Fund Management at Engine No. 1 LLC
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.
Closest benchmark: the Russell 1000 as of 2023-09-30, active share 20.4%; sector active share 15.3% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
432 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023Portfolio Trend
Sector Breakdown
As of Sep 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 26.0% | $168,269,427 |
| Industrials | 18.2% | $117,979,105 |
| Healthcare | 10.5% | $67,593,227 |
| Financial Services | 9.4% | $60,789,038 |
| Consumer Cyclical | 8.5% | $54,670,500 |
| Communication Services | 6.8% | $44,252,267 |
| Energy | 5.8% | $37,469,368 |
| Consumer Defensive | 4.9% | $31,428,871 |
| Unclassified | 4.2% | $27,466,386 |
| Utilities | 2.1% | $13,532,209 |
| Basic Materials | 1.9% | $12,160,958 |
| Real Estate | 1.7% | $11,096,009 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| WSC | WillScot Holdings Corp | +53,366 | 182,117 | $7,574,246 | |
| XOM | ExxonMobil Holdings Corp | +35,869 | 115,858 | $13,622,583 | |
| OXY | Occidental Petroleum Corp | +28,288 | 99,292 | $6,442,064 | |
| MSFT | Microsoft Corp | +27,575 | 132,588 | $41,864,661 | |
| GE | General Electric Co | +25,780 | 100,400 | $11,099,213 | |
| RSG | Republic Services, Inc. | +24,784 | 85,690 | $12,211,681 | |
| UNP | Union Pacific Corp | +19,114 | 61,966 | $12,618,136 | |
| AMZN | Amazon Com Inc | +13,640 | 129,854 | $16,507,040 | |
| T | At&T Inc. | +9,197 | 102,255 | $1,535,870 | |
| PCG | PG&E Corp | +8,875 | 29,921 | $482,625 | |
| BAC | Bank Of America Corp | +8,602 | 98,870 | $2,707,060 | |
| GFL | GFL Environmental Inc. | +8,364 | 16,073 | $510,478 | |
| CSX | Csx Corp | +8,115 | 50,375 | $1,549,031 | |
| GOOGL | Alphabet Inc. | +7,505 | 84,849 | $11,103,340 | |
| PFE | Pfizer Inc | +7,252 | 80,744 | $2,678,278 | |
| CPRT | Copart Inc | +6,848 | 12,430 | $535,608 | |
| HUBB | Hubbell Inc | +6,385 | 7,082 | $2,219,569 | |
| GOOG | Alphabet Inc. | +5,646 | 72,179 | $9,516,801 | |
| INTC | Intel Corp | +5,587 | 59,890 | $2,129,089 | |
| VZ | Verizon Communications Inc | +5,388 | 60,122 | $1,948,554 | |
| F | Ford Motor Co | +5,086 | 56,242 | $698,525 | |
| KO | Coca Cola Co | +4,987 | 55,655 | $3,115,566 | |
| CSCO | Cisco Systems, Inc. | +4,951 | 58,276 | $3,132,917 | |
| SRE | Sempra | +4,901 | 8,999 | $612,201 | |
| CMCSA | Comcast Corp | +4,714 | 58,862 | $2,609,943 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GM | General Motors Co | −31,157 | 19,677 | $648,750 | |
| CP | Canadian Pacific Kansas City Ltd | −30,183 | 65,321 | $4,860,535 | |
| AMAT | Applied Materials Inc | −27,203 | 56,029 | $7,757,215 | |
| WM | Waste Management Inc | −10,447 | 56,997 | $8,688,622 | |
| TT | Trane Technologies plc | −3,142 | 18,489 | $3,751,602 | |
| WMS | Advanced Drainage Systems, Inc. | −2,804 | 2,577 | $293,339 | |
| ROK | Rockwell Automation, Inc | −2,618 | 13,763 | $3,934,428 | |
| JCI | Johnson Controls International plc | −2,240 | 9,729 | $517,680 | |
| WAB | Westinghouse Air Brake Technologies Corp | −1,702 | 2,562 | $272,263 | |
| CAT | Caterpillar Inc | −1,583 | 12,128 | $3,310,944 | |
| XYL | Xylem Inc. | −1,541 | 3,445 | $313,598 | |
| DE | Deere & Co | −1,210 | 9,669 | $3,648,887 | |
| ADI | Analog Devices Inc | −523 | 7,171 | $1,255,570 | |
| TMUS | T-Mobile US, Inc. | −98 | 7,402 | $1,036,650 | |
| MLM | Martin Marietta Materials Inc | −76 | 2,691 | $1,104,601 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AAPL | Apple Inc. | 210,177 | $35,984,404 | |
| — | 103,614 | $20,888,582 | ||
| VRT | Vertiv Holdings Co | 301,724 | $11,224,132 | |
| NVT | nVent Electric plc | 49,664 | $2,631,695 | |
| VST | Vistra Corp. | 60,318 | $2,001,351 | |
| SAIA | Saia Inc | 1,155 | $460,440 | |
| ZM | Zoom Communications, Inc. | 3,585 | $250,734 | |
| DELL | Dell Technologies Inc. | 3,623 | $249,624 | |
| J | Jacobs Solutions Inc. | 1,799 | $245,563 | |
| PTC | Ptc Inc. | 1,702 | $241,139 | |
| FDS | Factset Research Systems Inc | 546 | $238,743 | |
| JBL | Jabil Inc | 1,875 | $237,918 | |
| CF | CF Industries Holdings, Inc. | 2,757 | $236,385 | |
| FCNCA | First Citizens Bancshares Inc | 170 | $234,617 | |
| PHM | Pultegroup Inc | 3,140 | $232,517 | |
| — | 8,663 | $231,735 | ||
| AKAM | Akamai Technologies Inc | 2,172 | $231,404 | |
| EG | Everest Group, Ltd. | 621 | $230,807 | |
| CINF | Cincinnati Financial Corp | 2,242 | $229,334 | |
| TXT | Textron Inc | 2,832 | $221,292 | |
| JBHT | Hunt J B Transport Services Inc | 1,170 | $220,568 | |
| RS | Reliance, Inc. | 837 | $219,486 | |
| EPAM | EPAM Systems, Inc. | 830 | $212,222 | |
| AVY | Avery Dennison Corp | 1,152 | $210,435 | |
| EQT | EQT Corp | 5,165 | $209,595 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| RTX | RTX Corp | 19,023 | $1,863,493 | |
| AON | Aon plc | 2,660 | $918,232 | |
| FTNT | Fortinet, Inc. | 8,486 | $641,456 | |
| TRV | Travelers Companies, Inc. | 3,007 | $522,195 | |
| COR | Cencora, Inc. | 2,108 | $405,642 | |
| — | 2,951 | $303,510 | ||
| PODD | Insulet Corp | 907 | $261,524 | |
| UAL | United Airlines Holdings, Inc. | 4,270 | $234,294 | |
| LW | Lamb Weston Holdings, Inc. | 1,897 | $218,060 | |
| CAG | Conagra Brands Inc. | 6,207 | $209,300 | |
| BBY | Best Buy Co Inc | 2,535 | $207,743 | |
| SJM | J M SMUCKER Co | 1,389 | $205,113 | |
| DGX | Quest Diagnostics Inc | 1,458 | $204,936 | |
| FWONK | Liberty Media Corp | 2,707 | $203,783 | |
| PAYC | Paycom Software, Inc. | 633 | $203,344 | |
| — | 142,779 | $0 | ||
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| MSFT |
Microsoft Corp
Technology
|
Added | 132,588 | $41,864,661 | 6.47% | |
| AAPL |
Apple Inc.
Technology
|
NEW | 210,177 | $35,984,404 | 5.56% | |
|
|
NEW | 103,614 | $20,888,582 | 3.23% | ||
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 129,854 | $16,507,040 | 2.55% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 36,466 | $15,862,345 | 2.45% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 115,858 | $13,622,583 | 2.11% | |
| UNP |
Union Pacific Corp
Industrials
|
Added | 61,966 | $12,618,136 | 1.95% | |
| RSG |
Republic Services, Inc.
Industrials
|
Added | 85,690 | $12,211,681 | 1.89% | |
| VRT |
Vertiv Holdings Co
Industrials
|
NEW | 301,724 | $11,224,132 | 1.74% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 84,849 | $11,103,340 | 1.72% | |
| GE |
General Electric Co
Industrials
|
Added | 100,400 | $11,099,213 | 1.72% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 39,491 | $9,881,438 | 1.53% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 31,787 | $9,542,775 | 1.48% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 72,179 | $9,516,801 | 1.47% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 26,081 | $9,136,174 | 1.41% | |
| WM |
Waste Management Inc
Industrials
|
Reduced | 56,997 | $8,688,622 | 1.34% | |
| AMAT |
Applied Materials Inc
Technology
|
Reduced | 56,029 | $7,757,215 | 1.20% | |
| WSC |
WillScot Holdings Corp
Industrials
|
Added | 182,117 | $7,574,246 | 1.17% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 13,248 | $6,679,509 | 1.03% | |
| OXY |
Occidental Petroleum Corp
Energy
|
Added | 99,292 | $6,442,064 | 1.00% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 11,405 | $6,125,967 | 0.95% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 41,561 | $6,027,176 | 0.93% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 34,440 | $5,364,030 | 0.83% | |
| V |
Visa Inc.
Financial Services
|
Added | 22,980 | $5,285,629 | 0.82% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 33,715 | $4,917,669 | 0.76% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 5,902 | $4,902,083 | 0.76% | |
| CP |
Canadian Pacific Kansas City Ltd
Industrials
|
Reduced | 65,321 | $4,860,535 | 0.75% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 11,900 | $4,711,329 | 0.73% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 14,379 | $4,344,758 | 0.67% | |
| CVX |
Chevron Corp
Energy
|
Added | 25,375 | $4,278,732 | 0.66% | |
| ROK |
Rockwell Automation, Inc
Industrials
|
Reduced | 13,763 | $3,934,428 | 0.61% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 25,243 | $3,762,721 | 0.58% | |
| TT |
Trane Technologies plc
Industrials
|
Reduced | 18,489 | $3,751,602 | 0.58% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 36,292 | $3,736,261 | 0.58% | |
| DE |
Deere & Co
Industrials
|
Reduced | 9,669 | $3,648,887 | 0.56% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 6,338 | $3,580,716 | 0.55% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 19,688 | $3,335,934 | 0.52% | |
| ADBE |
Adobe Inc.
Technology
|
Added | 6,519 | $3,324,038 | 0.51% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 12,128 | $3,310,944 | 0.51% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 20,412 | $3,264,491 | 0.50% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 58,276 | $3,132,917 | 0.48% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 55,655 | $3,115,566 | 0.48% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 13,930 | $2,824,725 | 0.44% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Added | 5,519 | $2,793,552 | 0.43% | |
| ACN |
Accenture plc
Technology
|
Added | 9,020 | $2,770,132 | 0.43% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 10,422 | $2,745,571 | 0.42% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 98,870 | $2,707,060 | 0.42% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 80,744 | $2,678,278 | 0.41% | |
| NVT |
nVent Electric plc
Industrials
|
NEW | 49,664 | $2,631,695 | 0.41% | |
| FSLR |
First Solar, Inc.
Technology
|
Added | 16,221 | $2,621,151 | 0.41% |
Showing the top 50 of 432 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.