HARBOR FINANCIAL SERVICES, LLC
Filing Date
Global Rank
#4,164
/ 6,035
▼ 21
· as of Sep 2021
Top Industry
Consumer Electronics
10.7%
Period ended 5 years ago
Filed Oct 12, 2021 · 5y
4 quarters · since Dec 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.
Style
Diversified active
Top 10 weight 41.0%, 36.0 effective positions, active share 63.1% against the S&P 500 as of 2021-09-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 3.7 quarters (under 4)
Closest benchmark: the S&P 500 as of 2021-09-30, active share 63.1%; sector active share 20.1% against the combined 13F book's sector weights.
Over time 4 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
287 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021Top Position
11.4%
+0.1 pts
Top 5
29.0%
+1.7 pts
Top 10
40.9%
+2.6 pts
HHI
277
Diversified+24
Portfolio Trend
4 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 44.9% | $101,724,765 |
| Technology | 14.0% | $31,742,275 |
| Financial Services | 8.3% | $18,832,085 |
| Consumer Cyclical | 6.5% | $14,665,986 |
| Communication Services | 6.1% | $13,841,887 |
| Healthcare | 5.2% | $11,686,696 |
| Industrials | 4.2% | $9,484,903 |
| Energy | 4.0% | $8,977,553 |
| Consumer Defensive | 3.2% | $7,176,813 |
| Real Estate | 1.8% | $4,068,907 |
| Utilities | 1.7% | $3,747,599 |
| Basic Materials | 0.2% | $553,891 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CNVS | Cineverse Corp. | +20,000 | 51,196 | $128,501 | |
| JOE | ST JOE Co | +20,000 | 51,800 | $2,180,780 | |
| — | +20,000 | 40,000 | $36,000 | ||
| AAPL | Apple Inc. | +18,276 | 94,187 | $13,327,460 | |
| F | Ford Motor Co | +9,430 | 58,021 | $821,577 | |
| NVDA | Nvidia Corp | +6,862 | 8,840 | $1,831,294 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | +6,434 | 14,209 | $1,390,208 | |
| IHI | iShares U.S. Medical Devices ETF | +6,054 | 7,177 | $450,572 | |
| GAB | Gabelli Equity Trust Inc | +5,931 | 55,925 | $371,903 | |
| NLY | Annaly Capital Management Inc | +5,531 | 27,045 | $227,718 | |
| MO | Altria Group, Inc. | +4,691 | 15,572 | $708,837 | |
| SBLK | Star Bulk Carriers Corp. | +4,465 | 28,720 | $690,428 | |
| MOAT | VanEck Morningstar Wide Moat ETF | +4,258 | 44,521 | $3,261,163 | |
| PSFE | Paysafe Ltd | +3,000 | 33,000 | $255,749 | |
| XOM | ExxonMobil Holdings Corp | +2,974 | 44,385 | $2,610,725 | |
| MSFT | Microsoft Corp | +2,772 | 21,550 | $6,075,376 | |
| JEPI | JPMorgan Equity Premium Income ETF | +2,575 | 10,025 | $597,590 | |
| PFE | Pfizer Inc | +2,225 | 23,060 | $991,810 | |
| GLQ | Clough Global Equity Fund | +2,000 | 47,600 | $696,864 | |
| BST | BlackRock Science & Technology Trust | +1,815 | 7,285 | $379,985 | |
| BABA | Alibaba Group Holding Ltd | +1,634 | 5,514 | $816,347 | |
| RSP | Victory Portfolios II | +1,343 | 10,895 | $1,632,288 | |
| CSCO | Cisco Systems, Inc. | +1,283 | 10,123 | $550,994 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | +1,226 | 7,720 | $982,756 | |
| PPL | PPL Corp | +1,150 | 31,825 | $887,281 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GE | General Electric Co | −31,885 | 3,103 | $319,701 | |
| WY | Weyerhaeuser Co | −27,187 | 6,262 | $222,739 | |
| FUBO | FuboTV Inc. | −20,509 | 16,747 | $401,258 | |
| RDVY | First Trust Rising Dividend Achievers ETF | −9,873 | 10,713 | $508,546 | |
| XLF | State Street Corp | −9,391 | 25,830 | $969,399 | |
| USA | Liberty All Star Equity Fund | −9,389 | 28,695 | $246,777 | |
| DNN | Denison Mines Corp. | −7,124 | 32,335 | $47,532 | |
| VZ | Verizon Communications Inc | −6,568 | 31,926 | $1,724,323 | |
| DVLU | First Trust Dorsey Wright Momentum & Value ETF | −5,832 | 14,841 | $349,208 | |
| AMAT | Applied Materials Inc | −5,316 | 1,809 | $232,872 | |
| — | −5,060 | 24,981 | $341,000 | ||
| — | −4,929 | 36,954 | $728,000 | ||
| DGRO | iShares Core Dividend Growth ETF | −2,822 | 28,708 | $1,442,289 | |
| TTD | Trade Desk, Inc. | −2,576 | 8,804 | $618,921 | |
| T | At&T Inc. | −2,405 | 55,401 | $1,496,380 | |
| UGA | United States Gasoline Fund, LP | −2,250 | 9,600 | $368,448 | |
| — | −2,235 | 2,285 | $317,317 | ||
| EPD | Enterprise Products Partners L.P. | −2,037 | 9,958 | $215,491 | |
| COF | Capital One Financial Corp | −2,016 | 1,313 | $212,666 | |
| DLO | dLocal Ltd | −1,900 | 4,500 | $245,520 | |
| WCC | Wesco International Inc | −1,789 | 2,408 | $277,690 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | −1,600 | 3,736 | $229,427 | |
| CVX | Chevron Corp | −1,503 | 14,607 | $1,481,880 | |
| QYLD | Global X NASDAQ 100 Covered Call ETF | −1,500 | 21,781 | $480,488 | |
| HBAN | Huntington Bancshares Inc | −1,457 | 15,998 | $247,329 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| UPST | Upstart Holdings, Inc. | 6,634 | $2,099,262 | |
| UP | Wheels Up Experience Inc. | 75,211 | $495,640 | |
| GDX | VanEck Gold Miners ETF | 15,987 | $471,136 | |
| GSL | Global Ship Lease, Inc. | 17,460 | $413,976 | |
| IYH | iShares U.S. Healthcare ETF | 1,493 | $411,948 | |
| LSPD | Lightspeed Commerce Inc. | 3,775 | $364,023 | |
| NFLX | Netflix Inc | 561 | $342,400 | |
| INTU | Intuit Inc. | 554 | $298,888 | |
| TFC | Truist Financial Corp | 5,070 | $297,355 | |
| QS | QuantumScape Corp | 11,985 | $294,111 | |
| ASAN | Asana, Inc. | 2,829 | $293,763 | |
| ALB | Albemarle Corp | 1,326 | $290,354 | |
| CRM | Salesforce, Inc. | 1,044 | $283,153 | |
| CRL | Charles River Laboratories International, Inc. | 669 | $276,076 | |
| KMI | Kinder Morgan, Inc. | 15,442 | $258,344 | |
| EPAM | EPAM Systems, Inc. | 448 | $255,575 | |
| NVAX | Novavax Inc | 1,200 | $248,772 | |
| CB | Chubb Ltd | 1,419 | $246,168 | |
| WFC | Wells Fargo & Company | 5,263 | $244,255 | |
| CHTR | Charter Communications, Inc. | 327 | $237,912 | |
| BP | Bp PLC | 8,620 | $235,584 | |
| — | 4,740 | $230,932 | ||
| PRU | Prudential Financial Inc | 2,049 | $215,554 | |
| MU | Micron Technology Inc | 2,984 | $211,804 | |
| AUPH | Aurinia Pharmaceuticals Inc. | 9,450 | $209,128 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 70,925 | $1,958,948 | ||
| SPTL | State Street(R) SPDR(R) Portfolio Long Term Treasury ETF | 25,890 | $1,069,257 | |
| ASPL | Wheels Up Experience Inc. | 94,489 | $943,000 | |
| UCTT | Ultra Clean Holdings, Inc. | 15,050 | $808,486 | |
| SGRY | Surgery Partners, Inc. | 8,850 | $589,587 | |
| C | Citigroup Inc | 8,260 | $584,395 | |
| RF | Regions Financial Corp | 26,805 | $540,924 | |
| — | 5,335 | $515,841 | ||
| KHC | Kraft Heinz Co | 11,694 | $476,881 | |
| USFR | WisdomTree Floating Rate Treasury Fund | 18,022 | $452,532 | |
| ZIM | ZIM Integrated Shipping Services Ltd. | 9,486 | $426,205 | |
| — | 1,675 | $411,000 | ||
| OIH | VanEck Oil Services ETF | 1,726 | $377,873 | |
| LUV | Southwest Airlines Co | 6,818 | $361,967 | |
| — | 7,299 | $348,000 | ||
| TREX | Trex Co Inc | 3,141 | $321,041 | |
| — | 3,831 | $315,329 | ||
| GLBE | Global-E Online Ltd. | 4,500 | $256,860 | |
| SIG | Signet Jewelers Ltd | 3,094 | $249,964 | |
| PTON | Peloton Interactive, Inc. | 1,924 | $238,614 | |
| NVMI | Nova Ltd. | 2,316 | $238,293 | |
| CC | Chemours Co | 6,723 | $233,960 | |
| ICVT | iShares Convertible Bond ETF | 2,246 | $229,024 | |
| IHRT | iHeartMedia, Inc. | 8,480 | $228,366 | |
| — | 5,100 | $226,000 | ||
| No positions match the current search. | ||||
287 tracked positions ·
$226,503,360 total
· filing declares
301 positions · $229,471,000
· as of Sep 30, 2021
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 287 positions by value
· page 1 of 6
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 94,187 | $13,327,460 | 5.88% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 21,550 | $6,075,376 | 2.68% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 81,522 | $6,052,201 | 2.67% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 1,506 | $4,947,270 | 2.18% | |
| CFA |
VictoryShares US 500 Volatility Wtd ETF
|
Reduced | 64,419 | $4,581,479 | 2.02% | |
| ISTB |
iShares Core 1-5 Year USD Bond ETF
|
Reduced | 73,868 | $3,772,438 | 1.67% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Reduced | 45,129 | $3,697,870 | 1.63% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 16,419 | $3,646,003 | 1.61% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 8,291 | $3,571,928 | 1.58% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 1,311 | $3,494,000 | 1.54% | |
| MOAT |
VanEck Morningstar Wide Moat ETF
|
Added | 44,521 | $3,261,163 | 1.44% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 9,127 | $3,097,612 | 1.37% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 8,545 | $3,058,768 | 1.35% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 7,565 | $2,983,636 | 1.32% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 25,310 | $2,730,189 | 1.21% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 44,385 | $2,610,725 | 1.15% | |
| MGC |
VANGUARD MORNINGSTAR MEGA CAP INDEX FUND
|
Reduced | 15,523 | $2,365,549 | 1.04% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Reduced | 7,800 | $2,263,327 | 1.00% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 13,806 | $2,259,904 | 1.00% | |
| JOE |
ST JOE Co
Real Estate
|
Added | 51,800 | $2,180,780 | 0.96% | |
| UPST |
Upstart Holdings, Inc.
Financial Services
|
NEW | 6,634 | $2,099,262 | 0.93% | |
| SO |
Southern Co
Utilities
|
Reduced | 33,617 | $2,083,245 | 0.92% | |
| VIG |
Vanguard Specialized Funds
|
Reduced | 12,928 | $1,985,740 | 0.88% | |
| GNRC |
Generac Holdings Inc.
Industrials
|
Reduced | 4,775 | $1,951,399 | 0.86% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 5,606 | $1,840,225 | 0.81% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 8,840 | $1,831,294 | 0.81% | |
| ABT |
Abbott Laboratories
Healthcare
|
Added | 15,397 | $1,818,847 | 0.80% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Added | 12,065 | $1,801,545 | 0.80% | |
| WMT |
Walmart Inc.
CALL
+ SHARES
Consumer Defensive
|
Added | 13,358 | $1,793,148 | 0.79% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 4,123 | $1,769,344 | 0.78% | |
| VNLA |
Janus Henderson Short Duration Income ETF
|
Reduced | 34,580 | $1,735,224 | 0.77% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 31,926 | $1,724,323 | 0.76% | |
| RSP |
Victory Portfolios II
|
Added | 10,895 | $1,632,288 | 0.72% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 12,020 | $1,627,147 | 0.72% | |
| T |
At&T Inc.
CALL
+ SHARES
Communication Services
|
Reduced | 58,901 | $1,499,380 | 0.66% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 14,607 | $1,481,880 | 0.65% | |
| DGRO |
iShares Core Dividend Growth ETF
|
Reduced | 28,708 | $1,442,289 | 0.64% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 12,503 | $1,435,719 | 0.63% | |
| SFBS |
ServisFirst Bancshares, Inc.
Financial Services
|
Held | 18,000 | $1,400,400 | 0.62% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Reduced | 1,798 | $1,394,312 | 0.62% | |
| XLI |
State Street(R) Industrial Select Sector SPDR(R) ETF
|
Added | 14,209 | $1,390,208 | 0.61% | |
| BRK-B |
Berkshire Hathaway Inc
CALL
+ SHARES
Financial Services
|
Added | 5,073 | $1,384,624 | 0.61% | |
| MTUM |
iShares MSCI USA Momentum Factor ETF
|
Added | 7,868 | $1,381,620 | 0.61% | |
| IWD |
iShares Russell 1000 Value ETF
|
Reduced | 8,667 | $1,356,472 | 0.60% | |
| CDC |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
|
Held | 21,064 | $1,355,889 | 0.60% | |
| CFO |
VictoryShares US 500 Enhanced Volatility Wtd ETF
|
Held | 17,842 | $1,269,458 | 0.56% | |
| ITOT |
iShares Core S&P Total U.S. Stock Market ETF
|
Held | 12,478 | $1,227,585 | 0.54% | |
| IDV |
iShares International Select Dividend ETF
|
Reduced | 39,290 | $1,195,201 | 0.53% | |
| CVS |
CVS HEALTH Corp
Healthcare
|
Added | 13,712 | $1,163,600 | 0.51% | |
| VFH |
VANGUARD FINANCIALS INDEX FUND
|
Reduced | 12,257 | $1,135,611 | 0.50% |
Showing the top 50 of 287 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.