Johnson Midwest Financial, LLC

CIK

1732399

Location

GLIDDEN, IA

Portfolio Value

Micro $44,531,591

Diversification

Diversified

Filing Date

Global Rank

#6,754 / 7,036 ▼ 719 · as of Sep 2023

Top Industry

Asset Management 17.5%

Period ended 3 years ago

Filed Nov 7, 2023 · 3y

12 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.1% of the book (60%+)

Turnover

Medium turnover

30.1% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 73.8%; sector active share 44.8% against the combined 13F book's sector weights.

Over time 12 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

363 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

17.1%

−22.4 pts

Top 5

54.0%

−26.3 pts

Top 10

65.1%

−20.2 pts

HHI

726

Diversified−1,355

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	51.7%	$23,023,491	50
Financial Services	13.3%	$5,926,394	60
Technology	7.5%	$3,333,841	33
Utilities	6.2%	$2,752,530	16
Consumer Defensive	4.1%	$1,842,869	24
Industrials	4.1%	$1,814,025	31
Consumer Cyclical	3.3%	$1,478,901	27
Real Estate	2.8%	$1,235,412	27
Energy	2.3%	$1,017,459	23
Healthcare	2.2%	$994,239	38
Communication Services	2.1%	$939,027	18
Basic Materials	0.4%	$173,403	16

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CHI	Calamos Convertible Opportunities & Income Fund	+3,000	9,022	$95,091
RFI	Cohen & Steers Total Return Realty Fund Inc	+3,000	10,893	$114,158
CPRT	Copart Inc	+2,622	5,134	$221,224
SAVE	Spirit Aviation Holdings, Inc.	+900	2,950	$48,675
WDAY	Workday, Inc.	+759	780	$167,583
CCL	Carnival Corp Ltd.	+500	944	$12,951
ARCC	Ares Capital Corp	+200	20,684	$402,717
—		+150	1,552	$34,507
GLD	Spdr Gold Trust	+140	180	$30,861
AAPL	Apple Inc.	+129	10,039	$1,718,777
VZ	Verizon Communications Inc	+116	3,483	$112,884
PYPL	PayPal Holdings, Inc.	+100	178	$10,405
MO	Altria Group, Inc.	+96	5,424	$228,079
EPD	Enterprise Products Partners L.P.	+51	2,776	$75,979
CVX	Chevron Corp	+50	884	$149,060
T	At&T Inc.	+50	5,658	$84,983
PHK	Pimco High Income Fund	+45	2,254	$9,962
KMI	Kinder Morgan, Inc.	+42	2,821	$46,772
O	Realty Income Corp	+31	1,950	$97,383
PSEC	Prospect Capital Corp	+28	25,596	$154,855
ABR	Arbor Realty Trust Inc	+27	1,042	$15,817
DE	Deere & Co	+26	661	$249,448
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+24	2,176	$22,434
FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.	+23	1,495	$15,428
CSCO	Cisco Systems, Inc.	+23	611	$32,847
No positions match the current search.

Trimmed

Positions the filer reduced

15 positions

Ticker	Company	Δ Shares	Shares	Value
IVW	iShares S&P 500 Growth ETF	−157,972	52,113	$3,565,571
IVE	iShares S&P 500 Value ETF	−66,370	25,077	$3,857,845
DIA	Spdr Dow Jones Industrial Average ETF Trust	−29,867	12,647	$4,236,112
QQQ	Invesco Qqq Trust, Series 1	−27,275	12,615	$4,519,576
SPY	Spdr S&P 500 ETF Trust	−19,154	13,874	$5,930,857
NRO	Neuberger Real Estate Securities Income Fund Inc	−4,833	8,376	$23,368
FSK	FS KKR Capital Corp	−1,919	74,350	$1,463,951
TQQQ	ProShares UltraPro QQQ	−1,185	354	$12,609
XOM	ExxonMobil Holdings Corp	−1,000	1,712	$201,296
PECO	Phillips Edison & Company, Inc.	−833	19,668	$659,664
AMC	Amc Entertainment Holdings, Inc.	−400	105	$838
QCOM	Qualcomm Inc	−73	1,275	$141,601
UPRO	ProShares UltraPro S&P500	−21	40	$1,646
CRM	Salesforce, Inc.	−20	60	$12,166
DBMF	iMGP DBI Managed Futures Strategy ETF	−2	2,216	$64,042
No positions match the current search.

New Positions

Positions the filer opened this quarter

19 positions

Ticker	Company	Shares	Value
AXP	American Express Co	1,322	$197,229
EQT	EQT Corp	3,198	$129,774
—		8,000	$17,200
GNL	Global Net Lease, Inc.	1,375	$13,213
CAMT	Camtek Ltd	175	$10,895
MIDU	Direxion Daily Mid Cap Bull 3X Shares	319	$10,842
DRN	Direxion Daily Real Estate Bull 3X Shares	1,426	$9,768
CSWC	Capital Southwest Corp	250	$5,725
WPC	W. P. Carey Inc.	100	$5,408
GENI	Genius Sports Ltd	750	$3,997
VFC	V F Corp	200	$3,534
HST	Host Hotels & Resorts, Inc.	200	$3,214
PAA	Plains All American Pipeline LP	200	$3,064
XIFR	XPLR Infrastructure, LP	100	$2,970
TFC	Truist Financial Corp	100	$2,861
KEY	Keycorp	250	$2,690
SAFE	Safehold Inc.	150	$2,670
OESX	Orion Energy Systems, Inc.	500	$630
LAZR	Luminar Technologies, Inc.	100	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
EFA	iShares MSCI EAFE ETF	201,649	$14,619,552
SSO	ProShares Ultra S&P500	19,869	$1,155,382
PVH	Pvh Corp.	1,336	$113,519
EEFT	Euronet Worldwide, Inc.	680	$79,811
IJK	iShares S&P Mid-Cap 400 Growth ETF	286	$21,450
TTT	ProShares UltraPro Short 20+ Year Treasury	180	$11,838
CIM	Chimera Investment Corp	1,000	$5,769
GLW	Corning Inc	125	$4,380
—		800	$704
—		50	$0
—		20,000	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

363 tracked positions · $44,531,591 total · filing declares 376 positions · $44,703,530 · as of Sep 30, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 363 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	13,874	-19,154	$5,930,857	−59.5%	12	before history	13.32%
QQQ	Invesco Qqq Trust, Series 1	Reduced	12,615	-27,275	$4,519,576	−69.3%	3	$295.05	10.15%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	12,647	-29,867	$4,236,112	−71.0%	12	before history	9.51%
IVE	iShares S&P 500 Value ETF	Reduced	25,077	-66,370	$3,857,845	−73.8%	2	unpriced	8.66%
IVW	iShares S&P 500 Growth ETF	Reduced	52,113	-157,972	$3,565,571	−75.9%	3	unpriced	8.01%
AAPL	Apple Inc. Technology	Added	10,039	+129	$1,718,777	−10.6%	12	before history	3.86%
FSK	FS KKR Capital Corp Financial Services	Reduced	74,350	-1,919	$1,463,951	+0.1%	10	$21.57	3.29%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,873	+20	$1,356,711	+3.3%	12	before history	3.05%
WMT	Walmart Inc. Consumer Defensive	Held	4,969	0	$794,692	+1.7%	12	before history	1.78%
PFG	Principal Financial Group Inc Financial Services	Held	9,488	0	$683,800	−5.0%	12	before history	1.54%
LNT	Alliant Energy Corp Utilities	Added	13,845	+14	$670,790	−7.6%	12	before history	1.51%
PECO	Phillips Edison & Company, Inc. Real Estate	Reduced	19,668	-833	$659,664	−5.6%	6	$33.95	1.48%
NEE	Nextera Energy Inc Utilities	Held	11,204	0	$641,877	−22.8%	12	before history	1.44%
MCD	Mcdonalds Corp Consumer Cyclical	Held	2,137	0	$562,971	−11.7%	12	before history	1.26%
TSLA	Tesla, Inc. Consumer Cyclical	Held	2,215	0	$554,237	−4.4%	12	before history	1.24%
META	Meta Platforms, Inc. Communication Services	Held	1,782	0	$534,974	+4.6%	12	before history	1.20%
ARCC	Ares Capital Corp Financial Services	Added	20,684	+200	$402,717	+4.6%	12	before history	0.90%
MSFT	Microsoft Corp Technology	Held	1,216	0	$383,952	−7.3%	12	before history	0.86%
JNJ	Johnson & Johnson Healthcare	Held	2,384	0	$371,308	−5.9%	12	before history	0.83%
TSN	Tyson Foods, Inc. Consumer Defensive	Held	6,998	0	$353,329	−1.1%	12	before history	0.79%
OTTR	Otter Tail Corp Industrials	Held	4,482	0	$340,273	−3.8%	12	before history	0.76%
XEL	Xcel Energy Inc Utilities	Added	5,702	+13	$326,268	−7.8%	12	before history	0.73%
ADBE	Adobe Inc. Technology	Added	594	+15	$302,880	+7.0%	4	$325.00	0.68%
CSX	Csx Corp Industrials	Held	8,140	0	$250,305	−9.8%	12	before history	0.56%
DE	Deere & Co Industrials	Added	661	+26	$249,448	−3.0%	12	before history	0.56%
MO	Altria Group, Inc. Consumer Defensive	Added	5,424	+96	$228,079	−5.5%	12	before history	0.51%
EIX	Edison International Utilities	Held	3,521	0	$222,844	−8.9%	12	before history	0.50%
CPRT	Copart Inc Industrials	Added	5,134	+2,622	$221,224	−3.4%	2	unpriced	0.50%
WEC	Wec Energy Group, Inc. Utilities	Held	2,617	0	$210,799	−8.7%	12	before history	0.47%
GSK	GSK plc Healthcare	Held	5,644	0	$204,595	+1.7%	12	before history	0.46%
XOM	ExxonMobil Holdings Corp Energy	Reduced	1,712	-1,000	$201,296	−30.8%	12	before history	0.45%
ET	Energy Transfer LP Energy	Added	14,137	+10	$198,348	+10.6%	8	unpriced	0.45%
AXP	American Express Co Financial Services	NEW	1,322	NEW	$197,229	NEW	1	$163.57	0.44%
BAC	Bank Of America Corp Financial Services	Held	7,132	0	$195,274	−4.6%	12	before history	0.44%
IBM	International Business Machines Corp Technology	Held	1,346	0	$188,843	+4.8%	12	before history	0.42%
ES	Eversource Energy Utilities	Held	3,223	0	$187,417	−18.0%	12	before history	0.42%
HTGC	Hercules Capital, Inc. Financial Services	Held	10,500	0	$172,410	+10.9%	7	$17.56	0.39%
WDAY	Workday, Inc. Technology	Added	780	+759	$167,583	+3433.3%	4	unpriced	0.38%
PSEC	Prospect Capital Corp Financial Services	Added	25,596	+28	$154,855	−2.3%	12	before history	0.35%
CVX	Chevron Corp Energy	Added	884	+50	$149,060	+13.6%	12	before history	0.33%
QCOM	Qualcomm Inc Technology	Reduced	1,275	-73	$141,601	−11.8%	12	before history	0.32%
CAT	Caterpillar Inc Industrials	Added	490	+2	$133,770	+11.4%	12	before history	0.30%
KO	Coca Cola Co Consumer Defensive	Added	2,333	+12	$130,601	−6.6%	12	before history	0.29%
EQT	EQT Corp Energy	NEW	3,198	NEW	$129,774	NEW	1	$41.40	0.29%
AMZN	Amazon Com Inc Consumer Cyclical	Held	972	0	$123,560	−2.5%	12	before history	0.28%
WY	Weyerhaeuser Co Real Estate	Held	4,000	0	$122,640	−8.5%	12	before history	0.28%
AEP	American Electric Power Co Inc Utilities	Held	1,627	0	$122,382	−10.7%	12	before history	0.27%
RFI	Cohen & Steers Total Return Realty Fund Inc Financial Services	Added	10,893	+3,000	$114,158	+26.6%	12	before history	0.26%
VZ	Verizon Communications Inc Communication Services	Added	3,483	+116	$112,884	−9.9%	12	before history	0.25%
VEA	Vanguard FTSE Developed Markets ETF	Held	2,392	0	$104,578	−5.3%	5	$40.75	0.23%

Showing the top 50 of 363 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.