Trading fell 97% in the last two quarters
2 trades made in Q2 '21 and Q3 '21, against 68 in Q4 '20 and Q1 '21. Recent quarters can still grow as late reports arrive.
Dean Phillips
Representative
MN-3
Democrat
2023 disclosure
Dean Phillips (MN-3) disclosed a net worth range between $12.5M and $75.1M in their 2023 annual filing.
Compare this disclosure with the House of Representatives net worth rankings .
Trading
Disclosed trades
870
Since Q1 '19
Purchases
52%
Share of disclosed trades
Avg. disclosure lag
31.3 days
Median 32 days
Filed past 45-day deadline
3.8%
STOCK Act deadline
98% of trades were $15,000 or less
Those 854 trades carry about 92.4% of the disclosed dollars, by the midpoints of the ranges.
96% of trades were disclosed within 45 days
The median trade was disclosed 32 days after it was made, and 33 of 870 trades took longer than the STOCK Act deadline.
Purchases and sales by quarter
Trades by quarter of trade
Purchases
Sales
Quarter in progress
Source: periodic transaction reports, machine-readable only.
SCHW is the most traded stock
Trades per stock
Purchases
Sales
0.1% of trades carry 1% of the disclosed dollars
Share of trades and of disclosed dollars by size, using range midpoints
Share of trades
Share of dollars
Amounts are disclosed as ranges, so dollar shares use each range's midpoint and are estimates.
Net worth
Estimated from the ranges in the member's annual financial disclosures: the band runs from the sum of disclosed asset minimums less liability maximums up to the sum of asset maximums less liability minimums. Only electronically filed reports are read — a missing year means no electronic filing, not zero net worth.
Latest net worth (band)
$12.5M – $75.1M
Rank by disclosed net worth
Reporting year
2023
Disclosed assets
49
Disclosed liabilities
2
Disclosed net worth band, 2021 to 2023
Band from annual financial disclosures, by reporting year
Band maximum
Band minimum
Source: annual financial disclosure reports, electronically filed only.
2021
2022
2023
2024 — not e-filed
2025 — not e-filed
| Year | Filed | Net worth band |
|---|---|---|
| 2023 | 2024-08-13 | $12.5M – $75.1M |
| 2022 | 2023-08-12 | $14.5M – $68.2M |
| 2021 | 2022-08-13 | $12.2M – $77.4M |
Recent stock trades
| Date | Stock | Type | Owner | Amount | Filed | Lag |
|---|---|---|---|---|---|---|
| 2021-07-21 | ALXN ST · Alexion Pharmaceuticals, Inc. (AlXN) | Sell | — | $1K - $15K | 2021-08-13 | 23d |
| 2021-04-15 | VAR ST · Varian Medical Systems, Inc. (VAR) | Sell | — | $1K - $15K | 2021-05-12 | 27d |
| 2021-01-25 | HON ST · Honeywell International Inc. (HON) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 19d |
| 2021-01-21 | PCAR ST · PACCAR Inc. (PCAR) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 23d |
| 2021-01-12 | FMS Fresenius Medical Care Ag (FMS) | Buy | — | $1K - $15K | 2021-02-13 | 32d |
| 2021-01-12 | FMS ST · Fresenius Medical Care Ag (FMS) | Buy | — - Trust 1 | $1K - $15K | 2021-02-13 | 32d |
| 2021-01-12 | BKNG ST · Booking Holdings Inc. (BKNg) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 32d |
| 2021-01-12 | ACN ST · Accenture plc Class A Ordinary Shares (ACN) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 32d |
| 2021-01-11 | FMS Fresenius Medical Care Ag (FMS) | Buy | — | $1K - $15K | 2021-02-13 | 33d |
| 2021-01-11 | FMS ST · Fresenius Medical Care Ag (FMS) | Buy | — - Trust 1 | $1K - $15K | 2021-02-13 | 33d |
| 2021-01-11 | CB ST · Chubb limited (CB) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 33d |
| 2021-01-11 | ACN ST · Accenture plc Class A Ordinary Shares (ACN) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 33d |
| 2021-01-08 | CB ST · Chubb limited (CB) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 36d |
| 2021-01-08 | ACGL ST · Arch Capital group ltd. (ACgl) | Buy | — - Trust 1 | $1K - $15K | 2021-02-13 | 36d |
| 2021-01-08 | ACN ST · Accenture plc Class A Ordinary Shares (ACN) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 36d |
| 2021-01-07 | TIF ST · Tiffany & Co. (TIF) | Sell | — | $1K - $15K | 2021-02-13 | 37d |
| 2021-01-07 | ACN ST · Accenture plc Class A Ordinary Shares (ACN) | Sell | — - Trust 1 | $1K - $15K | 2021-02-13 | 37d |
| 2021-01-05 | ES Eversource Energy (ES) | Buy | — | $1K - $15K | 2021-02-13 | 39d |
| 2021-01-05 | TSLA ST · Tesla, Inc. (TSlA) | Buy | — | $1K - $15K | 2021-02-13 | 39d |
| 2021-01-05 | IRM ST · Iron Mountain Incorporated (IRM) | Buy | — | $1K - $15K | 2021-02-13 | 39d |
| 2021-01-05 | ES ST · Eversource Energy (ES) | Buy | — | $1K - $15K | 2021-02-13 | 39d |
| 2021-01-05 | DTE ST · DTE Energy Company (DTE) | Sell | — | $1K - $15K | 2021-02-13 | 39d |
| 2021-01-05 | T ST · AT&T Inc. (T) | Sell | — | $1K - $15K | 2021-02-13 | 39d |
| 2021-01-05 | AAL ST · American Airlines group, Inc. (AAl) | Sell | — | $1K - $15K | 2021-02-13 | 39d |
| 2021-01-05 | ALXN ST · Alexion Pharmaceuticals, Inc. (AlXN) | Buy | — | $1K - $15K | 2021-02-13 | 39d |
Estimated portfolio performance
Price return of the portfolio reconstructed from this member's disclosed trades over each trailing window, versus the S&P 500 (SPY), as of 2026-10-23. Trade sizes are disclosed only as ranges, so every figure is an estimate. Returns use comparable raw closes and exclude dividends; a window crossing a captured split is left unavailable instead of mixing price bases.
No Performance Estimate
This member hasn't disclosed enough priced trades to estimate a portfolio return yet.
Reconstructed holdings
The portfolio reconstructed from this member's disclosed Purchase and Sale trades: net shares valued at the latest close (2026-10-23). Sizes come from disclosed amount ranges, so share counts, values, and weights are all estimates.
24 stocks were omitted because the disclosed trade history crosses a captured split and the older stored price basis is not certified.
| Stock | Est. shares | Est. value | Weight |
|---|---|---|---|
| UAA | 1,494 | $7K | 0.3% |
| DXC | 1,249 | $20.1K | 0.8% |
| PHG | 1,226 | $33K | 1.2% |
| M | 1,193 | $28.8K | 1.1% |
| HBAN | 1,086 | $17.1K | 0.6% |
| WBD | 857 | — | — |
| AAL | 844 | $10.2K | 0.4% |
| KEY | 844 | $17.8K | 0.7% |
| MOS | 815 | $14.5K | 0.6% |
| CNP | 728 | $29.9K | 1.1% |
| MGM | 695 | $19.5K | 0.7% |
| FLS | 693 | $47.2K | 1.8% |
| F | 685 | $8K | 0.3% |
| MU | 627 | $550.3K | 20.7% |
| FITB | 560 | $29.7K | 1.1% |
| PGR | 521 | $118.9K | 4.5% |
| ABT | 500 | $51.8K | 2.0% |
| BEN | 462 | $14.3K | 0.5% |
| L | 451 | $50.5K | 1.9% |
| SCHW | 416 | $37.7K | 1.4% |
| FMS | 381 | $8.6K | 0.3% |
| ETN | 344 | $126.1K | 4.8% |
| LNC | 340 | $13.5K | 0.5% |
| EMR | 326 | $52.6K | 2.0% |
| RCL | 322 | $89.1K | 3.4% |
| ZION | 315 | $20.9K | 0.8% |
| PFG | 301 | $32.7K | 1.2% |
| MAS | 295 | $22.4K | 0.8% |
| AMD | 287 | $148.3K | 5.6% |
| DOW | 285 | $9.3K | 0.4% |
| NTRS | 260 | $43.6K | 1.6% |
| PWR | 260 | $141.8K | 5.3% |
| DLTR | 255 | $31.9K | 1.2% |
| KR | 253 | $16.9K | 0.6% |
| AFL | 251 | $30.3K | 1.1% |
| BNY | 238 | $34.5K | 1.3% |
| MS | 236 | $42.4K | 1.6% |
| CFG | 225 | $14.7K | 0.6% |
| ACGL | 220 | $22.3K | 0.8% |
| SPG | 210 | $44.5K | 1.7% |
| LVS | 199 | $7.1K | 0.3% |
| BAX | 196 | $5K | 0.2% |
| TAP | 190 | $7.8K | 0.3% |
| TFC | 187 | $9.1K | 0.3% |
| NTAP | 181 | $38.9K | 1.5% |
| EMN | 176 | $11.4K | 0.4% |
| CSCO | 176 | $18.8K | 0.7% |
| INTC | 169 | $14.7K | 0.6% |
| IRM | 168 | $18.5K | 0.7% |
| ATO | 168 | $29K | 1.1% |
| MDLZ | 146 | $9.3K | 0.4% |
| GIS | 146 | $5K | 0.2% |
| OTIS | 132 | $10K | 0.4% |
| CTSH | 119 | $8.4K | 0.3% |
| ES | 94 | $6.3K | 0.2% |
| EL | 92 | $10K | 0.4% |
| MTB | 84 | $18.5K | 0.7% |
| URI | 83 | $91.4K | 3.4% |
| TRV | 82 | $32.8K | 1.2% |
| SJM | 78 | $10.1K | 0.4% |
| TMUS | 73 | $10.8K | 0.4% |
| KMB | 62 | $6.8K | 0.3% |
| ADSK | 58 | $14.7K | 0.6% |
| DLR | 57 | $9.8K | 0.4% |
| GS | 53 | $46.7K | 1.8% |
| MSI | 53 | $25.3K | 1.0% |
| META | 51 | $32.8K | 1.2% |
| CME | 49 | $15.1K | 0.6% |
| CAT | 47 | $32.5K | 1.2% |
| GPN | 46 | $3.8K | 0.1% |
| VRSN | 40 | $12K | 0.5% |
| VRTX | 34 | $17.7K | 0.7% |
| ROP | 21 | $9.1K | 0.3% |
| CHTR | 18 | $2K | 0.1% |
| KHC | 2 | $42 | 0.0% |
| JKHY | 1 | $112 | 0.0% |
Assets and liabilities
Disclosed assets
The assets Dean Phillips itemised in their 2023 annual report, largest bracket first. Descriptions are the filer's own wording, and each value is the bracket they checked on the form — never a reported amount.
Disclosed lines
49
Total disclosed (band)
$18.5M – $76.6M
| Description | Type | Income | Value |
|---|---|---|---|
| The Dean B. Phillips 1992 GST Trust | EQ |
$50K - $100K
QBT Income
|
$5M - $25M |
| The Phillips Qualified Blind Trust | EQ |
$1M - $5M
QBT Income
|
$5M - $25M |
| - Cash Accounts ⇒ Cash in JP Morgan checking accounts | BA |
$1 - $200
Interest
|
$1M - $5M |
| CD&R Fund X Private Investors, Cayman LP | HE |
$100K - $1M
Partnership Income
|
$1M - $5M |
| The Dean B. Phillips 2001 GST Trust | EQ |
$50K - $100K
QBT Income
|
$1M - $5M |
| - Cash Accounts ⇒ Cash in JP Morgan investment accounts | BA |
$2.5K - $5K
Interest
|
$500K - $1M |
| - Trust 7 ⇒ John Hancock Life Insurance Policy | WU | — | $500K - $1M |
| Benefit Street Partners IV LLC (Providence Onshore) | HE |
$100K - $1M
Partnership Income
|
$500K - $1M |
| Cerberus VI Private Investors, LLC | HE |
$50K - $100K
Partnership Income
|
$500K - $1M |
| HPS Mezzanine Private Investors III LLC Onshore | HE |
$15K - $50K
Partnership Income
|
$500K - $1M |
| Starwood SOF XI Private Investors | HE | — | $500K - $1M |
| - Fialko, LLC ⇒ Outsell, Inc. | OL | — | $250K - $500K |
| - Fialko, LLC ⇒ Rational Energies LLC | OL | — | $250K - $500K |
| - Privately-Held Business Entities ⇒ Rational Energies LLC | OL | — | $250K - $500K |
| - Trust 6 ⇒ North American Life Insurance Policy | WU | — | $250K - $500K |
| Apollo EPF III Private Investors, LLC (Onshore) | HE | — | $250K - $500K |
| Blackstone Partners Investment Fund LP Class B | HE |
$15K - $50K
Partnership Income
|
$250K - $500K |
| Corbin Capital Partners - Pinehurst Partners LP | HE |
$15K - $50K
Partnership Income
|
$250K - $500K |
| - 100 University Family Limited Partnership ⇒ Artwork | CO | — | $100K - $250K |
| - 100 University Family Limited Partnership ⇒ Baird Brokerage ⇒ Baird - Cash | BA |
$2.5K - $5K
Interest
|
$100K - $250K |
| - Fialko, LLC ⇒ AP Europe VII (APAX) Private Investors Onshore LLC | HE |
$201 - $1K
Partnership Income
|
$100K - $250K |
| - Fialko, LLC ⇒ Cash in JP Morgan investment account | BA |
$201 - $1K
Interest
|
$100K - $250K |
| PEG Secondary Private Equity Investors III LP | HE |
$15K - $50K
Partnership Income
|
$100K - $250K |
| - Fialko, LLC ⇒ KKR 2006 Private Investors, LLC (Onshore) | HE |
$1K - $2.5K
Partnership Income
|
$50K - $100K |
| - Privately-Held Business Entities ⇒ MyMeds, Inc. | OL | — | $50K - $100K |
| - Fialko, LLC ⇒ JP Morgan Alternative Property Fund Domestic 1 LP | HE | — | $15K - $50K |
| - Fialko, LLC ⇒ JP Morgan India Property Fund, LP | HE | — | $15K - $50K |
| - Retirement Account 1 ⇒ | — |
Tax-Deferred
|
$15K - $50K |
| - Retirement Account 2 ⇒ Fidelity Target Date 2035 Fund | MF |
Tax-Deferred
|
$15K - $50K |
| American United Life Insurance Company - Policy 1 | WU | — | $15K - $50K |
| American United Life Insurance Company - Policy 2 | WU | — | $15K - $50K |
| Cushing MLP Opportunity Fund 1 LP | HE | — | $15K - $50K |
| GIF IV Private Investors Onshore LLC Class A | HE | — | $15K - $50K |
| JP Morgan | BA | — | $15K - $50K |
| US Bank - Checking | BA | — | $15K - $50K |
| - Cash Accounts ⇒ Cash in U.S. Bank checking accounts | BA | — | $1K - $15K |
| - Fialko, LLC ⇒ AIF VI Private Investors LLC | HE |
$1K - $2.5K
Partnership Income
|
$1K - $15K |
| - Fialko, LLC ⇒ Cash in JP Morgan checking account | BA | — | $1K - $15K |
| - Fialko, LLC ⇒ Penny's Coffee LLC | OL | — | $1K - $15K |
| - Phillips Family Properties, LLC ⇒ 100 University Family Limited Partnership ⇒ Artwork | OL | — | $1K - $15K |
| - Phillips Family Properties, LLC ⇒ Cash in JP Morgan checking account | BA |
$1 - $200
Interest
|
$1K - $15K |
| - Trust 6 ⇒ Cash in JP Morgan investment account | BA |
$201 - $1K
Interest
|
$1K - $15K |
| E-T Energy Ltd. | HE | — | $1K - $15K |
| GSO Private Investors II, LLC Class B | HE |
$1K - $2.5K
Partnership Income
|
$1K - $15K |
| HPS Mezzanine Private Investors II LLC | HE | — | $1K - $15K |
| Highbridge Mezzanine Partners LP | HE |
$50K - $100K
Partnership Income
|
$1K - $15K |
| Optum Bank - HSA Account | BA | — | $1K - $15K |
| Phillips Adam Smith Partners, LLC (f/k/a Adam Smith Fund, LLC) | OL |
$5K - $15K
Dividends
|
$1K - $15K |
| - Privately-Held Business Entities ⇒ Penny's Coffee LLC | OL | — | $1 - $1K |
Disclosed liabilities
The liabilities itemised in the 2023 annual report, largest bracket first. These are the amounts subtracted when the net worth band above is rolled up.
Disclosed lines
2
Total disclosed (band)
$1.5M – $6M
| Description | Amount owed |
|---|---|
| Mortgage on personal residence in Washington, DC (JP Morgan) | $1M - $5M |
| Promissory Note (Edward J. Phillips Irrevocable GST FBO Dean Benson Phillips, u/a/d Dec. 29, 1992) | $500K - $1M |