HRTX · Heron Therapeutics, Inc. · Holdings

$0.30 +0.00 (+1.59%)

Russell 2000 member Rebalance outlook locked

Market Cap

$56.23M

189.85M

Volume · Oct 22 4.74M Avg daily vol (3M) 2.5M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of HRTX: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 167

Total Value: $57,957,372

Total Shares: 135,142,894

Showing 1–100 of 172 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 164 13F filers

Top Holder

22.0%

of institutional value

Top 5

50.1%

of institutional value

Top 10

68.3%

of institutional value

HHI

792

Broadly held

Who Holds HRTX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 163 filers, like-for-like change -14.8%; actively managed books -17.0%; index-like books -7.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	56.3%	84	-21.8%	10	14
Exempt adviser	7.5%	4	+55.8%	2	1
Adviser	0.3%	1	+24.5%	0	0
Bank	6.3%	11	+3.1%	0	0
Insurer	0.0%	2	+51.4%	1	0
Broker-dealer	0.1%	2	-40.1%	0	0
Benefit plan	0.0%	1	-74.1%	0	0
Non-US	0.1%	3	-30.7%	0	1
Holding company	11.1%	8	+2.2%	1	0
Unknown	18.4%	47	-20.9%	7	6

Style	Share	Filers	Change	New	Exited
Index-like	23.6%	19	-7.2%	0	1
Systematic-like	5.0%	8	-43.7%	1	2
Concentrated	18.7%	31	+0.4%	7	5
Diversified active	52.7%	104	-18.3%	13	14
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	24.5%	98	-23.6%	11	9
Medium turnover	45.1%	30	-14.7%	0	7
High turnover	21.9%	23	-10.1%	8	4
Unknown	8.5%	12	+4.7%	2	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.7%	18	+23.7%	5	4
Medium horizon	24.4%	28	-6.4%	3	5
Long horizon	25.9%	105	-32.2%	9	12
Unknown	39.0%	12	-12.4%	4	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	19.9%	38	-11.5%	7	8
$1B to $10B	17.7%	39	-39.3%	7	6
$10B to $100B	27.1%	37	-5.5%	2	4
$100B or more	35.4%	49	-5.0%	5	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.0%	48	-32.3%	6	9
Pooled investment vehicles	38.6%	13	-19.9%	2	2
Registered funds and BDCs	11.6%	8	+2.3%	0	0
Pension and profit sharing plans	0.0%	3	+34.5%	2	0
Insurance companies	0.0%	1	-62.1%	0	1
Governments and sovereign funds	1.1%	2	+28.8%	0	0
Other investment advisers	0.0%	1	+103.1%	0	0
Diversified	1.5%	6	-74.6%	0	2
Unknown	44.1%	81	-5.3%	11	8

Private funds	Share	Filers	Change	New	Exited
Hedge funds	42.0%	20	-8.7%	5	3
Private equity funds	6.7%	8	+0.6%	2	1
Venture capital funds	0.0%	1	+108.0%	0	0
Real estate funds	0.0%	3	+465.3%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	0.4%	8	-94.8%	0	2
Mixed private funds	0.2%	1	+51.1%	0	0
No private funds	14.4%	45	-11.0%	4	8
Private funds, type not stated	0.0%	0	—	0	0
Unknown	36.2%	76	-11.0%	9	7

Location	Share	Filers	Change	New	Exited
United States	87.3%	144	-18.7%	19	17
Outside the US	12.7%	19	+25.8%	2	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

163 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

41.2%

of shares outstanding, 93rd percentile

Mar 31, 2026: 51.6%

Private-fund advisers

34.8%

of shares outstanding

Institutional ownership

70.5%

74.7% of the estimated free float

Top 10 holders

69.9%

of 13F shares, Herfindahl 0.083

Active holders

-17.0%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.4 quarters

Under 1 year 14.2% 1 to 3 years 12.7% 3 years or more 73.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $367,866 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$1.81

estimated per share

Mar 31, 2026: $1.82

Quarter-end price

$0.43

implied by 13F values

Estimated gain or loss

-76.2%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 62.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies HRTX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	TXMD TherapeuticsMD, Inc.	3	0.387
2	EDSA Edesa Biotech, Inc.	3	0.300
3	KLRS Kalaris Therapeutics, Inc.	3	0.237
4	CRBP Corbus Pharmaceuticals Holdings, Inc.	4	0.224
5	RIGL Rigel Pharmaceuticals Inc	3	0.224
6	CNTB Connect Biopharma Holdings Ltd	3	0.202
7	ADMA Adma Biologics, Inc.	4	0.191
8	LRMR Larimar Therapeutics, Inc.	3	0.179
9	SPRB Spruce Biosciences, Inc.	3	0.179
10	EPRX Eupraxia Pharmaceuticals Inc.	3	0.163

Shareholder Targets

13F filers that own its peers but not HRTX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TXMD, EDSA, KLRS, CRBP, RIGL, CNTB, ADMA, LRMR, SPRB, EPRX, ABEO, ENOV, PHAT, HELP, CTMX, SPRY, VRDN, NRIX, ESTA, MLYS. 717 filers in all.

#	Filer	In peers	Of book	Largest peers
1	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$294,546,820 2 held	2.59%	MLYS, SPRY
2	DEERFIELD MANAGEMENT COMPANY, L.P. Registered adviser, Diversified active	$275,493,644 3 held	4.67%	LRMR, MLYS, SPRY
3	Deep Track Capital, LP Adviser, Diversified active	$253,685,031 2 held	3.86%	NRIX, VRDN
4	RTW INVESTMENTS, LP Registered adviser, Diversified active	$241,002,483 3 held	2.06%	ESTA, LRMR, KLRS
5	Catalys Pacific, LLC Exempt adviser, Unknown	$229,453,864 2 held	100.0%	MLYS, PHAT
6	Kynam Capital Management, LP Registered adviser, Concentrated	$228,929,122 3 held	12.7%	VRDN, CTMX, NRIX
7	SAMSARA BIOCAPITAL, LLC Registered adviser, Concentrated	$210,826,447 2 held	17.3%	MLYS, KLRS
8	Vestal Point Capital, LP Registered adviser, Diversified active	$195,293,000 1 held	4.56%	NRIX
9	AMERICAN CENTURY COMPANIES INC Unknown, Diversified active	$186,586,947 10 held	0.080%	ENOV, RIGL, MLYS
10	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$175,452,084 3 held	0.880%	NRIX, VRDN, CTMX

Fund Ownership of HRTX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 11.46% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.74%	+0.15 pp	5,194,801	49
Index ETFs	8.72%	+0.31 pp	16,559,897	23
Active ETFs	0.00%	0.00 pp	4,190	1
Active funds	0.44%	-0.65 pp	838,244	25
Unclassified	0.43%	+0.30 pp	806,857	3
All registered funds	12.33%	+0.11 pp	23,403,989	101

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 88 Exempt adviser 4 Adviser 1 Bank 11 Insurer 2 Broker-dealer 2 Benefit plan 1 Non-US 3 Holding company 8 Unknown 47

Showing 100 of 172

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Rubric Capital Management LP

$12,920,136

22.29%

30,046,828

Clearline Capital LP

$4,895,103

8.45%

11,383,961

BlackRock, Inc.

$4,536,820

7.83%

10,550,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	83,788	$36,028	0.8%	Sole
BlackRock Asset Management Canada Ltd	441	$189	0.0%	Sole
BlackRock Investment Management, LLC	450,733	$193,815	4.3%	Sole
BLACKROCK ADVISORS LLC	310,485	$133,508	2.9%	Sole
BlackRock Fund Advisors	6,394,391	$2,749,588	60.6%	Sole
BlackRock Institutional Trust Company, N.A.	3,310,912	$1,423,692	31.4%	Sole

Velan Capital Investment Management LP

$3,763,914

6.49%

8,753,290

VANGUARD CAPITAL MANAGEMENT LLC

$3,346,578

5.77%

7,782,741

Tejara Capital Ltd

$2,799,641

4.83%

6,510,795

TANG CAPITAL MANAGEMENT LLC

$2,687,500

4.64%

6,250,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TANG KEVIN	6,250,000	$2,687,500	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$1,836,521

3.17%

4,270,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	656,207	$282,169	15.4%	Defined
Held directly	3,614,773	$1,554,352	84.6%	Defined

MILLENNIUM MANAGEMENT LLC

$1,750,143

3.02%

4,070,101

JW Asset Management, LLC

$1,612,961

2.78%

3,751,073

STATE STREET CORP

$1,388,279

2.40%

3,228,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,228,557	$1,388,279	100.0%	Defined

UBS Group AG

$1,288,740

2.22%

2,997,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	14,039	$6,036	0.5%	Defined
UBS AG	2,961,350	$1,273,380	98.8%	Defined
UBS Securities LLC	21,684	$9,324	0.7%	Defined

Pale Fire Capital SE

$1,079,935

1.86%

2,511,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Barta Jan joint	2,511,478	$1,079,935	100.0%	Defined

MARSHALL WACE, LLP

$1,012,302

1.75%

2,354,193

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	2,354,193	$1,012,302	100.0%	Other

Caption Management, LLC

$903,000

1.56%

2,100,000

Richmond Brothers, Inc.

$770,696

1.33%

1,792,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	308,706	$132,743	17.2%	Sole
Held directly	1,483,613	$637,953	82.8%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$679,619

1.17%

1,580,510

AQR CAPITAL MANAGEMENT LLC

$668,157

1.15%

1,553,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	5,878	$2,527	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	6,827	$2,935	0.4%	Other
Stokes Family Office, LLC	6,735	$2,896	0.4%	Other
Held directly	1,534,417	$659,799	98.7%	Defined

RENAISSANCE TECHNOLOGIES LLC

$647,967

1.12%

1,506,900

VANGUARD FIDUCIARY TRUST CO

$587,001

1.01%

1,365,119

GOLDMAN SACHS GROUP INC

$571,792

0.99%

1,329,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	175,188	$75,330	13.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,144,337	$492,064	86.1%	Defined
Goldman Sachs Trust Company, N.A.	10,229	$4,398	0.8%	Defined

PANAGORA ASSET MANAGEMENT INC

$551,172

0.95%

1,281,796

NORTHERN TRUST CORP

$526,096

0.91%

1,223,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,200,089	$516,038	98.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	23,391	$10,058	1.9%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$523,509

0.90%

1,217,463

GSA CAPITAL PARTNERS LLP

$448,443

0.77%

1,042,892

Qube Research & Technologies Ltd

$439,069

0.76%

1,021,092

Stonepine Capital Management, LLC

$430,000

0.74%

1,000,000

CM Management, LLC

$430,000

0.74%

1,000,000

Caption Management, LLC

$430,000

0.74%

1,000,000

NEW YORK STATE COMMON RETIREMENT FUND

$298,490

0.52%

694,165

Stonepine Capital Management, LLC

$211,038

0.36%

490,787

NEXPOINT ASSET MANAGEMENT, L.P.

$204,572

0.35%

475,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NexPoint Advisors, L.P.	242,950	$104,468	51.1%	Other
Held directly	232,800	$100,104	48.9%	Sole

DIADEMA PARTNERS LP

$197,250

0.34%

458,723

Invesco Ltd.

$174,866

0.30%

406,668

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	22,751	$9,782	5.6%	Defined
Invesco Trust Co joint	63,382	$27,254	15.6%	Defined
Invesco Capital Management LLC	320,535	$137,830	78.8%	Defined

Excelsior Advisor Network LLC

$174,484

0.30%

405,777

Congress Park Capital LLC

$172,957

0.30%

551,697

Bank of New York Mellon Corp

$170,208

0.29%

395,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	126,693	$54,477	32.0%	Defined
The Bank of New York Mellon	252,243	$108,464	63.7%	Defined
BNY Mellon, NA	16,900	$7,267	4.3%	Defined
Held directly	2	$0	0.0%	Defined

Squarepoint Ops LLC

$138,106

0.24%

321,177

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	321,177	$138,106	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$128,961

0.22%

299,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	299,910	$128,961	100.0%	Defined

Virtu Financial LLC

$121,792

0.21%

283,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	283,239	$121,792	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$114,515

0.20%

266,314

Apeiron RIA LLC

$100,045

0.17%

319,123

FMR LLC

$97,525

0.17%

226,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	226,803	$97,525	100.0%	Defined

Nuveen, LLC

$95,366

0.16%

221,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	12,685	$5,454	5.7%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	10,051	$4,321	4.5%	Defined
TEACHERS ADVISORS, LLC joint	199,051	$85,591	89.8%	Defined

RHUMBLINE ADVISERS

$84,080

0.15%

195,537

Quinn Opportunity Partners LLC

$75,397

0.13%

175,344

Integrated Wealth Concepts LLC

$68,798

0.12%

159,997

RAYMOND JAMES FINANCIAL INC

$68,015

0.12%

158,177

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	46,868	$20,153	29.6%	Defined
Raymond James Financial Services Advisors, Inc.	111,309	$47,862	70.4%	Defined

ACADIAN ASSET MANAGEMENT LLC

$65,794

0.11%

153,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	153,011	$65,794	100.0%	Defined

WELLS FARGO & COMPANY/MN

$65,755

0.11%

152,923

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	144,618	$62,185	94.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	4,293	$1,845	2.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	4,012	$1,725	2.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$58,938

0.10%

137,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	137,067	$58,938	100.0%	Other

D. E. Shaw & Co., Inc.

$51,787

0.09%

120,435

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. Shaw Investment Management, L.L.C. joint	120,435	$51,787	100.0%	Defined

LOS ANGELES CAPITAL MANAGEMENT LLC

$51,725

0.09%

120,293

Persistent Asset Partners Ltd

$50,348

0.09%

117,090

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$48,289

0.08%

112,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	112,300	$48,289	100.0%	Other

MORGAN STANLEY

$48,026

0.08%

111,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	118	$50	0.1%	Defined
MORGAN STANLEY & CO. LLC	43,042	$18,508	38.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	21,106	$9,075	18.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	45,990	$19,774	41.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,442	$619	1.3%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$47,946

0.08%

111,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	111,504	$47,946	100.0%	Defined

BANK OF AMERICA CORP /DE/

$46,598

0.08%

108,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	108,369	$46,598	100.0%	Defined

Biltmore Family Office, LLC

$43,000

0.07%

100,000

IEQ CAPITAL, LLC

$41,543

0.07%

96,612

DEUTSCHE BANK AG\

$41,409

0.07%

96,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	96,300	$41,409	100.0%	Defined

BARCLAYS PLC

$39,139

0.07%

91,022

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	87,094	$37,450	95.7%	Defined
BARCLAYS CAPITAL INC.	3,928	$1,689	4.3%	Defined

SEARLE & CO.

$37,087

0.06%

86,250

Vanguard Global Advisers, LLC

$36,015

0.06%

83,756

Russell Investments Group, Ltd.

$34,935

0.06%

81,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	81,246	$34,935	100.0%	Defined

JPMORGAN CHASE & CO

$32,535

0.06%

75,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	74,651	$32,099	98.7%	Defined
J.P. Morgan Securities LLC	1,014	$436	1.3%	Defined

CITIGROUP INC

$32,224

0.06%

74,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	74,940	$32,224	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$31,641

0.05%

73,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	73,585	$31,641	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$29,365

0.05%

68,291

LPL Financial LLC

$26,278

0.05%

61,112

Cerity Partners LLC

$25,946

0.04%

60,341

COMMONWEALTH EQUITY SERVICES, LLC

$25,445

0.04%

59,176

Mariner, LLC

$24,067

0.04%

55,972

CAPTRUST FINANCIAL ADVISORS

$22,165

0.04%

51,547

Chicago Partners Investment Group LLC

$22,039

0.04%

51,254

R Squared Ltd

$20,084

0.03%

46,708

Centiva Capital, LP

$19,568

0.03%

45,507

INTECH INVESTMENT MANAGEMENT LLC

$18,124

0.03%

42,150

HORAN Wealth, LLC

$17,883

0.03%

41,590

Redwood Family Wealth LLC

$17,547

0.03%

55,972

Prospera Financial Services Inc

$17,442

0.03%

40,565

Cornerstone Select Advisors, LLC

$17,184

0.03%

39,964

NEUBERGER BERMAN GROUP LLC

$16,764

0.03%

38,987

Police & Firemen's Retirement System of New Jersey

$16,491

0.03%

38,352

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	38,352	$16,491	100.0%	Defined

GROUP ONE TRADING LLC

$16,317

0.03%

37,947

Creative Planning

$15,420

0.03%

35,862

Tower Research Capital LLC (TRC)

$15,293

0.03%

35,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	35,567	$15,293	100.0%	Defined

HSBC HOLDINGS PLC

$14,353

0.02%

33,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	33,381	$14,353	100.0%	Defined

King Wealth Management Group

$14,103

0.02%

32,799

DLK Investment Management, LLC

$14,016

0.02%

44,710

New Harbor Financial Group, LLC

$12,264

0.02%

39,120

Cambridge Investment Research Advisors, Inc.

$12,037

0.02%

27,995

Vanguard Personalized Indexing Management, LLC

$11,728

0.02%

27,276

HRT FINANCIAL LP

$11,620

0.02%

27,024

Diversified Trust Co

$11,391

0.02%

26,492

CITADEL ADVISORS LLC

$11,223

0.02%

26,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,100	$11,223	100.0%	Defined

Pallas Capital Advisors LLC

$11,050

0.02%

25,699

JANE STREET GROUP, LLC

$11,038

0.02%

25,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	25,672	$11,038	100.0%	Defined

HighTower Advisors, LLC

$10,585

0.02%

24,617

DDFG, Inc

$10,315

0.02%

32,903

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Key facts CIK 818033 CUSIP 427746102 13F (30d) 25 filings 25 filers Visit website Investor relations