NTB Financial Corp

CIK

1910010

Location

CENTENNIAL, CO

Portfolio Value

Small $123,210,925

Diversification

Diversified

Filing Date

Global Rank

#5,351 / 6,855 ▲ 188 · as of Jun 2022

Top Industry

Drug Manufacturers - General 8.7%

Period ended 4 years ago

Filed Aug 9, 2022 · 4y

3 quarters · since Dec 2021

Confidential Treatment — This manager has requested confidential treatment for one or more investments in the most recent 13F filing. The portfolio shown may be incomplete.

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2022, never from the firm's own description.

Style

Diversified active

Top 10 weight 36.5%, 36.3 effective positions, active share 60.9% against the S&P 500 as of 2022-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: the S&P 500 as of 2022-06-30, active share 60.9%; sector active share 15.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

141 tracked positions · as of Jun 30, 2022 · Δ vs Mar 31, 2022

Top Position

12.0%

−0.6 pts

Top 5

25.4%

−1.3 pts

Top 10

36.5%

−1.5 pts

HHI

276

Diversified−21

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2022

Sector	% Portfolio	Value	Positions
Unclassified	22.3%	$27,429,199	29
Technology	14.3%	$17,608,024	14
Financial Services	10.3%	$12,656,405	18
Healthcare	9.8%	$12,119,459	16
Consumer Cyclical	9.1%	$11,158,339	10
Consumer Defensive	8.1%	$9,968,922	10
Communication Services	7.4%	$9,133,301	9
Energy	7.4%	$9,099,220	11
Utilities	4.8%	$5,861,501	7
Real Estate	3.5%	$4,315,293	7
Industrials	3.1%	$3,861,262	10

Last Quarter's Activity

Export CSV

Jun 30, 2022 vs Mar 31, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VOD	Vodafone Group Public Ltd Co	+31,654	52,374	$815,986
AMZN	Amazon Com Inc	+16,101	16,779	$1,782,097
ARCC	Ares Capital Corp	+4,880	100,849	$1,808,222
DIS	Walt Disney Co	+4,826	17,937	$1,693,252
KMI	Kinder Morgan, Inc.	+3,668	91,639	$1,535,869
NVDA	Nvidia Corp	+3,222	4,471	$677,758
PYPL	PayPal Holdings, Inc.	+2,322	7,033	$491,184
BAC	Bank Of America Corp	+2,000	23,401	$728,473
QFIN	Qfin Holdings, Inc.	+2,000	43,900	$759,470
AGNC	AGNC Investment Corp.	+1,300	25,901	$286,724
VICI	Vici Properties Inc.	+1,274	9,279	$276,421
GS	Goldman Sachs Group Inc	+1,162	1,799	$534,338
INTU	Intuit Inc.	+976	1,926	$742,357
SCHD	Schwab U.S. Dividend Equity ETF	+959	42,630	$3,053,591
HD	Home Depot, Inc.	+802	2,850	$781,669
—		+785	16,145	$612,000
FSK	FS KKR Capital Corp	+751	25,501	$495,229
ASML	Asml Holding NV	+741	1,749	$832,314
JPM	Jpmorgan Chase & Co	+605	9,560	$1,076,551
SCHA	Schwab U.S. Small-Cap ETF	+564	25,851	$1,007,930
CCI	Crown Castle Inc.	+536	4,300	$724,034
SCHG	Schwab U.S. Large-Cap Growth ETF	+528	29,581	$1,715,402
SCHE	Schwab Emerging Markets Equity ETF	+511	24,629	$625,084
RTX	RTX Corp	+511	8,030	$771,763
META	Meta Platforms, Inc.	+497	3,305	$532,931
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HWM	Howmet Aerospace Inc.	−16,005	16,191	$509,206
REI	Ring Energy, Inc.	−5,000	16,947	$45,079
INMD	InMode Ltd.	−4,900	21,600	$484,056
SCHP	Schwab U.S. TIPS ETF	−4,705	21,829	$1,218,058
SCHO	Schwab Short-Term U.S. Treasury ETF	−4,193	29,990	$1,475,208
BBDC	Barings BDC, Inc.	−1,509	41,204	$383,609
AMT	American Tower Corp	−1,173	4,540	$1,160,378
PMT	PennyMac Mortgage Investment Trust	−1,000	13,154	$181,919
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−797	4,594	$350,338
IAU	Ishares Gold Trust	−730	7,255	$248,919
ADM	Archer-Daniels-Midland Co	−600	23,696	$1,838,809
DSL	DoubleLine Income Solutions Fund	−492	18,000	$218,340
PM	Philip Morris International Inc.	−325	7,965	$786,464
AWK	American Water Works Company, Inc.	−319	8,853	$1,317,060
SBUX	Starbucks Corp	−304	31,472	$2,404,146
ANET	Arista Networks, Inc.	−290	6,778	$635,369
AAPL	Apple Inc.	−262	47,164	$6,448,262
JNJ	Johnson & Johnson	−232	13,854	$2,459,223
CVX	Chevron Corp	−216	15,053	$2,179,373
MRK	Merck & Co., Inc.	−168	4,642	$423,211
IWD	iShares Russell 1000 Value ETF	−159	1,835	$266,019
BMY	Bristol Myers Squibb Co	−155	43,396	$3,341,492
GPI	Group 1 Automotive Inc	−131	1,646	$279,490
HON	Honeywell International Inc	−126	1,354	$235,338
CW	Curtiss Wright Corp	−122	1,883	$248,668
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
—		28,671	$384,764
MELI	Mercadolibre Inc	558	$355,373
TSLA	Tesla, Inc.	503	$338,730
ZM	Zoom Communications, Inc.	2,594	$280,074
CRM	Salesforce, Inc.	1,530	$252,511
STNE	StoneCo Ltd.	20,000	$154,000
UUUU	Energy Fuels Inc	11,050	$54,255
No positions match the current search.

Sold Out

Positions the filer fully exited

16 positions

Ticker	Company	Shares	Value
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	6,740	$345,155
COIN	Coinbase Global, Inc.	1,552	$294,662
GM	General Motors Co	5,971	$261,171
IJH	iShares Core S&P Mid-Cap ETF	935	$250,897
COP	Conocophillips	2,357	$235,700
CLDX	Celldex Therapeutics, Inc.	6,895	$234,843
VOO	VANGUARD 500 INDEX FUND	557	$231,249
—		1,375	$231,000
WY	Weyerhaeuser Co	5,487	$207,957
VIOG	VANGUARD S&P SMALL-CAP 600 GROWTH INDEX FUND	961	$207,479
SCHH	Schwab U.S. REIT ETF	8,170	$203,351
TGT	Target Corp	950	$201,609
LX	LexinFintech Holdings Ltd.	36,300	$95,106
NU	Nu Holdings Ltd.	10,000	$77,200
—		15,000	$75,000
RSPT	Victory Portfolios II	834	$24,114
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

141 tracked positions · $123,210,925 total · filing declares 143 positions · $123,496,000 · as of Jun 30, 2022

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 141 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	47,164	-262	$6,448,262	−22.1%	3	before history	5.23%
XOM	ExxonMobil Holdings Corp Energy	Reduced	40,798	-120	$3,493,940	+3.4%	3	before history	2.84%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	43,396	-155	$3,341,492	+5.1%	3	before history	2.71%
MSFT	Microsoft Corp Technology	Reduced	12,364	-45	$3,175,446	−17.0%	3	before history	2.58%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	11,564	+34	$3,157,203	−22.4%	3	before history	2.56%
SCHD	Schwab U.S. Dividend Equity ETF	Added	42,630	+959	$3,053,591	−7.1%	3	before history	2.48%
TJX	Tjx Companies Inc Consumer Cyclical	Held	53,868	0	$3,008,527	−7.8%	3	before history	2.44%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	8,309	-90	$2,713,300	−22.4%	3	before history	2.20%
JNJ	Johnson & Johnson Healthcare	Reduced	13,854	-232	$2,459,223	−1.5%	3	before history	2.00%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	31,472	-304	$2,404,146	−16.8%	3	before history	1.95%
T	At&T Inc. Communication Services	Added	112,810	+90	$2,364,497	−11.2%	3	before history	1.92%
CSCO	Cisco Systems, Inc. Technology	Added	55,115	+55	$2,350,103	−23.5%	3	before history	1.91%
CVX	Chevron Corp Energy	Reduced	15,053	-216	$2,179,373	−12.3%	3	before history	1.77%
SCHF	Schwab International Equity ETF	Reduced	65,063	-60	$2,046,231	−14.4%	3	before history	1.66%
ADM	Archer-Daniels-Midland Co Consumer Defensive	Reduced	23,696	-600	$1,838,809	−16.1%	3	before history	1.49%
ARCC	Ares Capital Corp Financial Services	Added	100,849	+4,880	$1,808,222	−10.1%	3	before history	1.47%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	7,224	-90	$1,783,461	−1.4%	3	before history	1.45%
AMZN	Amazon Com Inc Consumer Cyclical	Added	16,779	+16,101	$1,782,097	−19.4%	3	before history	1.45%
GOOGL	Alphabet Inc. Communication Services	Added	803	+96	$1,749,945	−11.0%	3	before history	1.42%
COST	Costco Wholesale Corp Consumer Defensive	Added	3,636	+345	$1,742,662	−8.0%	3	before history	1.41%
AEP	American Electric Power Co Inc Utilities	Reduced	17,998	-50	$1,726,728	−4.1%	3	before history	1.40%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	29,581	+528	$1,715,402	−21.1%	3	before history	1.39%
DIS	Walt Disney Co Communication Services	Added	17,937	+4,826	$1,693,252	−5.8%	3	before history	1.37%
KO	Coca Cola Co Consumer Defensive	Reduced	26,289	-115	$1,653,840	+1.0%	3	before history	1.34%
KMI	Kinder Morgan, Inc. Energy	Added	91,639	+3,668	$1,535,869	−7.7%	3	before history	1.25%
SCHO	Schwab Short-Term U.S. Treasury ETF	Reduced	29,990	-4,193	$1,475,208	−12.9%	3	before history	1.20%
NNN	Nnn REIT, Inc. Real Estate	Added	33,478	+25	$1,439,554	−4.2%	3	before history	1.17%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	31,023	-25	$1,385,490	−17.1%	3	before history	1.12%
PEP	Pepsico Inc Consumer Defensive	Added	8,181	+30	$1,363,445	−0.1%	3	before history	1.11%
AWK	American Water Works Company, Inc. Utilities	Reduced	8,853	-319	$1,317,060	−13.3%	3	before history	1.07%
GLD	Spdr Gold Trust	Reduced	7,713	-45	$1,299,331	−7.3%	3	before history	1.05%
SCHP	Schwab U.S. TIPS ETF	Reduced	21,829	-4,705	$1,218,058	−24.4%	3	before history	0.99%
EXC	Exelon Corp Utilities	Held	26,259	0	$1,190,057	−4.8%	3	before history	0.97%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	18,809	+200	$1,174,059	−11.6%	3	before history	0.95%
AMT	American Tower Corp Real Estate	Reduced	4,540	-1,173	$1,160,378	−19.1%	3	before history	0.94%
QQH	HCM Defender 100 Index ETF	Reduced	31,063	-57	$1,148,088	−22.5%	3	before history	0.93%
LGH	HCM Defender 500 Index ETF	Reduced	32,861	-62	$1,140,276	−16.7%	3	before history	0.93%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	7,508	-68	$1,079,575	−6.7%	3	before history	0.88%
SCHM	Schwab U.S. Mid-Cap ETF	Added	17,207	+52	$1,079,395	−17.1%	3	before history	0.88%
JPM	Jpmorgan Chase & Co Financial Services	Added	9,560	+605	$1,076,551	−11.8%	3	before history	0.87%
UNH	Unitedhealth Group Inc Healthcare	Reduced	1,980	-69	$1,016,987	−2.7%	3	before history	0.83%
SCHA	Schwab U.S. Small-Cap ETF	Added	25,851	+564	$1,007,930	−15.8%	3	before history	0.82%
VZ	Verizon Communications Inc Communication Services	Added	18,667	+74	$947,350	+0.0%	3	before history	0.77%
ASML	Asml Holding NV Technology	Added	1,749	+741	$832,314	+23.6%	3	before history	0.68%
VOD	Vodafone Group Public Ltd Co Communication Services	Added	52,374	+31,654	$815,986	+137.0%	3	before history	0.66%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	7,965	-325	$786,464	+1.0%	3	before history	0.64%
HD	Home Depot, Inc. Consumer Cyclical	Added	2,850	+802	$781,669	+27.5%	3	before history	0.63%
RTX	RTX Corp Industrials	Added	8,030	+511	$771,763	+3.6%	3	before history	0.63%
QFIN	Qfin Holdings, Inc. Financial Services	Added	43,900	+2,000	$759,470	+17.8%	3	before history	0.62%
INTU	Intuit Inc. Technology	Added	1,926	+976	$742,357	+62.5%	3	before history	0.60%

Showing the top 50 of 141 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.