Western Financial Corp/CA

Registered adviser

CIK

1954480

Location

SAN DIEGO, CA

Portfolio Value

Small $289,452,515

Diversification

Diversified

Filing Date

Global Rank

#4,696 / 8,811 ▲ 260 · as of Jun 2026

Top Industry

Biotechnology 19.1%

Period ended 21 days ago

Filed Oct 14, 2026 · 7d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 6118

Roster of Oct 1, 2026

Regulatory AUM

$414,445,124

Main clients

Individuals and high net worth (89% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Oct 2026	$414,445,124	Individuals and high net worth (89%)
Dec 2025 to Sep 2026	$309,189,116	Individuals and high net worth (87%)
Aug 2025 to Sep 2025	$282,495,895	Individuals and high net worth (87%)
Nov 2024 to Jul 2025	$261,443,276	Individuals and high net worth (87%)
Dec 2023 to Oct 2024	$200,254,301	Individuals and high net worth (87%)
May 2023 to Nov 2023	$201,119,562	Individuals and high net worth (87%)

7 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 53.3%, 16.2 effective positions, active share 72.9% against the Nasdaq-100 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

46.1% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.7 quarters (4 to under 12)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 72.9%; sector active share 20.5% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

136 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

18.5%

−0.9 pts

Top 5

38.1%

−3.2 pts

Top 10

47.6%

−5.7 pts

HHI

565

Diversified−51

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Healthcare	28.3%	$81,858,989	14
Technology	26.4%	$76,478,841	34
Financial Services	21.1%	$60,988,073	20
Industrials	7.6%	$21,868,723	14
Consumer Cyclical	4.8%	$14,026,009	9
Unclassified	3.0%	$8,580,459	30
Communication Services	3.0%	$8,566,263	4
Real Estate	2.4%	$7,017,536	2
Consumer Defensive	1.9%	$5,544,593	2
Energy	1.3%	$3,657,409	6
Basic Materials	0.3%	$865,620	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MNST	Monster Beverage Corp	+100,690	115,490	$4,806,693
PLTR	Palantir Technologies Inc.	+44,085	46,609	$8,718,213
MRK	Merck & Co., Inc.	+29,043	34,512	$5,014,938
SPG	Simon Property Group Inc.	+20,375	23,772	$4,772,466
AAPL	Apple Inc.	+15,049	21,209	$7,063,021
PANW	Palo Alto Networks Inc	+13,701	14,349	$5,701,001
APH	Amphenol Corp /De/	+13,513	27,489	$2,317,322
BKR	Baker Hughes Co	+7,577	21,207	$1,164,264
CRWD	CrowdStrike Holdings, Inc.	+7,444	9,982	$2,642,734
C	Citigroup Inc	+5,442	11,660	$1,509,736
DASH	DoorDash, Inc.	+5,359	6,557	$1,203,537
IUSB	iShares Core Universal USD Bond ETF	+4,451	17,851	$0
SCHZ	Schwab U.S. Aggregate Bond ETF	+2,497	27,786	$614,070
MS	Morgan Stanley	+1,692	3,692	$694,391
LLY	ELI LILLY & Co	+1,507	2,020	$2,337,301
GOOG	Alphabet Inc.	+1,358	10,107	$3,443,859
KLAC	Kla Corp	+1,355	13,630	$2,656,895
ARCC	Ares Capital Corp	+757	31,161	$595,175
JNJ	Johnson & Johnson	+632	19,451	$5,149,457
TLT	iShares 20+ Year Treasury Bond ETF	+547	16,640	$0
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+532	8,095	$726,607
AVGO	Broadcom Inc.	+485	6,574	$2,308,723
BDJ	BlackRock Enhanced Equity Dividend Trust	+481	25,487	$239,577
FDX	Fedex Corp	+422	2,288	$652,285
MPWR	Monolithic Power Systems, Inc.	+418	1,057	$1,424,011
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
INTC	Intel Corp	−116,445	11,402	$1,370,862
ORLY	O Reilly Automotive Inc	−18,249	3,065	$261,781
LRCX	Lam Research Corp	−12,396	8,414	$2,764,083
GOOGL	Alphabet Inc.	−8,818	4,420	$1,520,833
STX	Seagate Technology Holdings plc	−7,799	1,835	$1,692,493
MRVL	Marvell Technology, Inc.	−7,330	936	$247,300
ADI	Analog Devices Inc	−7,241	2,253	$893,787
AMAT	Applied Materials Inc /De	−6,817	5,091	$2,603,435
GEV	GE Vernova Inc.	−6,736	258	$245,226
LMT	Lockheed Martin Corp	−6,563	1,421	$723,644
AMD	Advanced Micro Devices Inc	−5,900	3,914	$2,394,428
CAT	Caterpillar Inc	−5,285	1,770	$1,435,098
MU	Micron Technology Inc	−4,345	498	$530,424
GS	Goldman Sachs Group Inc	−4,272	1,784	$1,606,242
XOM	ExxonMobil Holdings Corp	−3,646	5,300	$862,575
NVDA	Nvidia Corp	−3,273	4,696	$1,072,472
TSLA	Tesla, Inc.	−2,965	3,434	$1,218,417
VBIL	Vanguard Institutional Index Funds	−2,567	5,731	$433,951
IBKR	Interactive Brokers Group, Inc.	−2,498	16,127	$1,377,568
EFSC	Enterprise Financial Services Corp	−2,488	572,533	$33,750,820
ASML	Asml Holding NV	−1,793	144	$260,880
MFG	Mizuho Financial Group Inc	−1,555	14,662	$162,015
NET	Cloudflare, Inc.	−1,546	4,858	$1,687,086
BNY	Bank of New York Mellon Corp	−1,353	41,081	$5,941,545
GE	General Electric Co	−956	9,441	$2,948,329
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FTNT	Fortinet, Inc.	31,785	$5,681,886
UNP	Union Pacific Corp	17,402	$4,735,606
UNH	Unitedhealth Group Inc	12,607	$4,627,777
CVS	CVS HEALTH Corp	52,621	$4,509,093
AXON	Axon Enterprise, Inc.	8,812	$3,723,246
MSTR	Strategy Inc	23,415	$3,584,602
NBIS	Nebius Group N.V.	13,880	$3,274,014
WDAY	Workday, Inc.	16,396	$3,122,782
ADP	Automatic Data Processing Inc	11,702	$3,019,818
PAYX	Paychex Inc	26,575	$2,617,637
ABNB	Airbnb, Inc.	11,303	$1,815,826
OKTA	Okta, Inc.	8,003	$1,673,507
DDOG	Datadog, Inc.	5,850	$1,602,022
VEEV	Veeva Systems Inc	4,792	$1,367,876
DXCM	Dexcom Inc	15,125	$1,305,136
HOOD	Robinhood Markets, Inc.	11,367	$1,278,787
FDS	Factset Research Systems Inc	4,648	$1,254,727
XYZ	Block, Inc.	16,596	$1,220,303
USB	US Bancorp De	14,198	$820,076
PM	Philip Morris International Inc.	3,867	$737,900
CSCO	Cisco Systems, Inc.	6,831	$735,220
NOW	ServiceNow, Inc.	4,985	$668,039
TEAM	Atlassian Corp	3,336	$598,111
WCCB	West Coast Community Bancorp	7,192	$434,396
MPC	Marathon Petroleum Corp	605	$239,229
No positions match the current search.

Sold Out

Positions the filer fully exited

23 positions

Ticker	Company	Shares	Value
WDC	Western Digital Corp	8,556	$5,464,888
TXN	Texas Instruments Inc	15,056	$4,487,741
WBD	Warner Bros. Discovery, Inc.	110,480	$2,945,396
FANG	Diamondback Energy, Inc.	14,895	$2,618,243
TER	Teradyne, Inc	4,241	$2,051,965
RCL	Royal Caribbean Cruises Ltd	5,645	$1,792,456
WMT	Walmart Inc.	10,983	$1,243,934
META	Meta Platforms, Inc.	2,051	$1,155,307
TDG	TransDigm Group INC	851	$1,133,566
EQT	EQT Corp	20,757	$1,103,649
VRT	Vertiv Holdings Co	2,938	$983,701
ALNY	Alnylam Pharmaceuticals, Inc.	3,023	$910,013
VG	Venture Global, Inc.	59,267	$659,641
FSLR	First Solar, Inc.	2,561	$604,293
AZO	Autozone Inc	177	$565,681
COP	Conocophillips	5,097	$529,884
MBB	iShares MBS ETF	4,150	$392,258
PKB	Victory Portfolios II	2,141	$239,920
PBD	Invesco Ltd.	12,014	$235,474
IGPT	Victory Portfolios II	2,207	$229,748
PPA	Victory Portfolios II	1,290	$227,878
PTF	Victory Portfolios II	1,532	$208,826
HD	Home Depot, Inc.	568	$200,322
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

136 tracked positions · $289,452,515 total · filing declares 136 positions · $300,367,470 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 136 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
ARWR	Arrowhead Pharmaceuticals, Inc. Healthcare	Held	820,239	0	$53,684,642	−19.7%	18.55%
EFSC	Enterprise Financial Services Corp Financial Services	Reduced	572,533	-2,488	$33,750,820	−10.9%	11.66%
PLTR	Palantir Technologies Inc. Technology	Added	46,609	+44,085	$8,718,213	+2860.6%	3.01%
WFC	Wells Fargo & Company/Mn Financial Services	Held	88,892	0	$7,115,804	−3.1%	2.46%
AAPL	Apple Inc. Technology	Added	21,209	+15,049	$7,063,021	+296.3%	2.44%
BNY	Bank of New York Mellon Corp Financial Services	Reduced	41,081	-1,353	$5,941,545	−3.2%	2.05%
PANW	Palo Alto Networks Inc Technology	Added	14,349	+13,701	$5,701,001	+2479.9%	1.97%
FTNT	Fortinet, Inc. Technology	NEW	31,785	NEW	$5,681,886	NEW	1.96%
JNJ	Johnson & Johnson Healthcare	Added	19,451	+632	$5,149,457	+7.7%	1.78%
MRK	Merck & Co., Inc. Healthcare	Added	34,512	+29,043	$5,014,938	+613.6%	1.73%
GM	General Motors Co Consumer Cyclical	Reduced	64,579	-453	$4,972,583	−0.8%	1.72%
MNST	Monster Beverage Corp Consumer Defensive	Added	115,490	+100,690	$4,806,693	+237.9%	1.66%
SPG	Simon Property Group Inc. Real Estate	Added	23,772	+20,375	$4,772,466	+528.2%	1.65%
UNP	Union Pacific Corp Industrials	NEW	17,402	NEW	$4,735,606	NEW	1.64%
UNH	Unitedhealth Group Inc Healthcare	NEW	12,607	NEW	$4,627,777	NEW	1.60%
CVS	CVS HEALTH Corp Healthcare	NEW	52,621	NEW	$4,509,093	NEW	1.56%
AXON	Axon Enterprise, Inc. Industrials	NEW	8,812	NEW	$3,723,246	NEW	1.29%
MSTR	Strategy Inc Technology	NEW	23,415	NEW	$3,584,602	NEW	1.24%
GOOG	Alphabet Inc. Communication Services	Added	10,107	+1,358	$3,443,859	+11.4%	1.19%
NBIS	Nebius Group N.V. Communication Services	NEW	13,880	NEW	$3,274,014	NEW	1.13%
WDAY	Workday, Inc. Technology	NEW	16,396	NEW	$3,122,782	NEW	1.08%
ADP	Automatic Data Processing Inc Technology	NEW	11,702	NEW	$3,019,818	NEW	1.04%
GE	General Electric Co Industrials	Reduced	9,441	-956	$2,948,329	−24.1%	1.02%
LRCX	Lam Research Corp Technology	Reduced	8,414	-12,396	$2,764,083	−69.3%	0.95%
KLAC	Kla Corp Technology	Added	13,630	+1,355	$2,656,895	−28.3%	0.92%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	9,982	+7,444	$2,642,734	+36.4%	0.91%
PAYX	Paychex Inc Technology	NEW	26,575	NEW	$2,617,637	NEW	0.90%
AMAT	Applied Materials Inc /De Technology	Reduced	5,091	-6,817	$2,603,435	−69.8%	0.90%
AMD	Advanced Micro Devices Inc Technology	Reduced	3,914	-5,900	$2,394,428	−58.0%	0.83%
LLY	ELI LILLY & Co Healthcare	Added	2,020	+1,507	$2,337,301	+279.9%	0.81%
APH	Amphenol Corp /De/ Technology	Added	27,489	+13,513	$2,317,322	−53.0%	0.80%
AVGO	Broadcom Inc. Technology	Added	6,574	+485	$2,308,723	+0.4%	0.80%
WELL	Welltower Inc. Real Estate	Reduced	9,751	-389	$2,245,070	−2.5%	0.78%
ABNB	Airbnb, Inc. Consumer Cyclical	NEW	11,303	NEW	$1,815,826	NEW	0.63%
STX	Seagate Technology Holdings plc Technology	Reduced	1,835	-7,799	$1,692,493	−81.8%	0.58%
NET	Cloudflare, Inc. Technology	Reduced	4,858	-1,546	$1,687,086	+7.4%	0.58%
OKTA	Okta, Inc. Technology	NEW	8,003	NEW	$1,673,507	NEW	0.58%
GS	Goldman Sachs Group Inc Financial Services	Reduced	1,784	-4,272	$1,606,242	−73.8%	0.55%
DDOG	Datadog, Inc. Technology	NEW	5,850	NEW	$1,602,022	NEW	0.55%
GOOGL	Alphabet Inc. Communication Services	Reduced	4,420	-8,818	$1,520,833	−67.9%	0.53%
C	Citigroup Inc Financial Services	Added	11,660	+5,442	$1,509,736	+73.5%	0.52%
HLT	Hilton Worldwide Holdings Inc. Consumer Cyclical	Added	4,679	+26	$1,488,483	−3.2%	0.51%
PWR	Quanta Services, Inc. Industrials	Reduced	2,306	-419	$1,481,628	−24.5%	0.51%
HWM	Howmet Aerospace Inc. Industrials	Added	6,406	+378	$1,448,909	−10.6%	0.50%
CAT	Caterpillar Inc Industrials	Reduced	1,770	-5,285	$1,435,098	−80.9%	0.50%
MPWR	Monolithic Power Systems, Inc. Technology	Added	1,057	+418	$1,424,011	+61.2%	0.49%
MAR	Marriott International Inc /Md/ Consumer Cyclical	Added	3,953	+40	$1,405,963	−3.0%	0.49%
IBKR	Interactive Brokers Group, Inc. Financial Services	Reduced	16,127	-2,498	$1,377,568	−15.0%	0.48%
INTC	Intel Corp Technology	Reduced	11,402	-116,445	$1,370,862	−92.3%	0.47%
VEEV	Veeva Systems Inc Healthcare	NEW	4,792	NEW	$1,367,876	NEW	0.47%

Showing the top 50 of 136 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.