CIM, LLC

Registered adviser

CIK

1364725

Location

ALBANY, NY

Portfolio Value

Small $773,293,978

Diversification

Diversified

Filing Date

Global Rank

#2,963 / 8,819 ▼ 26

Top Industry

Semiconductors 11.1%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 132136

Roster of Oct 1, 2026

Regulatory AUM

$804,251,910

Main clients

Individuals and high net worth (95% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$804,251,910	Individuals and high net worth (95%)
Mar 2025 to Mar 2026	$751,123,641	Individuals and high net worth (95%)
Apr 2024 to Feb 2025	$633,264,095	Individuals and high net worth (96%)
May 2023 to Mar 2024	$513,434,111	Individuals and high net worth (94%)
Apr 2023	$513,434,111	Individuals and high net worth (94%)
Apr 2022 to Mar 2023	$643,226,169	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 41.2%, 35.7 effective positions, active share 68.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

26.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.3 quarters (12+), a floor since 39.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 68.9%; sector active share 13.6% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

169 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

9.7%

−0.9 pts

Top 5

26.4%

−0.8 pts

Top 10

41.2%

−0.4 pts

HHI

280

Diversified−27

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	26.4%	$204,203,887	27
Unclassified	16.0%	$123,993,533	35
Industrials	14.8%	$114,302,355	31
Financial Services	12.6%	$97,763,187	19
Communication Services	8.3%	$63,898,882	7
Consumer Defensive	6.5%	$50,533,537	6
Healthcare	6.5%	$50,130,024	17
Consumer Cyclical	6.0%	$46,423,304	14
Energy	1.2%	$9,576,158	6
Utilities	0.6%	$4,350,650	2
Real Estate	0.6%	$4,280,252	2
Basic Materials	0.5%	$3,838,209	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
RSI	Rush Street Interactive, Inc.	+59,331	82,119	$2,442,219
EXEL	Exelixis, Inc.	+52,443	88,412	$4,810,496
CBOE	Cboe Global Markets, Inc.	+25,730	32,909	$7,986,027
COCO	Vita Coco Company, Inc.	+20,682	33,686	$2,227,992
CMI	Cummins Inc	+13,425	33,742	$24,065,131
PYPL	PayPal Holdings, Inc.	+3,306	7,927	$342,287
NYT	New York Times Co	+2,816	49,569	$3,468,838
GEV	GE Vernova Inc.	+2,647	3,051	$3,584,497
ACGL	Arch Capital Group Ltd.	+2,332	22,750	$2,208,115
CGCP	Capital Group Core Plus Income ETF	+2,274	12,687	$282,793
UBS	UBS Group AG	+1,936	52,031	$2,578,656
FAST	Fastenal Co	+1,766	54,367	$2,611,247
POWL	Powell Industries Inc	+1,749	2,623	$751,122
ISTB	iShares Core 1-5 Year USD Bond ETF	+1,716	553,486	$26,705,699
BKLN	Invesco Ltd.	+1,403	554,155	$11,288,137
AVAV	AeroVironment Inc	+1,352	2,675	$441,562
ABT	Abbott Laboratories	+1,333	18,417	$1,671,158
SPXC	SPX Technologies, Inc.	+1,054	12,971	$3,180,100
FIVE	Five Below, Inc	+875	13,162	$2,366,395
IOT	Samsara Inc.	+858	35,363	$1,146,822
ACN	Accenture plc	+855	7,849	$976,729
PFF	iShares Preferred and Income Securities ETF	+746	210,735	$6,425,310
KRYS	Krystal Biotech, Inc.	+713	15,703	$5,836,334
SAIA	Saia Inc	+618	1,358	$571,935
BRO	Brown & Brown, Inc.	+614	15,777	$1,012,094
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NVO	Novo Nordisk A S	−101,476	273,341	$13,103,967
GFI	Gold Fields Ltd	−34,482	25,842	$868,032
GOOGL	Alphabet Inc.	−19,584	78,476	$28,044,968
ANET	Arista Networks, Inc.	−18,602	153,661	$26,103,930
MNST	Monster Beverage Corp	−14,991	251,099	$24,135,635
NVDA	Nvidia Corp	−12,772	219,205	$43,860,728
SPOT	Spotify Technology S.A.	−11,420	27,005	$12,398,805
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	−10,600	405,432	$6,438,260
XOM	ExxonMobil Holdings Corp	−7,716	20,190	$2,760,376
YOU	Clear Secure, Inc.	−7,384	52,030	$2,899,631
AAPL	Apple Inc.	−6,443	62,726	$18,150,395
AMZN	Amazon Com Inc	−4,257	85,520	$20,382,836
CLS	Celestica Inc	−3,892	16,009	$5,840,083
INTU	Intuit Inc.	−3,547	25,660	$6,697,260
MU	Micron Technology Inc	−2,982	11,447	$13,213,157
ACMR	ACM Research, Inc.	−2,221	12,528	$1,589,677
GNRC	Generac Holdings Inc.	−2,219	7,709	$2,257,272
GOOG	Alphabet Inc.	−2,206	3,530	$1,247,254
FIX	Comfort Systems USA Inc	−2,003	3,113	$6,169,810
ISRG	Intuitive Surgical Inc	−1,959	36,071	$14,344,715
CTAS	Cintas Corp	−1,658	101,486	$17,260,738
EME	EMCOR Group, Inc.	−1,612	28,409	$23,576,060
META	Meta Platforms, Inc.	−1,421	30,189	$17,005,161
AEHR	Aehr Test Systems	−1,412	12,259	$1,177,599
MSFT	Microsoft Corp	−1,350	8,303	$3,097,185
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
AVGO	Broadcom Inc.	25,677	$9,699,486
ESE	Esco Technologies Inc	14,143	$4,950,615
MDA	MDA Space Ltd.	54,693	$2,257,727
IESC	IES Holdings, Inc.	2,558	$1,879,260
SN	SharkNinja, Inc.	11,538	$1,756,891
CRS	Carpenter Technology Corp	2,684	$1,655,598
WMT	Walmart Inc.	14,066	$1,593,115
FTI	TechnipFMC plc	22,961	$1,522,314
DRS	Leonardo DRS, Inc.	32,561	$1,389,377
VECO	Veeco Instruments Inc	10,677	$809,316
KNSA	Kiniksa Pharmaceuticals International, plc	10,566	$675,695
MRX	Marex Group Ltd	10,584	$645,094
TILE	Interface Inc	17,743	$635,909
MYRG	Myr Group Inc.	1,233	$616,993
GSL	Global Ship Lease, Inc.	14,656	$551,065
AMSC	American Superconductor Corp	12,982	$538,882
WDFC	Wd 40 Co	2,147	$523,095
TTD	Trade Desk, Inc.	15,580	$281,686
LLY	ELI LILLY & Co	182	$218,296
CGGO	Capital Group Global Growth Equity ETF	4,877	$206,443
No positions match the current search.

Sold Out

Positions the filer fully exited

17 positions

Ticker	Company	Shares	Value
UI	Ubiquiti Inc.	3,282	$2,593,731
PLTR	Palantir Technologies Inc.	17,012	$2,488,515
—		68,592	$1,622,201
BMI	Badger Meter Inc	9,488	$1,445,496
HMY	Harmony Gold Mining Co Ltd	88,568	$1,361,290
TOST	Toast, Inc.	41,148	$1,090,833
CHE	Chemed Corp	2,325	$878,245
—		22,556	$558,487
DRD	Drdgold Ltd	17,776	$522,081
DUOL	Duolingo, Inc.	4,838	$476,881
AWR	American States Water Co	5,247	$396,778
ORCL	Oracle Corp	2,660	$391,312
TSCO	Tractor Supply Co	8,541	$386,907
AGYS	Agilysys Inc	4,318	$307,182
GWW	W.W. Grainger, Inc.	270	$294,518
TGLS	Tecnoglass Holdings Inc.	5,354	$238,520
T	At&T Inc.	7,606	$220,497
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

169 tracked positions · $773,293,978 total · filing declares 171 positions · $773,292,511 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 169 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	219,205	-12,772	$43,860,728	+8.4%	26+	before history	5.67%
ASML	Asml Holding NV Technology	Reduced	14,864	-570	$29,571,034	+45.1%	13	$1,257.90	3.82%
GOOGL	Alphabet Inc. Communication Services	Reduced	78,476	-19,584	$28,044,968	−0.5%	26+	before history	3.63%
ISTB	iShares Core 1-5 Year USD Bond ETF	Added	553,486	+1,716	$26,705,699	−0.1%	24	unpriced	3.45%
ANET	Arista Networks, Inc. Technology	Reduced	153,661	-18,602	$26,103,930	+23.4%	26+	before history	3.38%
MNST	Monster Beverage Corp Consumer Defensive	Reduced	251,099	-14,991	$24,135,635	+25.2%	26+	before history	3.12%
CMI	Cummins Inc Industrials	Added	33,742	+13,425	$24,065,131	+120.2%	7	$570.54	3.11%
EME	EMCOR Group, Inc. Industrials	Reduced	28,409	-1,612	$23,576,060	+6.4%	8	$488.47	3.05%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	44,387	-389	$22,210,810	+3.5%	24	$299.34	2.87%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	85,520	-4,257	$20,382,836	+9.0%	26+	before history	2.64%
PGR	Progressive Corp Financial Services	Reduced	86,190	-144	$18,828,205	+10.0%	26+	before history	2.43%
TIP	iShares TIPS Bond ETF	Added	170,872	+421	$18,698,522	−0.6%	24	unpriced	2.42%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	19,982	-381	$18,692,561	−7.9%	18	$728.20	2.42%
MA	Mastercard Inc Financial Services	Reduced	35,805	-579	$18,389,448	+1.2%	26+	before history	2.38%
AAPL	Apple Inc. Technology	Reduced	62,726	-6,443	$18,150,395	+3.4%	26+	before history	2.35%
CTAS	Cintas Corp Industrials	Reduced	101,486	-1,658	$17,260,738	−1.1%	26+	before history	2.23%
META	Meta Platforms, Inc. Communication Services	Reduced	30,189	-1,421	$17,005,161	−6.0%	26+	before history	2.20%
SNPS	Synopsys Inc Technology	Reduced	36,812	-473	$16,420,728	+11.1%	16	$334.84	2.12%
ISRG	Intuitive Surgical Inc Healthcare	Reduced	36,071	-1,959	$14,344,715	−18.2%	26+	before history	1.86%
MU	Micron Technology Inc Technology	Reduced	11,447	-2,982	$13,213,157	+171.1%	5	$93.41	1.71%
NVO	Novo Nordisk A S CALL + SHARES Healthcare	Reduced	273,441	-101,476	$13,108,761	−4.9%	26+	before history	1.70%
SPOT	Spotify Technology S.A. Communication Services	Reduced	27,005	-11,420	$12,398,805	−33.5%	11	$527.13	1.60%
BKLN	Invesco Ltd. Financial Services	Added	554,155	+1,403	$11,288,137	+0.1%	24	$21.53	1.46%
STRL	Sterling Infrastructure, Inc. Industrials	Added	12,461	+309	$10,459,264	+111.3%	5	$375.65	1.35%
AVGO	Broadcom Inc. Technology	NEW	25,677	NEW	$9,699,486	NEW	1	$400.96	1.25%
MBB	iShares MBS ETF	Added	100,910	+223	$9,538,013	−0.2%	24	unpriced	1.23%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	Reduced	265,694	-997	$9,033,596	+5.8%	26+	before history	1.17%
CBOE	Cboe Global Markets, Inc. Financial Services	Added	32,909	+25,730	$7,986,027	+295.8%	11	$278.86	1.03%
INTU	Intuit Inc. Technology	Reduced	25,660	-3,547	$6,697,260	−47.0%	26+	before history	0.87%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Reduced	405,432	-10,600	$6,438,260	−10.7%	24	$14.28	0.83%
PFF	iShares Preferred and Income Securities ETF	Added	210,735	+746	$6,425,310	+0.9%	7	unpriced	0.83%
FIX	Comfort Systems USA Inc Industrials	Reduced	3,113	-2,003	$6,169,810	−12.5%	23	$291.73	0.80%
RAVI	FlexShares Ultra-Short Income Fund	Added	79,026	+208	$5,960,140	+0.3%	24	$76.05	0.77%
CLS	Celestica Inc Technology	Reduced	16,009	-3,892	$5,840,083	+4.2%	9	$90.37	0.76%
KRYS	Krystal Biotech, Inc. Healthcare	Added	15,703	+713	$5,836,334	+50.7%	2	$267.57	0.75%
TMV	Direxion Daily 20+ Year Treasury Bear 3X Shares	Reduced	148,227	-252	$5,493,292	−1.0%	24	unpriced	0.71%
ESE	Esco Technologies Inc Technology	NEW	14,143	NEW	$4,950,615	NEW	1	$312.86	0.64%
EXEL	Exelixis, Inc. Healthcare	Added	88,412	+52,443	$4,810,496	+211.8%	5	$45.16	0.62%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	46,531	+114	$4,690,790	+0.5%	17	$99.77	0.61%
USFR	WisdomTree Floating Rate Treasury Fund	Added	92,422	+289	$4,653,447	+0.3%	17	unpriced	0.60%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Reduced	42,656	-816	$4,599,169	+15.6%	24	unpriced	0.59%
		Added	49,692	+135	$4,553,774	+0.3%	24	$91.60	0.59%
IVV	iShares Core S&P 500 ETF	Added	6,003	+201	$4,495,586	+18.6%	26+	before history	0.58%
APH	Amphenol Corp Technology	Added	23,036	+184	$4,061,707	+40.7%	5	$82.47	0.53%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	7,880	-635	$3,763,251	+30.8%	11	$189.54	0.49%
TPL	Texas Pacific Land Corp Energy	Added	8,547	+203	$3,740,509	−5.5%	18	$289.74	0.48%
IBKR	Interactive Brokers Group, Inc. Financial Services	Added	41,478	+2	$3,610,245	+29.8%	7	unpriced	0.47%
GEV	GE Vernova Inc. Industrials	Added	3,051	+2,647	$3,584,497	+916.4%	5	$940.65	0.46%
NYT	New York Times Co Communication Services	Added	49,569	+2,816	$3,468,838	−11.4%	2	$75.73	0.45%
HSY	Hershey Co Consumer Defensive	Added	19,769	+477	$3,468,471	−13.5%	15	$208.47	0.45%

Showing the top 50 of 169 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.