Greenwich Investment Management, Inc.

CIK

1456511

Location

STAMFORD, CT

Portfolio Value

Small $109,260,261

Diversification

Diversified

Filing Date

Global Rank

#6,729 / 7,436 ▼ 335 · as of Jun 2024

Top Industry

Asset Management 63.5%

3Y Alpha vs SPY

-24.8%

Period ended 2 years ago

Filed Aug 14, 2024 · 2y

14 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2024, never from the firm's own description.

Style

Concentrated

The top 10 positions are 79.5% of the book (60%+)

Turnover

Low turnover

16.8% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.2 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2024-06-30, active share 95.7%; sector active share 76.7% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

36 tracked positions · as of Jun 30, 2024 · Δ vs Mar 31, 2024

Top Position

16.4%

+0.8 pts

Top 5

57.3%

+1.0 pts

Top 10

79.5%

−0.2 pts

HHI

856

Diversified+23

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2024

Sector	% Portfolio	Value	Positions
Financial Services	67.9%	$74,176,930	24
Energy	24.3%	$26,539,938	3
Technology	5.3%	$5,826,832	3
Industrials	1.1%	$1,165,047	1
Real Estate	1.0%	$1,052,699	3
Unclassified	0.5%	$498,815	2

Last Quarter's Activity

Export CSV

Jun 30, 2024 vs Mar 31, 2024

Added To

Positions the filer increased

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
OBDC	Blue Owl Capital Corp	+24,125	294,010	$4,515,993
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
OCSL	Oaktree Specialty Lending Corp	−513,621	93,356	$1,756,026
ACRE	Ares Commercial Real Estate Corp	−176,125	39,145	$260,314
TRIN	Trinity Capital Inc.	−87,438	1,144,032	$16,176,612
NTIP	Network-1 Technologies, Inc.	−38,605	654,521	$1,165,047
TSLX	Sixth Street Specialty Lending, Inc.	−33,880	563,544	$12,031,664
ARCC	Ares Capital Corp	−26,490	392,525	$8,180,221
RWAY	Runway Growth Finance Corp.	−19,925	270,682	$3,183,220
BANX	ArrowMark Financial Corp.	−18,975	299,275	$5,515,638
CGBD	Carlyle Secured Lending, Inc.	−18,070	104,373	$1,851,577
MPV	Barings Participation Investors	−17,551	341,577	$5,642,852
—		−8,600	51,275	$194,327
FSK	FS KKR Capital Corp	−8,106	101,410	$2,000,819
DMLP	Dorchester Minerals, L.P.	−5,693	582,168	$17,959,882
ISTR	Investar Holding Corp	−4,965	24,220	$372,988
VBNK	VersaBank	−4,425	69,053	$743,010
GSBD	Goldman Sachs BDC, Inc.	−3,951	364,807	$5,483,049
BBDC	Barings BDC, Inc.	−2,686	13,510	$131,452
NVEC	Nve Corp	−1,874	34,392	$2,568,738
MCI	Barings Corporate Investors	−1,460	77,847	$1,449,511
SFBC	Sound Financial Bancorp, Inc.	−1,302	10,388	$446,684
FNWB	First Northwest Bancorp	−680	11,272	$109,225
HTGC	Hercules Capital, Inc.	−630	23,081	$472,006
CFG	Citizens Financial Group Inc	−200	9,700	$349,491
HTB	HomeTrust Bancshares, Inc.	−185	15,155	$455,104
FISV	Fiserv Inc	−180	2,043	$304,488
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
ACT	Enact Holdings, Inc.	51,851	$1,589,751
ARES	Ares Management Corp	4,960	$661,068
BGC	BGC Group, Inc.	69,490	$576,767
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
EQH	Equitable Holdings, Inc.	57,738	$2,194,621
ABBV	AbbVie Inc.	1,457	$265,319
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

36 tracked positions · $109,260,261 total · filing declares 37 positions · $109,276,411 · as of Jun 30, 2024

All sectors Energy Financial Services Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DMLP	Dorchester Minerals, L.P. Energy	Reduced	582,168	-5,693	$17,959,882	−9.4%	11	before history	16.44%
TRIN	Trinity Capital Inc. Financial Services	Reduced	1,144,032	-87,438	$16,176,612	−10.5%	11	before history	14.81%
TSLX	Sixth Street Specialty Lending, Inc. Financial Services	Reduced	563,544	-33,880	$12,031,664	−6.0%	11	before history	11.01%
XOM	ExxonMobil Holdings Corp Energy	Held	71,406	0	$8,220,258	−1.0%	11	before history	7.52%
ARCC	Ares Capital Corp Financial Services	Reduced	392,525	-26,490	$8,180,221	−6.2%	11	before history	7.49%
MPV	Barings Participation Investors Financial Services	Reduced	341,577	-17,551	$5,642,852	−2.5%	11	before history	5.16%
BANX	ArrowMark Financial Corp. Financial Services	Reduced	299,275	-18,975	$5,515,638	−8.8%	11	before history	5.05%
GSBD	Goldman Sachs BDC, Inc. Financial Services	Reduced	364,807	-3,951	$5,483,049	−0.7%	11	before history	5.02%
OBDC	Blue Owl Capital Corp Financial Services	Added	294,010	+24,125	$4,515,993	+8.8%	4	$14.60	4.13%
RWAY	Runway Growth Finance Corp. Financial Services	Reduced	270,682	-19,925	$3,183,220	−9.6%	11	before history	2.91%
AAPL	Apple Inc. Technology	Held	14,158	0	$2,981,957	+22.8%	11	before history	2.73%
NVEC	Nve Corp Technology	Reduced	34,392	-1,874	$2,568,738	−21.5%	6	$81.38	2.35%
FSK	FS KKR Capital Corp Financial Services	Reduced	101,410	-8,106	$2,000,819	−4.2%	11	before history	1.83%
CGBD	Carlyle Secured Lending, Inc. Financial Services	Reduced	104,373	-18,070	$1,851,577	−7.1%	6	$14.79	1.69%
OCSL	Oaktree Specialty Lending Corp Financial Services	Reduced	93,356	-513,621	$1,756,026	−85.3%	11	before history	1.61%
ACT	Enact Holdings, Inc. Financial Services	NEW	51,851	NEW	$1,589,751	NEW	1	$30.46	1.46%
MCI	Barings Corporate Investors Financial Services	Reduced	77,847	-1,460	$1,449,511	+6.3%	11	before history	1.33%
NTIP	Network-1 Technologies, Inc. Industrials	Reduced	654,521	-38,605	$1,165,047	−18.8%	11	before history	1.07%
VBNK	VersaBank Financial Services	Reduced	69,053	-4,425	$743,010	−4.6%	10	$11.44	0.68%
ARES	Ares Management Corp Financial Services	NEW	4,960	NEW	$661,068	NEW	1	$136.56	0.61%
BGC	BGC Group, Inc. Financial Services	NEW	69,490	NEW	$576,767	NEW	1	$8.23	0.53%
CPT	Camden Property Trust Real Estate	Held	4,910	0	$535,730	+10.9%	9	$148.23	0.49%
CINF	Cincinnati Financial Corp Financial Services	Reduced	4,083	-50	$482,202	−6.0%	11	before history	0.44%
HTGC	Hercules Capital, Inc. Financial Services	Reduced	23,081	-630	$472,006	+7.9%	11	before history	0.43%
HTB	HomeTrust Bancshares, Inc. Financial Services	Reduced	15,155	-185	$455,104	+8.5%	11	before history	0.42%
SFBC	Sound Financial Bancorp, Inc. Financial Services	Reduced	10,388	-1,302	$446,684	−6.1%	11	before history	0.41%
ISTR	Investar Holding Corp Financial Services	Reduced	24,220	-4,965	$372,988	−21.9%	11	before history	0.34%
OKE	Oneok Inc Energy	Held	4,412	0	$359,798	+1.7%	4	$65.29	0.33%
CFG	Citizens Financial Group Inc Financial Services	Reduced	9,700	-200	$349,491	−2.7%	11	before history	0.32%
FISV	Fiserv Inc	Reduced	2,043	-180	$304,488	−14.3%	11	before history	0.28%
ASML	Asml Holding NV Technology	Reduced	270	-3	$276,137	+4.2%	3	$660.32	0.25%
ACRE	Ares Commercial Real Estate Corp Real Estate	Reduced	39,145	-176,125	$260,314	−83.8%	11	before history	0.24%
PSTL	Postal Realty Trust, Inc. Real Estate	Held	19,254	0	$256,655	−6.9%	11	before history	0.23%
		Reduced	51,275	-8,600	$194,327	—	11	before history	0.18%
BBDC	Barings BDC, Inc. Financial Services	Reduced	13,510	-2,686	$131,452	−12.7%	7	$8.56	0.12%
FNWB	First Northwest Bancorp Financial Services	Reduced	11,272	-680	$109,225	−41.6%	11	before history	0.10%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.