ARDX · Ardelyx, Inc. · Holdings

$3.15 -0.06 (-1.87%)

Russell 2000 member Rebalance outlook locked

Market Cap

$797.40M

249.19M

Volume · Oct 20 3.96M Avg daily vol (3M) 4.36M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ARDX: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 250

Total Value: $912,576,560

Total Shares: 179,678,090

Showing 1–100 of 260 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 252 13F filers

Top Holder

13.1%

of institutional value

Top 5

43.3%

of institutional value

Top 10

62.5%

of institutional value

HHI

516

Broadly held

Who Holds ARDX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 250 filers, like-for-like change +4.7%; actively managed books +5.3%; index-like books +3.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	48.7%	122	+7.6%	26	17
Exempt adviser	1.4%	5	-44.3%	1	1
Adviser	6.3%	6	+28.1%	0	0
Bank	11.3%	15	-0.5%	1	1
Insurer	0.1%	3	+12.2%	1	0
Broker-dealer	0.2%	2	-4.6%	0	0
Benefit plan	0.3%	5	-2.5%	0	0
Non-US	1.0%	7	+11.9%	1	0
Holding company	16.8%	7	+13.0%	0	0
Unknown	13.9%	78	-7.8%	10	15

Style	Share	Filers	Change	New	Exited
Index-like	40.6%	34	+3.8%	0	2
Systematic-like	14.5%	25	-33.2%	6	9
Concentrated	4.3%	26	+83.1%	8	4
Diversified active	40.6%	165	+25.4%	26	19
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	44.3%	131	+6.2%	13	11
Medium turnover	16.7%	54	+98.8%	8	8
High turnover	18.9%	45	-24.2%	17	13
Unknown	20.1%	20	-1.8%	2	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	23.4%	39	+3.1%	10	9
Medium horizon	17.8%	39	+4.8%	6	7
Long horizon	43.2%	159	-3.7%	20	13
Unknown	15.6%	13	+42.2%	4	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.5%	49	+14.1%	13	7
$1B to $10B	7.6%	59	+9.1%	15	12
$10B to $100B	20.6%	78	+38.6%	10	13
$100B or more	69.3%	64	-3.1%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.6%	51	+37.8%	10	7
Pooled investment vehicles	26.9%	32	+4.9%	10	8
Registered funds and BDCs	16.9%	17	+7.9%	3	0
Pension and profit sharing plans	0.0%	2	-0.6%	0	0
Insurance companies	0.1%	3	-15.3%	0	0
Governments and sovereign funds	1.1%	4	+72.8%	2	0
Other investment advisers	0.0%	4	+7.6%	0	1
Other	0.1%	1	+7.3%	0	0
Diversified	1.9%	8	+2.7%	1	1
Unknown	51.3%	128	+2.1%	14	17

Private funds	Share	Filers	Change	New	Exited
Hedge funds	31.0%	42	+0.7%	10	9
Private equity funds	0.4%	12	+3.6%	2	1
Venture capital funds	0.0%	1	+19.6%	0	0
Real estate funds	0.0%	3	+564.7%	1	1
Securitized asset funds	0.3%	1	+10.4%	0	0
Other private funds	0.8%	9	+63.5%	1	1
Mixed private funds	0.2%	2	+28.0%	1	0
Private funds, type not stated	0.0%	2	+15.6%	2	1
No private funds	17.4%	55	+10.5%	10	5
Unknown	49.9%	123	+4.6%	13	16

Location	Share	Filers	Change	New	Exited
United States	94.8%	203	+5.8%	34	27
Outside the US	5.1%	46	-12.8%	6	7
Unknown	0.1%	1	0.0%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

250 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

25.9%

of shares outstanding, 73rd percentile

Mar 31, 2026: 24.7%

Private-fund advisers

23.5%

of shares outstanding

Institutional ownership

71.8%

75.1% of the estimated free float

Top 10 holders

63.1%

of 13F shares, Herfindahl 0.053

Active holders

+5.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (3 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 10.1 quarters

Under 1 year 37.4% 1 to 3 years 32.4% 3 years or more 30.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $1,727,570 (1 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.68

estimated per share

Mar 31, 2026: $5.50

Quarter-end price

$5.10

implied by 13F values

Estimated gain or loss

-10.3%

price against the estimated cost

Estimated at a loss

89.6%

of costed 13F value

Estimated cost covers 47.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ARDX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	SPRB Spruce Biosciences, Inc.	5	0.273
2	SNDX Syndax Pharmaceuticals Inc	8	0.255
3	KURA Kura Oncology, Inc.	6	0.240
4	PTHS Pelthos Therapeutics Inc.	3	0.231
5	TLPH Talphera, Inc.	3	0.217
6	COGT Cogent Biosciences, Inc.	8	0.203
7	PRTA Prothena Corp Public Ltd Co	4	0.198
8	VERA Vera Therapeutics, Inc.	6	0.194
9	ARQT Arcutis Biotherapeutics, Inc.	5	0.193
10	MGTX MeiraGTx Holdings plc	4	0.192

Shareholder Targets

13F filers that own its peers but not ARDX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SPRB, SNDX, KURA, PTHS, TLPH, COGT, PRTA, VERA, ARQT, MGTX, ZYME, SPRY, NAMS, RCUS, RARE, TARS, VKTX, PTCT, MLYS, TVTX. 792 filers in all.

#	Filer	In peers	Of book	Largest peers
1	RTW INVESTMENTS, LP Registered adviser, Diversified active	$1,192,865,800 4 held	10.2%	PTCT, RARE, TARS
2	GILEAD SCIENCES, INC. Unknown, Concentrated	$968,825,350 1 held	58.7%	RCUS
3	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$928,495,535 3 held	20.2%	NAMS, ARQT, TARS
4	DEERFIELD MANAGEMENT COMPANY, L.P. Registered adviser, Diversified active	$757,826,493 6 held	12.8%	COGT, VERA, NAMS
5	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$625,326,118 3 held	5.51%	NAMS, MLYS, SPRY
6	EcoR1 Capital, LLC Registered adviser, Concentrated	$600,445,942 1 held	29.8%	ZYME
7	SUVRETTA CAPITAL MANAGEMENT, LLC Registered adviser, Diversified active	$572,119,084 4 held	12.0%	ARQT, RCUS, KURA
8	Kynam Capital Management, LP Registered adviser, Concentrated	$555,543,047 4 held	30.7%	SNDX, COGT, VERA
9	Deep Track Capital, LP Adviser, Diversified active	$501,531,235 4 held	7.64%	TARS, VERA, COGT
10	Capital World Investors Adviser, Diversified active	$490,456,009 3 held	0.060%	NAMS, MLYS, SPRY

Fund Ownership of ARDX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 16.49% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.36%	+0.45 pp	8,376,460	57
Index ETFs	13.13%	+0.19 pp	32,718,354	37
Active ETFs	0.07%	-0.04 pp	180,104	8
Active funds	8.36%	+1.55 pp	20,839,405	55
Unclassified	0.09%	0.00 pp	216,917	4
All registered funds	25.01%	+2.16 pp	62,331,240	161

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 121 Exempt adviser 5 Adviser 6 Bank 15 Insurer 3 Broker-dealer 2 Benefit plan 5 Non-US 7 Holding company 7 Unknown 79

Showing 100 of 260

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$119,873,606

13.14%

23,504,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	961,806	$4,905,210	4.1%	Sole
BlackRock Investment Management (Australia) Ltd	554	$2,825	0.0%	Sole
BlackRock Asset Management Canada Ltd	1,413	$7,206	0.0%	Sole
BlackRock Investment Management, LLC	943,488	$4,811,788	4.0%	Sole
BLACKROCK ADVISORS LLC	2,308,430	$11,772,993	9.8%	Sole
BlackRock Fund Advisors	9,372,311	$47,798,786	39.9%	Sole
BlackRock Institutional Trust Company, N.A.	8,857,126	$45,171,342	37.7%	Sole
BlackRock Japan Co. Ltd	30,406	$155,070	0.1%	Sole
BlackRock Fund Managers Ltd.	48,937	$249,578	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	349,137	$1,780,598	1.5%	Sole
BlackRock Asset Management Ireland Ltd	492,208	$2,510,260	2.1%	Sole
BlackRock (Luxembourg) S.A.	31,096	$158,589	0.1%	Sole
BlackRock Asset Management Schweiz AG	34,856	$177,765	0.1%	Sole
Aperio Group, LLC	72,862	$371,596	0.3%	Sole

Rubric Capital Management LP

$82,633,770

9.05%

16,202,700

MILLENNIUM MANAGEMENT LLC

$70,893,942

7.77%

13,900,773

STATE STREET CORP

$68,116,252

7.46%

13,356,128

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	13,356,128	$68,116,252	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$53,404,619

5.85%

10,471,494

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$48,688,333

5.34%

9,546,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	9,546,732	$48,688,333	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$40,936,547

4.49%

8,026,774

GEODE CAPITAL MANAGEMENT, LLC

$32,648,853

3.58%

6,401,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	915,855	$4,670,860	14.3%	Defined
Held directly	5,485,881	$27,977,993	85.7%	Defined

Jupiter Topco LLC

$27,041,785

2.96%

5,302,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	146,733	$748,338	2.8%	Defined
JANUS HENDERSON INVESTORS US LLC	5,155,578	$26,293,447	97.2%	Defined

TWO SIGMA INVESTMENTS, LP

$26,570,097

2.91%

5,209,823

Nuveen, LLC

$20,385,204

2.23%

3,997,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	180,609	$921,105	4.5%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	747,100	$3,810,210	18.7%	Defined
TEACHERS ADVISORS, LLC joint	3,069,390	$15,653,889	76.8%	Defined

GOLDMAN SACHS GROUP INC

$18,793,673

2.06%

3,685,034

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,297,440	$11,716,944	62.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,364,562	$6,959,266	37.0%	Defined
Goldman Sachs Trust Company, N.A. joint	23,032	$117,463	0.6%	Other

AIGH Capital Management LLC

$16,319,999

1.79%

3,200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Worth Venture Partners, LLC	777,931	$3,967,448	24.3%	Other
Held directly	2,422,069	$12,352,551	75.7%	Sole

MORGAN STANLEY

$12,186,682

1.34%

2,389,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,046	$20,634	0.2%	Defined
MORGAN STANLEY & CO. LLC	971,854	$4,956,455	40.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	145,386	$741,468	6.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,100,434	$5,612,213	46.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	167,826	$855,912	7.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$11,812,719

1.29%

2,316,220

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	138	$703	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	68	$346	0.0%	Other
Compound Planning, Inc.	21	$107	0.0%	Other
Arax Advisory Partners	73,423	$374,457	3.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	12,097	$61,694	0.5%	Other
Stokes Family Office, LLC	8,433	$43,008	0.4%	Other
Held directly	2,222,040	$11,332,404	95.9%	Defined

NORTHERN TRUST CORP

$11,628,727

1.27%

2,280,143

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,071,601	$10,565,164	90.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	170,958	$871,885	7.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	37,584	$191,678	1.6%	Other

Rock Springs Capital Management LP

$11,433,021

1.25%

2,241,769

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$11,279,976

1.24%

2,211,760

BANK OF AMERICA CORP /DE/

$11,033,848

1.21%

2,163,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	865,500	$4,414,050	40.0%	Defined
BOFA SECURITIES, INC.	131,305	$669,655	6.1%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	1,166,695	$5,950,143	53.9%	Defined

Qube Research & Technologies Ltd

$10,662,442

1.17%

2,090,675

JONES FINANCIAL COMPANIES LLLP

$9,006,253

0.99%

1,765,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,765,932	$9,006,253	100.0%	Sole

VANGUARD FIDUCIARY TRUST CO

$8,949,576

0.98%

1,754,819

Eversept Partners, LP

$8,559,559

0.94%

1,678,345

J. Goldman & Co LP

$8,057,122

0.88%

1,579,828

Invesco Ltd.

$6,981,226

0.77%

1,368,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	37,864	$193,106	2.8%	Defined
Invesco Trust Co joint	97,090	$495,159	7.1%	Defined
Invesco Capital Management LLC	1,233,914	$6,292,961	90.1%	Defined

FIRST TRUST ADVISORS LP

$6,638,282

0.73%

1,301,624

SCHRODER INVESTMENT MANAGEMENT GROUP

$5,922,313

0.65%

1,161,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	1,157,457	$5,903,030	99.7%	Sole
Schroder Investment Management North America Inc.	3,781	$19,283	0.3%	Sole

CITADEL ADVISORS LLC

$5,253,887

0.58%

1,030,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	350	$1,785	0.0%	Defined
Held directly	1,029,824	$5,252,102	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,671,788

0.51%

916,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	916,037	$4,671,788	100.0%	Other

Hennion & Walsh Asset Management, Inc.

$4,578,863

0.50%

1,338,849

RENAISSANCE TECHNOLOGIES LLC

$4,552,224

0.50%

892,593

PANAGORA ASSET MANAGEMENT INC

$4,543,814

0.50%

890,944

BNP PARIBAS ARBITRAGE, SA

$4,132,642

0.45%

810,322

DEUTSCHE BANK AG\

$3,931,639

0.43%

770,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investment GmbH	512,157	$2,612,000	66.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	4,608	$23,500	0.6%	Defined
DWS Investments UK Ltd	254,145	$1,296,139	33.0%	Defined

ExodusPoint Capital Management, LP

$3,839,907

0.42%

752,923

Bank of New York Mellon Corp

$3,823,346

0.42%

749,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	223,040	$1,137,504	29.8%	Defined
The Bank of New York Mellon	525,155	$2,678,290	70.1%	Defined
BNY Mellon, NA joint	1,480	$7,547	0.2%	Defined
Held directly	1	$5	0.0%	Defined

Squarepoint Ops LLC

$3,647,836

0.40%

715,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	715,262	$3,647,836	100.0%	Defined

SECTOR GAMMA AS

$3,502,904

0.38%

686,844

Trexquant Investment LP

$3,368,988

0.37%

660,586

Redmile Group, LLC

$3,272,925

0.36%

641,750

RAYMOND JAMES FINANCIAL INC

$2,869,626

0.31%

562,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	257,203	$1,311,735	45.7%	Defined
Raymond James Financial Services Advisors, Inc.	305,469	$1,557,891	54.3%	Defined

UBS Group AG

$2,813,776

0.31%

551,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	56,405	$287,665	10.2%	Defined
UBS AG	477,816	$2,436,861	86.6%	Defined
UBS Switzerland AG	17,500	$89,250	3.2%	Defined

Jump Financial, LLC

$2,738,601

0.30%

536,981

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	7,863	$40,100	1.5%	Defined
Leap GP LLC joint	529,118	$2,698,501	98.5%	Defined

Krensavage Asset Management, LLC

$2,726,067

0.30%

534,523

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,480,698

0.27%

486,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	5,043	$25,719	1.0%	Defined
UBS Asset Management Switzerland AG	372,105	$1,897,734	76.5%	Defined
UBS Asset Management (UK) Ltd.	80,407	$410,075	16.5%	Defined
Held directly	28,857	$147,170	5.9%	Defined

MACKENZIE FINANCIAL CORP

$2,417,879

0.26%

474,094

Swiss National Bank

$2,384,760

0.26%

467,600

HUSSMAN STRATEGIC ADVISORS, INC.

$2,142,000

0.23%

420,000

Universal- Beteiligungs- und Servicegesellschaft mbH

$2,098,068

0.23%

411,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	411,386	$2,098,068	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,033,880

0.22%

398,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	398,800	$2,033,880	100.0%	Other

PRICE T ROWE ASSOCIATES INC /MD/

$1,834,138

0.20%

359,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	359,635	$1,834,138	100.0%	Defined

CITIGROUP INC

$1,586,206

0.17%

311,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	311,021	$1,586,206	100.0%	Defined

RHUMBLINE ADVISERS

$1,559,580

0.17%

305,800

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,558,560

0.17%

305,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	305,600	$1,558,560	100.0%	Other

DIADEMA PARTNERS LP

$1,545,427

0.17%

303,025

CITADEL ADVISORS LLC

$1,545,300

0.17%

303,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	303,000	$1,545,300	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$1,530,000

0.17%

300,000

Raiffeisen Bank International AG

$1,530,000

0.17%

300,000

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,507,738

0.17%

295,635

WELLS FARGO & COMPANY/MN

$1,430,395

0.16%

280,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	222,974	$1,137,167	79.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	46,728	$238,312	16.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	10,768	$54,916	3.8%	Defined

ALLIANCEBERNSTEIN L.P.

$1,350,327

0.15%

264,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	264,770	$1,350,327	100.0%	Defined

Knott David M Jr

$1,342,156

0.15%

263,168

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dorset Partners LLC	263,168	$1,342,156	100.0%	Defined

Freestone Grove Partners LP

$1,293,829

0.14%

253,692

IEQ CAPITAL, LLC

$1,228,069

0.13%

240,798

Headlands Technologies LLC

$1,228,059

0.13%

240,796

Pekin Hardy Strauss, Inc.

$1,154,640

0.13%

226,400

JPMORGAN CHASE & CO

$1,151,576

0.13%

225,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	2,908	$14,830	1.3%	Other
JPMorgan Chase Bank, N.A.	103,849	$529,629	46.0%	Defined
J.P. Morgan Investment Management Inc.	98,794	$503,849	43.8%	Defined
J.P. Morgan Securities LLC	675	$3,442	0.3%	Defined
J.P. Morgan Securities plc	1,939	$9,888	0.9%	Defined
55I, LLC	92	$469	0.0%	Other
J.P. MORGAN MANSART MANAGEMENT Ltd	17,543	$89,469	7.8%	Defined

Clay Northam Wealth Management, LLC

$1,074,615

0.12%

314,215

LPL Financial LLC

$1,074,121

0.12%

210,612

Thrivent Financial for Lutherans

$1,073,830

0.12%

210,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	210,555	$1,073,830	100.0%	Defined

Rafferty Asset Management, LLC

$1,051,431

0.12%

206,163

JANE STREET GROUP, LLC

$1,049,070

0.11%

205,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	205,700	$1,049,070	100.0%	Defined

Virtus Investment Advisers, LLC

$1,042,302

0.11%

204,373

FRANKLIN RESOURCES INC

$1,027,369

0.11%

201,445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	201,445	$1,027,369	100.0%	Defined

Caption Management, LLC

$1,020,000

0.11%

200,000

MONIMUS CAPITAL MANAGEMENT, LP

$997,616

0.11%

195,611

Legal & General Group Plc

$996,865

0.11%

195,464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	23,725	$120,997	12.1%	Defined
Legal & General Investment Management Ltd joint	171,739	$875,868	87.9%	Defined

Carrera Capital Advisors

$995,310

0.11%

195,159

JANE STREET GROUP, LLC

$875,160

0.10%

171,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	171,600	$875,160	100.0%	Defined

Walleye Capital LLC

$872,171

0.10%

171,014

VANGUARD ASSET MANAGEMENT, Ltd

$849,257

0.09%

166,521

SEI INVESTMENTS CO

$775,500

0.08%

152,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	315	$1,606	0.2%	Sole
SEI TRUST CO	151,744	$773,894	99.8%	Sole

SIMPLEX TRADING, LLC

$772,277

0.08%

151,427

Caption Management, LLC

$765,000

0.08%

150,000

Stonepine Capital Management, LLC

$765,000

0.08%

150,000

STATE OF WISCONSIN INVESTMENT BOARD

$731,467

0.08%

143,425

MetLife Investment Management, LLC

$727,525

0.08%

142,652

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	142,652	$727,525	100.0%	Defined

PFG Investments, LLC

$702,066

0.08%

137,660

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$696,210

0.08%

136,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	112,563	$574,071	82.5%	Defined
Global X Management (AUS) Ltd joint	23,949	$122,139	17.5%	Defined

Inspire Investing, LLC

$684,680

0.08%

134,251

Caption Management, LLC

$663,000

0.07%

130,000

LOS ANGELES CAPITAL MANAGEMENT LLC

$659,771

0.07%

129,367

Lion Point Capital, LP

$656,115

0.07%

128,650

SECTORAL ASSET MANAGEMENT INC

$624,209

0.07%

122,394

PRUDENTIAL FINANCIAL INC

$590,529

0.06%

115,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	84,690	$431,919	73.1%	Defined
Prudential Trust Co	31,100	$158,610	26.9%	Defined

Pavaki Capital Management LLC

$586,500

0.06%

115,000

Vanguard Global Advisers, LLC

$575,810

0.06%

112,904

GROUP ONE TRADING LLC

$540,105

0.06%

105,903

PROFUND ADVISORS LLC

$537,223

0.06%

105,338

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$535,102

0.06%

104,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	104,922	$535,102	100.0%	Defined

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Key facts CIK 1437402 CUSIP 039697107 13F (30d) 17 filings 17 filers Visit website Investor relations