DUMONT & BLAKE INVESTMENT ADVISORS LLC

Registered adviser

CIK

1287618

Location

PRINCETON, NJ

Portfolio Value

Small $372,687,953

Diversification

Diversified

Filing Date

Global Rank

#4,277 / 8,827 ▼ 87 · as of Jun 2026

Top Industry

Consumer Electronics 10.8%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 109318

Roster of Nov 1, 2026

Regulatory AUM

$562,266,109

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$562,266,109	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$540,831,763	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$490,004,264	Individuals and high net worth (97%)
May 2023 to Mar 2024	$449,076,441	Individuals and high net worth (97%)
Apr 2023	$449,076,441	Individuals and high net worth (97%)
Apr 2022 to Mar 2023	$504,198,862	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 53.2%, 22.8 effective positions, active share 64.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

6.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.5 quarters (12+), a floor since 78.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 64.9%; sector active share 38.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

180 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

15.0%

+1.0 pts

Top 5

42.1%

+3.5 pts

Top 10

55.0%

+1.8 pts

HHI

500

Diversified+61

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	46.0%	$171,381,953	44
Technology	18.2%	$67,968,268	24
Financial Services	9.7%	$36,212,234	33
Healthcare	5.6%	$20,970,071	14
Communication Services	5.1%	$19,092,386	6
Industrials	4.8%	$17,750,113	19
Consumer Cyclical	4.5%	$16,781,080	15
Consumer Defensive	2.8%	$10,290,956	8
Energy	1.8%	$6,882,370	9
Real Estate	1.1%	$4,239,504	4
Utilities	0.2%	$866,386	3
Basic Materials	0.1%	$252,632	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+26,012	44,971	$1,773,656
COST	Costco Wholesale Corp	+758	1,975	$1,797,921
CMCSA	Comcast Corp	+660	25,812	$561,669
GNTX	Gentex Corp	+525	21,832	$474,627
CMG	Chipotle Mexican Grill Inc	+490	24,085	$769,515
FIG	Figma, Inc.	+410	27,400	$575,948
—		+368	59,014	$0
MFIC	MidCap Financial Investment Corp	+365	10,548	$92,189
DOC	Healthpeak Properties, Inc.	+338	20,231	$404,013
UBER	Uber Technologies, Inc	+320	8,738	$598,640
PYPL	PayPal Holdings, Inc.	+300	6,289	$330,361
CCL	Carnival Corp Ltd.	+230	15,615	$383,192
SEIC	Sei Investments Co	+190	12,881	$1,322,363
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+175	2,887	$222,905
VICI	Vici Properties Inc.	+165	10,948	$251,475
OLLI	Ollie's Bargain Outlet Holdings, Inc.	+150	10,152	$869,518
IBM	International Business Machines Corp	+146	7,001	$1,539,729
ABT	Abbott Laboratories	+145	16,432	$1,623,974
CARR	CARRIER GLOBAL Corp	+142	5,497	$301,565
PEP	Pepsico Inc	+141	8,451	$1,070,910
SBUX	Starbucks Corp	+135	11,293	$1,061,090
VPU	VANGUARD UTILITIES INDEX FUND	+133	12,220	$2,089,620
IJH	iShares Core S&P Mid-Cap ETF	+132	4,850	$348,957
SWKS	Skyworks Solutions, Inc.	+130	6,905	$590,239
LOW	Lowes Companies Inc	+115	6,778	$1,249,117
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−34,853	39,286	$2,416,089
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	−23,684	22,873	$2,538,216
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−17,448	22,874	$4,477,585
SYY	Sysco Corp	−10,705	3,102	$241,831
PJP	Victory Portfolios II	−7,529	10,702	$0
JBLU	Jetblue Airways Corp	−3,000	16,000	$67,680
SMH	VanEck Semiconductor ETF	−1,847	4,508	$2,745,372
AAPL	Apple Inc.	−1,689	65,166	$21,701,581
CHY	Calamos Convertible & High Income Fund	−1,196	211,579	$2,477,590
VECO	Veeco Instruments Inc	−1,075	16,135	$837,406
XOM	ExxonMobil Holdings Corp	−1,023	12,545	$2,041,698
AUTL	Autolus Therapeutics plc	−1,000	13,000	$25,220
RSP	Victory Portfolios II	−655	78,796	$0
VZ	Verizon Communications Inc	−610	10,188	$467,323
MSFT	Microsoft Corp	−609	26,878	$13,785,726
IVW	iShares S&P 500 Growth ETF	−584	49,603	$7,056,522
TPR	Tapestry, Inc.	−574	21,115	$2,429,069
SPY	Spdr S&P 500 ETF Trust	−559	53,442	$40,756,472
AMZN	Amazon Com Inc	−551	24,249	$6,041,638
PCEF	Invesco Ltd.	−544	118,705	$0
WMT	Walmart Inc.	−506	39,873	$4,143,602
ORI	Old Republic International Corp	−458	43,477	$1,622,126
—		−455	65,573	$0
PFF	iShares Preferred and Income Securities ETF	−451	73,838	$2,178,221
GOOGL	Alphabet Inc.	−401	21,296	$7,327,527
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
KIE	State Street(R) SPDR(R) S&P(R) Insurance ETF	15,631	$914,413
MSA	MSA Safety Inc	4,115	$731,976
PSX	Phillips 66	1,101	$281,096
BBY	Best Buy Co Inc	2,605	$229,865
TGT	Target Corp	1,406	$220,306
CASS	Cass Information Systems Inc	3,756	$200,007
No positions match the current search.

Sold Out

Positions the filer fully exited

20 positions

Ticker	Company	Shares	Value
—		54,123	$2,582,208
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	15,144	$2,148,782
SRLN	State Street(R) Blackstone Senior Loan ETF	49,908	$2,010,793
MOAT	VanEck Morningstar Wide Moat ETF	15,013	$1,560,751
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	6,229	$1,153,797
RSPF	Victory Portfolios II	11,986	$929,514
SCHG	Schwab U.S. Large-Cap Growth ETF	26,128	$884,171
OTIS	Otis Worldwide Corp	7,743	$554,398
FDXF	FedEx Freight Holding Company, Inc.	1,959	$295,809
IVV	iShares Core S&P 500 ETF	361	$270,349
SCHX	Schwab U.S. Large-Cap ETF	9,140	$268,990
NEA	Nuveen AMT-Free Quality Municipal Income Fund	19,710	$231,395
BRK-B	Berkshire Hathaway Inc	460	$230,179
AVGO	Broadcom Inc.	587	$221,739
MO	Altria Group, Inc.	2,951	$212,324
AXP	American Express Co	625	$211,406
HY	Hyster-Yale, Inc.	5,942	$208,326
NUV	Nuveen Municipal Value Fund Inc	16,877	$155,605
NEWT	NewtekOne, Inc.	10,254	$151,861
RWAX	Tap Real Estate Technologies, Inc.	20,000	$4
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

180 tracked positions · $372,687,953 total · filing declares 180 positions · $398,093,408 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 180 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	53,442	-559	$40,756,472	+1.1%	10.94%
QQQ	Invesco Qqq Trust, Series 1	Reduced	33,233	-391	$24,584,776	−0.7%	6.60%
AAPL	Apple Inc. Technology	Reduced	65,166	-1,689	$21,701,581	+12.2%	5.82%
MSFT	Microsoft Corp Technology	Reduced	26,878	-609	$13,785,726	+34.5%	3.70%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	17,294	-100	$11,357,142	−7.2%	3.05%
DVY	iShares Select Dividend ETF	Reduced	58,588	-242	$8,909,477	−3.1%	2.39%
IWM	iShares Russell 2000 ETF	Reduced	28,415	-227	$7,896,244	−8.2%	2.12%
GOOGL	Alphabet Inc. Communication Services	Reduced	21,296	-401	$7,327,527	−5.5%	1.97%
IWC	iShares Micro-Cap ETF	Reduced	38,558	-63	$7,125,518	−7.8%	1.91%
IVW	iShares S&P 500 Growth ETF	Reduced	49,603	-584	$7,056,522	+2.2%	1.89%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	39,342	-159	$6,105,878	−2.2%	1.64%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	24,249	-551	$6,041,638	+2.2%	1.62%
GOOG	Alphabet Inc. Communication Services	Reduced	17,461	-203	$5,949,661	−4.7%	1.60%
STX	Seagate Technology Holdings plc Technology	Reduced	6,073	-123	$5,601,370	−6.3%	1.50%
IJT	iShares S&P Small-Cap 600 Growth ETF	Reduced	33,298	-305	$5,338,668	−11.0%	1.43%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	13,720	-278	$4,538,987	−0.9%	1.22%
EFA	iShares MSCI EAFE ETF	Added	43,433	+97	$4,512,254	+0.2%	1.21%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	22,874	-17,448	$4,477,585	−41.7%	1.20%
WMT	Walmart Inc. Consumer Defensive	Reduced	39,873	-506	$4,143,602	−9.4%	1.11%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	30,862	-209	$3,382,783	−7.3%	0.91%
BLK	BlackRock, Inc. Financial Services	Reduced	3,178	-55	$3,363,245	+8.2%	0.90%
AMGN	Amgen Inc Healthcare	Reduced	7,930	-76	$3,342,574	+15.3%	0.90%
JNJ	Johnson & Johnson Healthcare	Reduced	12,543	-295	$3,320,633	+1.8%	0.89%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	22,439	-131	$3,286,864	−4.3%	0.88%
ABBV	AbbVie Inc. Healthcare	Reduced	12,032	-107	$3,147,450	+3.0%	0.84%
CAT	Caterpillar Inc Industrials	Reduced	3,796	-28	$3,077,758	−24.4%	0.83%
IRM	Iron Mountain Inc Real Estate	Reduced	27,419	-84	$3,042,138	−12.4%	0.82%
GLW	Corning Inc Technology	Reduced	19,690	-230	$3,027,534	−40.5%	0.81%
AMD	Advanced Micro Devices Inc Technology	Reduced	4,930	-33	$3,015,976	+4.6%	0.81%
META	Meta Platforms, Inc. Communication Services	Added	4,102	+6	$2,974,688	+28.9%	0.80%
CSCO	Cisco Systems, Inc. Technology	Reduced	26,795	-190	$2,883,945	−9.0%	0.77%
INCY	Incyte Corp Healthcare	Reduced	23,235	-325	$2,819,567	+5.6%	0.76%
SMH	VanEck Semiconductor ETF	Reduced	4,508	-1,847	$2,745,372	−34.1%	0.74%
NVDA	Nvidia Corp Technology	Reduced	11,336	-123	$2,588,915	+12.9%	0.69%
MET	Metlife Inc Financial Services	Added	27,317	+44	$2,572,168	+11.5%	0.69%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Reduced	22,873	-23,684	$2,538,216	−49.1%	0.68%
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	Reduced	13,258	-123	$2,526,842	+2.7%	0.68%
IBKR	Interactive Brokers Group, Inc. Financial Services	Reduced	29,384	-83	$2,509,981	−2.1%	0.67%
CHY	Calamos Convertible & High Income Fund Financial Services	Reduced	211,579	-1,196	$2,477,590	−14.5%	0.66%
TPR	Tapestry, Inc. Consumer Cyclical	Reduced	21,115	-574	$2,429,069	−23.5%	0.65%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Reduced	17,607	-113	$2,424,659	−7.4%	0.65%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	39,286	-34,853	$2,416,089	−38.6%	0.65%
SYF	Synchrony Financial Financial Services	Reduced	33,917	-75	$2,407,089	−6.9%	0.65%
IVE	iShares S&P 500 Value ETF	Reduced	10,292	-61	$2,349,457	−0.1%	0.63%
PFF	iShares Preferred and Income Securities ETF	Reduced	73,838	-451	$2,178,221	−3.8%	0.58%
VPU	VANGUARD UTILITIES INDEX FUND	Added	12,220	+133	$2,089,620	−11.7%	0.56%
ITA	iShares U.S. Aerospace & Defense ETF	Reduced	10,056	-14	$2,083,402	−14.7%	0.56%
HACK		Reduced	17,173	-340	$2,082,054	+13.3%	0.56%
FDN	First Trust Dow Jones Internet Index Fund	Reduced	7,099	-10	$2,047,706	+8.8%	0.55%
XOM	ExxonMobil Holdings Corp Energy	Reduced	12,545	-1,023	$2,041,698	+10.1%	0.55%

Showing the top 50 of 180 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.