WESTERN FINANCIAL CORPORATION

CIK

106077

Location

SAN DIEGO, CA

Portfolio Value

Small $141,522,810

Diversification

Diversified

Filing Date

Global Rank

#4,884 / 6,827 ▲ 164 · as of Sep 2022

Top Industry

Banks - Regional 31.5%

Period ended 4 years ago

Filed Nov 4, 2022 · 4y

8 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.2% of the book (60%+)

Turnover

Medium turnover

31.1% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.4 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2022-09-30, active share 80.8%; sector active share 36.4% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

90 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

25.8%

+0.8 pts

Top 5

59.5%

−2.1 pts

Top 10

65.2%

−2.2 pts

HHI

1,175

Diversified−45

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Financial Services	30.1%	$42,564,743	9
Healthcare	26.9%	$38,064,819	14
Unclassified	16.7%	$23,574,605	19
Technology	7.9%	$11,167,345	12
Energy	5.3%	$7,529,304	10
Consumer Cyclical	3.6%	$5,093,986	6
Consumer Defensive	2.9%	$4,049,464	5
Industrials	2.5%	$3,567,934	7
Communication Services	1.6%	$2,311,648	3
Utilities	1.1%	$1,570,966	2
Basic Materials	1.0%	$1,425,394	2
Real Estate	0.4%	$602,602	1

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOOGL	Alphabet Inc.	+12,346	12,920	$1,235,798
PANW	Palo Alto Networks Inc	+5,449	7,775	$1,273,467
FANG	Diamondback Energy, Inc.	+5,428	10,536	$1,269,166
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+4,421	40,159	$1,686,276
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	+4,090	26,853	$500,539
EXC	Exelon Corp	+3,841	22,544	$844,498
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	+3,747	26,362	$490,649
IUSB	iShares Core Universal USD Bond ETF	+3,350	17,282	$769,049
EFG	iShares MSCI EAFE Growth ETF	+2,342	5,887	$427,160
—		+2,058	102,818	$2,324,000
UNH	Unitedhealth Group Inc	+1,396	2,042	$1,031,291
EELV	Invesco Ltd.	+1,247	11,032	$231,561
MAR	Marriott International Inc	+1,138	3,902	$546,826
ANET	Arista Networks, Inc.	+1,058	5,632	$635,796
ADM	Archer-Daniels-Midland Co	+936	10,480	$843,116
CPRT	Copart Inc	+913	5,102	$542,852
HSY	Hershey Co	+869	3,199	$705,283
ESGU	iShares ESG Aware MSCI USA ETF	+814	16,381	$1,300,815
—		+805	5,628	$1,219,000
JBHT	Hunt J B Transport Services Inc	+789	3,880	$606,909
OXY	Occidental Petroleum Corp	+779	11,393	$700,099
COP	Conocophillips	+765	8,766	$897,112
MSFT	Microsoft Corp	+748	6,246	$1,454,693
AAPL	Apple Inc.	+664	13,289	$1,836,539
TSCO	Tractor Supply Co	+623	3,650	$678,462
No positions match the current search.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
FALN	iShares Fallen Angels USD Bond ETF	−12,078	41,709	$996,845
EFSC	Enterprise Financial Services Corp	−9,884	828,355	$36,480,754
QCOM	Qualcomm Inc	−6,279	3,191	$360,519
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−3,915	7,050	$347,424
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	−3,460	44,680	$1,784,519
ZTS	Zoetis Inc.	−2,678	4,947	$733,590
MBB	iShares MBS ETF	−1,904	13,628	$1,248,052
PFE	Pfizer Inc	−1,622	24,365	$1,066,212
SCHP	Schwab U.S. TIPS ETF	−1,279	8,990	$465,682
EFV	iShares MSCI EAFE Value ETF	−1,231	7,293	$280,999
AIG	American International Group, Inc.	−1,132	13,158	$624,741
TIP	iShares TIPS Bond ETF	−1,063	14,937	$1,566,891
NEE	Nextera Energy Inc	−960	9,265	$726,468
UPS	United Parcel Service Inc	−524	4,132	$667,483
ENPH	Enphase Energy, Inc.	−509	2,095	$581,299
KLAC	Kla Corp	−292	2,157	$652,772
MCK	Mckesson Corp	−259	2,508	$852,393
No positions match the current search.

New Positions

Positions the filer opened this quarter

14 positions

Ticker	Company	Shares	Value
CTVA	Corteva, Inc.	13,119	$749,750
NOC	Northrop Grumman Corp	1,548	$728,055
DVN	Devon Energy Corp	11,470	$689,691
ALB	Albemarle Corp	2,555	$675,644
DG	Dollar General Corp	2,754	$660,574
CDNS	Cadence Design Systems Inc	3,767	$615,640
CNC	Centene Corp	7,825	$608,863
LNG	Cheniere Energy, Inc.	3,651	$605,737
—		22,737	$594,000
ALNY	Alnylam Pharmaceuticals, Inc.	2,591	$518,614
—		3,766	$515,000
RBLX	Roblox Corp	14,043	$503,301
MPWR	Monolithic Power Systems, Inc.	1,330	$483,322
ETN	Eaton Corp plc	1,584	$211,242
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
LOW	Lowes Companies Inc	6,396	$1,117,189
FAST	Fastenal Co	17,056	$851,435
KR	Kroger Co	15,539	$735,460
FITB	Fifth Third Bancorp	20,929	$703,214
CNS	Cohen & Steers, Inc.	9,892	$629,032
SLB	Slb Limited	15,097	$539,868
FTNT	Fortinet, Inc.	9,315	$527,042
TSLA	Tesla, Inc.	713	$480,148
MLM	Martin Marietta Materials Inc	1,498	$448,261
MKL	Markel Group Inc.	321	$415,133
AMAT	Applied Materials Inc	4,183	$380,569
HLT	Hilton Worldwide Holdings Inc.	3,358	$374,215
FNDF	Schwab Fundamental International Equity ETF	7,456	$211,079
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

90 tracked positions · $141,522,810 total · filing declares 93 positions · $142,999,000 · as of Sep 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 90 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
EFSC	Enterprise Financial Services Corp Financial Services	Reduced	828,355	-9,884	$36,480,754	+4.9%	8	before history	25.78%
ARWR	Arrowhead Pharmaceuticals, Inc. Healthcare	Held	820,320	0	$27,111,576	−6.1%	8	before history	19.16%
GOVT	iShares U.S. Treasury Bond ETF	Added	259,036	+558	$5,895,659	−4.6%	8	before history	4.17%
WFC	Wells Fargo & Company Financial Services	Held	91,506	0	$3,680,371	+2.7%	8	before history	2.60%
		Added	102,818	+2,058	$2,324,000	−13.5%	8	before history	1.64%
AAPL	Apple Inc. Technology	Added	13,289	+664	$1,836,539	+6.4%	8	before history	1.30%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Reduced	44,680	-3,460	$1,784,519	−8.6%	5	unpriced	1.26%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	40,159	+4,421	$1,686,276	+6.4%	8	before history	1.19%
TIP	iShares TIPS Bond ETF	Reduced	14,937	-1,063	$1,566,891	−14.0%	5	unpriced	1.11%
COST	Costco Wholesale Corp Consumer Defensive	Added	3,309	+397	$1,562,741	+12.0%	3	$522.74	1.10%
MSFT	Microsoft Corp Technology	Added	6,246	+748	$1,454,693	+3.0%	8	before history	1.03%
HD	Home Depot, Inc. Consumer Cyclical	Added	5,081	+408	$1,402,051	+9.4%	8	before history	0.99%
DHR	Danaher Corp Healthcare	Added	5,287	+310	$1,365,579	+8.2%	7	unpriced	0.96%
SNPS	Synopsys Inc Technology	Added	4,411	+154	$1,347,604	+4.2%	8	before history	0.95%
ESGU	iShares ESG Aware MSCI USA ETF	Added	16,381	+814	$1,300,815	−0.4%	8	before history	0.92%
AVGO	Broadcom Inc. Technology	Added	2,872	+249	$1,275,196	+0.1%	8	before history	0.90%
PANW	Palo Alto Networks Inc Technology	Added	7,775	+5,449	$1,273,467	+10.8%	3	unpriced	0.90%
FANG	Diamondback Energy, Inc. Energy	Added	10,536	+5,428	$1,269,166	+105.1%	3	$127.31	0.90%
MBB	iShares MBS ETF	Reduced	13,628	-1,904	$1,248,052	−17.6%	8	before history	0.88%
GOOGL	Alphabet Inc. Communication Services	Added	12,920	+12,346	$1,235,798	−1.2%	8	before history	0.87%
AZO	Autozone Inc Consumer Cyclical	Added	575	+312	$1,231,609	+117.9%	3	$2,075.97	0.87%
		Added	5,628	+805	$1,219,000	+13.3%	3	unpriced	0.86%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	24,521	+279	$1,111,046	−4.3%	3	unpriced	0.79%
LLY	ELI LILLY & Co Healthcare	Added	3,306	+285	$1,068,995	+9.1%	2	$301.61	0.76%
PFE	Pfizer Inc Healthcare	Reduced	24,365	-1,622	$1,066,212	−21.7%	8	before history	0.75%
UNH	Unitedhealth Group Inc Healthcare	Added	2,042	+1,396	$1,031,291	+210.8%	3	$514.27	0.73%
FALN	iShares Fallen Angels USD Bond ETF	Reduced	41,709	-12,078	$996,845	−24.7%	7	unpriced	0.70%
XOM	ExxonMobil Holdings Corp Energy	Added	10,361	+546	$904,618	+7.6%	3	$78.45	0.64%
COP	Conocophillips Energy	Added	8,766	+765	$897,112	+24.8%	3	$93.20	0.63%
JNJ	Johnson & Johnson Healthcare	Added	5,385	+3	$879,693	−7.9%	8	before history	0.62%
MCK	Mckesson Corp Healthcare	Reduced	2,508	-259	$852,393	−5.6%	3	$271.95	0.60%
ABBV	AbbVie Inc. Healthcare	Added	6,342	+388	$851,159	−6.7%	2	$152.24	0.60%
EXC	Exelon Corp Utilities	Added	22,544	+3,841	$844,498	−0.4%	2	$46.54	0.60%
ADM	Archer-Daniels-Midland Co Consumer Defensive	Added	10,480	+936	$843,116	+13.8%	3	$78.28	0.60%
IUSB	iShares Core Universal USD Bond ETF	Added	17,282	+3,350	$769,049	+17.9%	6	unpriced	0.54%
CTVA	Corteva, Inc. Basic Materials	NEW	13,119	NEW	$749,750	NEW	1	$58.28	0.53%
ZTS	Zoetis Inc. Healthcare	Reduced	4,947	-2,678	$733,590	−44.0%	8	before history	0.52%
ELV	Elevance Health, Inc. Healthcare	Added	1,612	+183	$732,234	+6.2%	2	$492.87	0.52%
NOC	Northrop Grumman Corp Industrials	NEW	1,548	NEW	$728,055	NEW	1	$476.45	0.51%
NEE	Nextera Energy Inc Utilities	Reduced	9,265	-960	$726,468	−8.3%	8	before history	0.51%
HSY	Hershey Co Consumer Defensive	Added	3,199	+869	$705,283	+40.7%	2	$219.61	0.50%
OXY	Occidental Petroleum Corp Energy	Added	11,393	+779	$700,099	+12.0%	2	$61.60	0.49%
MPC	Marathon Petroleum Corp Energy	Added	7,043	+354	$699,581	+27.2%	2	$93.50	0.49%
DVN	Devon Energy Corp Energy	NEW	11,470	NEW	$689,691	NEW	1	$62.13	0.49%
TSCO	Tractor Supply Co Consumer Cyclical	Added	3,650	+623	$678,462	+15.6%	4	$214.76	0.48%
ALB	Albemarle Corp Basic Materials	NEW	2,555	NEW	$675,644	NEW	1	$254.29	0.48%
UPS	United Parcel Service Inc Industrials	Reduced	4,132	-524	$667,483	−21.5%	8	before history	0.47%
REGN	Regeneron Pharmaceuticals, Inc. Healthcare	Added	963	+193	$663,381	+45.7%	2	$645.88	0.47%
DG	Dollar General Corp Consumer Defensive	NEW	2,754	NEW	$660,574	NEW	1	$246.69	0.47%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Added	930	+29	$654,115	+14.9%	8	before history	0.46%

Showing the top 50 of 90 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.