CTC Capital Management, LLC

Registered adviser

CIK

1910419

Location

Chicago, IL

Portfolio Value

Micro $43,689,787

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,751 / 7,012 ▼ 295 · as of Mar 2023

Top Industry

Asset Management 8.0%

Period ended 3 years ago

Filed May 5, 2023 · 3y

6 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 313634

Roster of Nov 1, 2026

Regulatory AUM

$157,826,893

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

9 funds · Mixed

Focus by fund count, roster of Nov 1, 2026

$184,036,914 gross assets

Private funds on Schedule D 7.B.(1)

As filed Jun 28, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$182,731,344 gross assets in 9 funds Real estate funds $82,527,686 (4) Private equity funds $56,414,800 (2) Hedge funds $25,878,974 (1) Other private funds $17,909,884 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$157,826,893	Pooled investment vehicles (100%)
Apr 2025 to Mar 2026	$184,036,914	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$182,731,344	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$182,095,039	Pooled investment vehicles (100%)
Apr 2023	$182,095,039	Pooled investment vehicles (100%)
Apr 2022 to Mar 2023	$1,838,446,543	Pooled investment vehicles (100%)

2 earlier changes not shown.

13F reports continue under

CTC Alternative Strategies, Ltd. from Jun 30, 2023

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2023, never from the firm's own description.

Style

Concentrated

6.5 effective positions (12 or fewer)

Turnover

High turnover

224.0% over the last four quarters (100%+)

Horizon

Short horizon

Value-weighted holding period 1.2 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 92.3%; sector active share 34.3% against the combined 13F book's sector weights.

Over time 6 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

68 tracked positions · as of Mar 31, 2023 · Δ vs Dec 31, 2022

Top Position

37.9%

+31.6 pts

Top 5

47.3%

+28.9 pts

Top 10

57.5%

+25.1 pts

HHI

1,540

Moderately concentrated+1,311

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2023

Sector	% Portfolio	Value	Positions
Unclassified	42.2%	$18,435,669	6
Industrials	13.2%	$5,747,693	9
Technology	12.0%	$5,259,216	11
Financial Services	11.5%	$5,038,471	17
Consumer Cyclical	9.4%	$4,086,349	8
Healthcare	6.6%	$2,883,773	10
Real Estate	2.3%	$1,007,834	4
Consumer Defensive	2.2%	$981,974	2
Basic Materials	0.6%	$248,808	1

Last Quarter's Activity

Export CSV

Mar 31, 2023 vs Dec 31, 2022

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
ACI	Albertsons Companies, Inc.	+18,300	33,300	$691,974
SAVE	Spirit Aviation Holdings, Inc.	+10,000	20,000	$343,400
NTAP	NetApp, Inc.	+9,500	13,600	$868,360
—		+3,605	7,010	$765,071
SRPT	Sarepta Therapeutics, Inc.	+3,100	5,500	$758,065
No positions match the current search.

Trimmed

Positions the filer reduced

9 positions

Ticker	Company	Δ Shares	Shares	Value
PCAR	Paccar Inc	−10,350	11,900	$871,080
MUC	Blackrock Muniholdings California Quality Fund, Inc.	−7,100	10,723	$118,596
TXN	Texas Instruments Inc	−6,500	4,600	$855,646
ROP	Roper Technologies Inc	−4,500	500	$220,345
—		−2,600	6,400	$0
FTF	Franklin Ltd Duration Income Trust	−2,400	11,066	$68,387
WPC	W. P. Carey Inc.	−1,000	3,000	$232,349
SUI	Sun Communities Inc	−800	2,100	$295,848
LPLA	LPL Financial Holdings Inc.	−50	1,150	$232,760
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	151,193	$16,572,264
XLF	State Street Corp	34,100	$1,096,315
MA	Mastercard Inc	2,910	$1,057,523
—		171,800	$1,005,030
CPNG	Coupang, Inc.	58,300	$932,800
LSCC	Lattice Semiconductor Corp	9,600	$916,800
CNH	CNH Industrial N.V.	59,500	$908,565
CPRT	Copart Inc	12,000	$902,520
ROST	Ross Stores, Inc.	8,200	$870,266
BLDR	Builders FirstSource, Inc.	9,700	$861,166
SPGI	S&P Global Inc.	2,494	$859,856
ICLR	Icon PLC	4,000	$854,360
DECK	Deckers Outdoor Corp	1,900	$854,145
NVR	Nvr Inc	150	$835,828
NOC	Northrop Grumman Corp	1,750	$808,010
MNDY	monday.com Ltd.	5,300	$756,575
WSO	Watsco Inc	2,300	$731,768
YMM	Full Truck Alliance Co. Ltd.	91,600	$697,076
VRTX	Vertex Pharmaceuticals Inc	2,100	$661,647
MRSH	Marsh & Mclennan Companies, Inc.	3,870	$644,548
RLX	RLX Technology Inc.	100,000	$290,000
FTAI	FTAI Aviation Ltd.	9,600	$268,416
H	Hyatt Hotels Corp	2,400	$268,296
PANW	Palo Alto Networks Inc	1,300	$259,662
LIN	Linde PLC	700	$248,808
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	39,495	$4,914,757
DE	Deere & Co	5,869	$2,516,392
EVRG	Evergy, Inc.	37,650	$2,369,314
IYR	iShares U.S. Real Estate ETF	28,125	$2,367,843
HUM	Humana Inc	4,302	$2,203,441
CSX	Csx Corp	71,100	$2,202,678
NSC	Norfolk Southern Corp	8,873	$2,186,484
GRMN	Garmin Ltd	23,600	$2,178,044
GILD	Gilead Sciences, Inc.	25,300	$2,172,005
BF-B	Brown Forman Corp	32,600	$2,141,168
PM	Philip Morris International Inc.	21,100	$2,135,531
UNP	Union Pacific Corp	10,260	$2,124,538
TJX	Tjx Companies Inc	26,600	$2,117,360
MCK	Mckesson Corp	5,600	$2,100,672
MCD	Mcdonalds Corp	7,850	$2,068,710
ADM	Archer-Daniels-Midland Co	21,650	$2,010,202
WEC	Wec Energy Group, Inc.	20,700	$1,940,832
LNT	Alliant Energy Corp	34,600	$1,910,266
PRGO	PERRIGO Co plc	54,600	$1,861,314
XEL	Xcel Energy Inc	22,600	$1,584,486
SR	Spire Inc	20,200	$1,390,972
ADI	Analog Devices Inc	7,100	$1,164,613
AFL	Aflac Inc	15,000	$1,079,100
TTC	Toro Co	9,500	$1,075,400
—		12,800	$994,304
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

68 tracked positions · $43,689,787 total · filing declares 72 positions · $47,783,461 · as of Mar 31, 2023

All sectors Basic Materials Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 68 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	NEW	151,193	NEW	$16,572,264	NEW	1	unpriced	37.93%
XLF	State Street Corp Financial Services	NEW	34,100	NEW	$1,096,315	NEW	1	$34.75	2.51%
MA	Mastercard Inc Financial Services	NEW	2,910	NEW	$1,057,523	NEW	1	$363.23	2.42%
		NEW	171,800	NEW	$1,005,030	NEW	1	unpriced	2.30%
CPNG	Coupang, Inc. Consumer Cyclical	NEW	58,300	NEW	$932,800	NEW	1	$15.50	2.14%
LSCC	Lattice Semiconductor Corp Technology	NEW	9,600	NEW	$916,800	NEW	1	$82.35	2.10%
CNH	CNH Industrial N.V. Industrials	NEW	59,500	NEW	$908,565	NEW	1	$16.19	2.08%
CPRT	Copart Inc Industrials	NEW	12,000	NEW	$902,520	NEW	1	$68.00	2.07%
PCAR	Paccar Inc Industrials	Reduced	11,900	-10,350	$871,080	−60.4%	3	$60.90	1.99%
ROST	Ross Stores, Inc. Consumer Cyclical	NEW	8,200	NEW	$870,266	NEW	1	$112.31	1.99%
NTAP	NetApp, Inc. Technology	Added	13,600	+9,500	$868,360	+252.6%	2	$65.10	1.99%
BLDR	Builders FirstSource, Inc. Industrials	NEW	9,700	NEW	$861,166	NEW	1	$79.22	1.97%
SPGI	S&P Global Inc. Financial Services	NEW	2,494	NEW	$859,856	NEW	1	unpriced	1.97%
TXN	Texas Instruments Inc Technology	Reduced	4,600	-6,500	$855,646	−53.3%	2	$166.75	1.96%
ICLR	Icon PLC Healthcare	NEW	4,000	NEW	$854,360	NEW	1	$222.55	1.96%
DECK	Deckers Outdoor Corp Consumer Cyclical	NEW	1,900	NEW	$854,145	NEW	1	$419.38	1.96%
NVR	Nvr Inc Consumer Cyclical	NEW	150	NEW	$835,828	NEW	1	$5,160.73	1.91%
NOC	Northrop Grumman Corp Industrials	NEW	1,750	NEW	$808,010	NEW	1	$464.05	1.85%
		Added	7,010	+3,605	$765,071	+97.4%	2	unpriced	1.75%
SRPT	Sarepta Therapeutics, Inc. Healthcare	Added	5,500	+3,100	$758,065	+143.8%	2	$123.68	1.74%
MNDY	monday.com Ltd. Technology	NEW	5,300	NEW	$756,575	NEW	1	$135.18	1.73%
WSO	Watsco Inc Industrials	NEW	2,300	NEW	$731,768	NEW	1	$293.75	1.67%
YMM	Full Truck Alliance Co. Ltd. Technology	NEW	91,600	NEW	$697,076	NEW	1	$7.92	1.60%
ACI	Albertsons Companies, Inc. Consumer Defensive	Added	33,300	+18,300	$691,974	+122.4%	2	$21.25	1.58%
VRTX	Vertex Pharmaceuticals Inc Healthcare	NEW	2,100	NEW	$661,647	NEW	1	$299.93	1.51%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	NEW	3,870	NEW	$644,548	NEW	1	$166.59	1.48%
SAVE	Spirit Aviation Holdings, Inc. Industrials	Added	20,000	+10,000	$343,400	+76.3%	2	unpriced	0.79%
SUI	Sun Communities Inc Real Estate	Reduced	2,100	-800	$295,848	−28.7%	2	$136.57	0.68%
RLX	RLX Technology Inc. Consumer Defensive	NEW	100,000	NEW	$290,000	NEW	1	$2.42	0.66%
FTAI	FTAI Aviation Ltd. Industrials	NEW	9,600	NEW	$268,416	NEW	1	$23.61	0.61%
H	Hyatt Hotels Corp Consumer Cyclical	NEW	2,400	NEW	$268,296	NEW	1	$109.48	0.61%
PANW	Palo Alto Networks Inc Technology	NEW	1,300	NEW	$259,662	NEW	1	$169.48	0.59%
LIN	Linde PLC Basic Materials	NEW	700	NEW	$248,808	NEW	1	$334.89	0.57%
GLPI	Gaming & Leisure Properties, Inc. Real Estate	NEW	4,700	NEW	$244,682	NEW	1	$52.19	0.56%
ELS	Equity Lifestyle Properties Inc Real Estate	NEW	3,500	NEW	$234,955	NEW	1	$67.88	0.54%
LPLA	LPL Financial Holdings Inc. Financial Services	Reduced	1,150	-50	$232,760	−10.3%	2	$233.77	0.53%
WPC	W. P. Carey Inc. Real Estate	Reduced	3,000	-1,000	$232,349	−25.7%	2	unpriced	0.53%
SSNC	SS&C Technologies Holdings Inc Technology	NEW	4,000	NEW	$225,880	NEW	1	$57.65	0.52%
TRU	TransUnion Financial Services	NEW	3,600	NEW	$223,704	NEW	1	$65.45	0.51%
BURL	Burlington Stores, Inc. Consumer Cyclical	NEW	1,100	NEW	$222,310	NEW	1	$218.50	0.51%
AVTR	Avantor, Inc. Healthcare	NEW	10,500	NEW	$221,970	NEW	1	$22.79	0.51%
APH	Amphenol Corp Technology	NEW	2,700	NEW	$220,644	NEW	1	$78.97	0.51%
ROP	Roper Technologies Inc Technology	Reduced	500	-4,500	$220,345	−89.8%	4	$425.01	0.50%
GDDY	GoDaddy Inc. Technology	NEW	2,600	NEW	$202,072	NEW	1	$77.19	0.46%
ROIV	Roivant Sciences Ltd. Healthcare	NEW	27,000	NEW	$199,260	NEW	1	$8.23	0.46%
ERC	Allspring Multi-Sector Income Fund Financial Services	Held	14,300	0	$130,845	−6.6%	4	$9.72	0.30%
MUC	Blackrock Muniholdings California Quality Fund, Inc. Financial Services	Reduced	10,723	-7,100	$118,596	−38.0%	2	$10.65	0.27%
PCF	High Income Securities Fund Financial Services	Held	17,000	0	$110,500	0.0%	4	$7.68	0.25%
ARDX	Ardelyx, Inc. Healthcare	NEW	21,700	NEW	$103,943	NEW	1	$3.37	0.24%
		NEW	10,700	NEW	$93,304	NEW	1	unpriced	0.21%

Showing the top 50 of 68 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.