||
| FOXA | Fox Corp | +318,693 | 2,066,943 | $62,773,058 | |
| HOMB | Home Bancshares Inc | +289,974 | 650,549 | $14,826,011 | |
| WOOF | Petco Health & Wellness Company, Inc. | +204,252 | 857,207 | $8,126,322 | |
| DIS | Walt Disney Co | +173,465 | 1,035,775 | $89,988,132 | |
| — | +154,713 | 369,648 | $6,823,700 | ||
| IIIV | i3 Verticals, Inc. | +133,102 | 310,728 | $7,563,119 | |
| NEE | Nextera Energy Inc | +111,840 | 759,940 | $63,530,984 | |
| AMT | American Tower Corp | +107,051 | 425,096 | $90,060,838 | |
| ICE | Intercontinental Exchange, Inc. | +89,433 | 405,355 | $41,585,369 | |
| BAC | Bank Of America Corp | +82,171 | 4,529,660 | $150,022,339 | |
| DUK | Duke Energy CORP | +78,135 | 1,038,955 | $107,001,975 | |
| MGY | Magnolia Oil & Gas Corp | +76,029 | 561,032 | $13,156,200 | |
| CSX | Csx Corp | +55,677 | 2,402,374 | $74,425,546 | |
| SLB | Slb Limited | +44,483 | 2,099,718 | $112,250,924 | |
| MRVL | Marvell Technology, Inc. | +42,656 | 204,596 | $7,578,235 | |
| XEL | Xcel Energy Inc | +42,044 | 1,259,733 | $88,319,880 | |
| GOOGL | Alphabet Inc. | +41,191 | 1,441,578 | $127,190,426 | |
| WFC | Wells Fargo & Company | +38,759 | 2,437,976 | $100,664,029 | |
| PHAT | Phathom Pharmaceuticals, Inc. | +38,230 | 245,658 | $2,756,282 | |
| SBCF | Seacoast Banking Corp Of Florida | +37,895 | 239,687 | $7,475,837 | |
| IWD | iShares Russell 1000 Value ETF | +33,639 | 46,304 | $7,022,001 | |
| GM | General Motors Co | +31,334 | 1,748,566 | $58,821,760 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CMCSA | Comcast Corp | −650,570 | 1,113,692 | $38,945,769 | |
| BAX | Baxter International Inc | −645,408 | 548,665 | $27,965,455 | |
| — | −281,669 | 238,673 | $5,914,320 | ||
| COP | Conocophillips | −231,909 | 1,100,653 | $129,877,054 | |
| KSS | KOHLS Corp | −228,723 | 34,133 | $861,858 | |
| TXT | Textron Inc | −199,862 | 908,735 | $64,338,438 | |
| SCHW | Schwab Charles Corp | −118,331 | 1,390,283 | $115,754,962 | |
| HST | Host Hotels & Resorts, Inc. | −110,932 | 305,435 | $4,902,231 | |
| — | −108,567 | 65,965 | $2,720,400 | ||
| PFGC | Performance Food Group Co | −84,906 | 160,540 | $9,373,930 | |
| PWR | Quanta Services, Inc. | −74,376 | 781,219 | $111,323,707 | |
| — | −60,541 | 978,277 | $5,820,750 | ||
| — | −58,477 | 120,511 | $13,668,357 | ||
| BRX | Brixmor Property Group Inc. | −53,796 | 512,087 | $11,609,012 | |
| — | −47,732 | 666,214 | $8,134,470 | ||
| BJ | BJ's Wholesale Club Holdings, Inc. | −44,089 | 127,729 | $8,450,550 | |
| AVNT | Avient Corp | −43,364 | 107,296 | $3,622,312 | |
| LLY | ELI LILLY & Co | −41,158 | 274,285 | $100,344,424 | |
| GPK | Graphic Packaging Holding Co | −40,782 | 318,843 | $7,094,256 | |
| — | −40,719 | 197,057 | $5,533,360 | ||
| AEO | American Eagle Outfitters Inc | −37,662 | 613,045 | $8,558,108 | |
| RDN | Radian Group Inc | −37,276 | 469,264 | $8,948,864 | |
| BOX | Box Inc | −37,166 | 525,296 | $16,352,464 | |
| — | −34,747 | 504,607 | $0 | ||
| BLMN | Bloomin' Brands, Inc. | −33,255 | 496,588 | $9,991,350 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ASO | Academy Sports & Outdoors, Inc. | 174,986 | $9,193,764 | |
| LNTH | Lantheus Holdings, Inc. | 173,614 | $8,847,369 | |
| — | 229,967 | $7,469,330 | ||
| EPC | EDGEWELL PERSONAL CARE Co | 191,209 | $7,369,194 | |
| — | 245,840 | $7,092,480 | ||
| HFWA | Heritage Financial Corp | 163,963 | $5,023,826 | |
| CRM | Salesforce, Inc. | 27,042 | $3,585,498 | |
| ANIP | Ani Pharmaceuticals Inc | 34,924 | $1,404,992 | |
| FRME | First Merchants Corp | 31,599 | $1,299,034 | |
| MITK | Mitek Systems Inc | 70,781 | $685,867 | |
| CVX | Chevron Corp | 1,195 | $214,490 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GPN | Global Payments Inc | 536,813 | $58,002,644 | |
| — | 389,564 | $12,034,000 | ||
| WTFC | Wintrust Financial Corp | 126,870 | $10,346,248 | |
| INTC | Intel Corp | 333,649 | $8,598,134 | |
| — | 28,870 | $6,251,000 | ||
| — | 218,465 | $5,390,000 | ||
| GNRC | Generac Holdings Inc. | 29,885 | $5,323,713 | |
| CDW | CDW Corp | 26,514 | $4,138,305 | |
| — | 74,764 | $3,525,000 | ||
| RH | Rh | 11,776 | $2,897,720 | |
| DLX | Deluxe Corp | 154,384 | $2,570,493 | |
| HBNC | Horizon Bancorp Inc | 84,095 | $1,510,346 | |
| — | 195,683 | $0 | ||
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 1,983,811 | $218,814,353 | 3.41% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 1,301,150 | $174,484,215 | 2.72% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 4,529,660 | $150,022,339 | 2.34% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Added | 253,285 | $139,481,516 | 2.18% | |
| COP |
Conocophillips
Energy
|
Reduced | 1,100,653 | $129,877,054 | 2.03% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 1,441,578 | $127,190,426 | 1.98% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 218,441 | $115,813,049 | 1.81% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Reduced | 1,390,283 | $115,754,962 | 1.81% | |
| SLB |
Slb Limited
Energy
|
Added | 2,099,718 | $112,250,924 | 1.75% | |
| PWR |
Quanta Services, Inc.
Industrials
|
Reduced | 781,219 | $111,323,707 | 1.74% | |
| NOC |
Northrop Grumman Corp
Industrials
|
Added | 196,791 | $107,371,137 | 1.67% | |
| DUK |
Duke Energy CORP
Utilities
|
Added | 1,038,955 | $107,001,975 | 1.67% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Added | 1,482,940 | $106,697,533 | 1.66% | |
| HIG |
Hartford Insurance Group, Inc.
Financial Services
|
Added | 1,375,722 | $104,320,999 | 1.63% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 432,422 | $103,703,444 | 1.62% | |
| BSX |
Boston Scientific Corp
Healthcare
|
Added | 2,225,689 | $102,982,630 | 1.61% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 564,915 | $102,057,543 | 1.59% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Added | 329,642 | $101,615,442 | 1.59% | |
| COR |
Cencora, Inc.
Healthcare
|
Added | 613,020 | $101,583,544 | 1.58% | |
| WFC |
Wells Fargo & Company
Financial Services
|
Added | 2,437,976 | $100,664,029 | 1.57% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 274,285 | $100,344,424 | 1.57% | |
| PH |
Parker-Hannifin Corp
Industrials
|
Added | 338,623 | $98,539,293 | 1.54% | |
| CAT |
Caterpillar Inc
Industrials
|
Added | 397,154 | $95,142,212 | 1.48% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 573,199 | $92,634,690 | 1.45% | |
| AMT |
American Tower Corp
Real Estate
|
Added | 425,096 | $90,060,838 | 1.40% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 1,035,775 | $89,988,132 | 1.40% | |
| XEL |
Xcel Energy Inc
Utilities
|
Added | 1,259,733 | $88,319,880 | 1.38% | |
| PLD |
Prologis, Inc.
Real Estate
|
Added | 776,520 | $87,537,099 | 1.37% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
Added | 1,174,400 | $83,640,768 | 1.30% | |
| MLM |
Martin Marietta Materials Inc
Basic Materials
|
Added | 246,661 | $83,364,018 | 1.30% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Added | 412,256 | $82,137,885 | 1.28% | |
| MSI |
Motorola Solutions, Inc.
Technology
|
Added | 316,063 | $81,452,595 | 1.27% | |
| STT |
State Street Corp
Financial Services
|
Added | 959,829 | $74,453,935 | 1.16% | |
| CSX |
Csx Corp
Industrials
|
Added | 2,402,374 | $74,425,546 | 1.16% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 392,805 | $69,389,003 | 1.08% | |
| TGT |
Target Corp
Consumer Defensive
|
Added | 464,463 | $69,223,565 | 1.08% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 542,532 | $65,288,300 | 1.02% | |
| TXT |
Textron Inc
Industrials
|
Reduced | 908,735 | $64,338,438 | 1.00% | |
| MDLZ |
Mondelez International, Inc.
Consumer Defensive
|
Added | 955,699 | $63,697,338 | 0.99% | |
| NEE |
Nextera Energy Inc
Utilities
|
Added | 759,940 | $63,530,984 | 0.99% | |
| FOXA |
Fox Corp
Communication Services
|
Added | 2,066,943 | $62,773,058 | 0.98% | |
| TSN |
Tyson Foods, Inc.
Consumer Defensive
|
Added | 987,827 | $61,492,230 | 0.96% | |
| CVS |
CVS HEALTH Corp
Healthcare
|
Added | 656,224 | $61,153,514 | 0.95% | |
| GM |
General Motors Co
Consumer Cyclical
|
Added | 1,748,566 | $58,821,760 | 0.92% | |
| MU |
Micron Technology Inc
Technology
|
Added | 988,652 | $49,412,826 | 0.77% | |
| EOG |
Eog Resources Inc
Energy
|
Added | 379,322 | $49,129,785 | 0.77% | |
| LUV |
Southwest Airlines Co
Industrials
|
Added | 1,434,341 | $48,294,261 | 0.75% | |
|
|
Reduced | 403,734 | $45,944,900 | 0.72% | ||
| ON |
On Semiconductor Corp
Technology
|
Reduced | 734,575 | $45,815,442 | 0.71% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 389,945 | $43,264,397 | 0.67% |
Showing the top 50 of 248 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.