AWR · American States Water Co · Holdings

$84.75 +2.61 (+3.18%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$3.36B

39.64M

Volume · Oct 22 93.03K Avg daily vol (3M) 239.11K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AWR: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 412

Total Value: $2,739,457,433

Total Shares: 33,155,035

Showing 1–100 of 419 holdings by value · page 1 of 5

Institutional Ownership Trend

27 quarters

Superinvestors Holding AWR

All superinvestors →

Ray Dalio $2,504,597 Joel Greenblatt $1,832,402

Holder Concentration

Across 412 13F filers

Top Holder

22.1%

of institutional value

Top 5

52.6%

of institutional value

Top 10

65.8%

of institutional value

HHI

790

Broadly held

Who Holds AWR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 410 filers, like-for-like change +3.8%; actively managed books +5.6%; index-like books +1.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	38.9%	234	+9.8%	41	19
Exempt adviser	0.3%	5	-72.5%	3	2
Adviser	2.8%	7	-3.4%	0	0
Bank	11.7%	17	+9.4%	1	0
Insurer	0.7%	2	+1.4%	0	0
Broker-dealer	0.2%	1	+77.9%	0	0
Benefit plan	0.2%	5	-24.3%	1	0
Non-US	2.7%	10	-6.8%	1	1
Holding company	33.6%	7	-1.1%	0	0
Unknown	9.0%	122	+5.5%	17	10

Style	Share	Filers	Change	New	Exited
Index-like	47.8%	43	+1.9%	0	0
Systematic-like	2.4%	23	-22.7%	6	9
Concentrated	0.5%	63	+31.6%	18	9
Diversified active	49.3%	281	+7.3%	40	14
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	65.3%	265	+2.4%	31	14
Medium turnover	13.8%	72	+11.6%	9	8
High turnover	3.4%	41	-18.2%	15	10
Unknown	17.5%	32	+9.1%	9	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	17.9%	46	+9.9%	18	3
Medium horizon	24.4%	60	+6.5%	9	10
Long horizon	55.5%	286	+1.0%	31	15
Unknown	2.3%	18	+1.1%	6	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.6%	96	+12.9%	25	12
$1B to $10B	3.9%	121	-1.6%	25	14
$10B to $100B	9.4%	122	-8.9%	13	5
$100B or more	85.1%	71	+5.5%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.0%	147	+23.0%	28	10
Pooled investment vehicles	2.6%	24	+10.8%	7	4
Registered funds and BDCs	27.8%	28	+6.6%	2	1
Pension and profit sharing plans	0.1%	2	+41.4%	0	0
Insurance companies	0.1%	3	+8.8%	0	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	0.6%	4	-27.0%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.3%	7	+23.7%	0	0
Other	0.2%	2	+30.2%	0	0
Diversified	4.2%	13	+31.9%	2	4
Unknown	61.1%	178	+0.3%	24	13

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.4%	44	+6.0%	12	9
Private equity funds	1.5%	14	+12.2%	2	1
Venture capital funds	0.0%	1	+89.7%	0	0
Real estate funds	0.1%	5	+78.5%	0	0
Securitized asset funds	0.3%	1	-4.9%	0	0
Other private funds	3.6%	19	+4.2%	2	0
Mixed private funds	0.3%	2	+11.3%	0	0
Private funds, type not stated	0.8%	7	+5.0%	2	0
No private funds	24.1%	145	+8.7%	26	11
Unknown	60.9%	172	+1.4%	20	11

Location	Share	Filers	Change	New	Exited
United States	92.2%	348	+5.8%	57	26
Outside the US	7.8%	62	-15.5%	7	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

410 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.244% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.004%

Mar 31, 2026: 0

Crowding

13.8%

of shares outstanding, 41st percentile

Mar 31, 2026: 13.2%

Private-fund advisers

12.7%

of shares outstanding

Institutional ownership

84.3%

85.1% of the estimated free float

Top 10 holders

65.9%

of 13F shares, Herfindahl 0.079

Active holders

+6.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 6 13G (6 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.0 quarters

Under 1 year 20.5% 1 to 3 years 37.1% 3 years or more 42.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$77.04

estimated per share

Mar 31, 2026: $76.63

Quarter-end price

$82.63

implied by 13F values

Estimated gain or loss

+7.3%

price against the estimated cost

Estimated at a loss

1.99%

of costed 13F value

Estimated cost covers 21.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies AWR's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	JBSS Sanfilippo John B & Son Inc	3	0.220
2	POR Portland General Electric Co	6	0.164
3	CWT California Water Service Group	5	0.156
4	REYN Reynolds Consumer Products Inc.	3	0.156
5	MSEX Middlesex Water Co	3	0.156
6	WHD Cactus, Inc.	3	0.115
7	AVA Avista Corp	3	0.112
8	CPK Chesapeake Utilities Corp	3	0.102
9	WTRG Essential Utilities, Inc.	6	0.100
10	HTO H2o America	3	0.097

Shareholder Targets

13F filers that own its peers but not AWR, quarter ended Jun 30, 2026

Found through its holder-overlap peers: JBSS, POR, CWT, REYN, MSEX, WHD, AVA, CPK, WTRG, HTO, PR, AWK, HAE, INGR, AGCO, NJR, ZBH, FULT, OGE, ED. 2,168 filers in all.

#	Filer	In peers	Of book	Largest peers
1	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$2,744,151,867 10 held	0.470%	AWK, PR, WHD
2	Dodge & Cox Registered adviser, Diversified active	$2,076,898,436 1 held	1.09%	ZBH
3	NORGES BANK Non-US, Index-like	$1,726,005,133 13 held	0.170%	ED, AWK, WTRG
4	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$1,456,298,446 9 held	0.960%	PR, CPK, OGE
5	GQG Partners LLC Registered adviser, Diversified active	$1,171,474,240 1 held	2.18%	AWK
6	Capital International Investors Adviser, Diversified active	$1,142,163,429 2 held	0.230%	ZBH, WHD
7	HARRIS ASSOCIATES L P Registered adviser, Index-like	$1,096,616,571 1 held	1.46%	ZBH
8	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$1,005,009,558 7 held	0.340%	AGCO, PR, INGR
9	LAZARD ASSET MANAGEMENT LLC Adviser, Diversified active	$963,665,881 13 held	1.46%	ED, POR, WHD
10	Boston Partners Registered adviser, Diversified active	$949,626,312 7 held	0.850%	PR, OGE, WHD

Fund Ownership of AWR by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 34.53% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	5.00%	+0.57 pp	1,983,390	76
Index ETFs	29.52%	+0.52 pp	11,701,006	89
Active ETFs	0.96%	+0.08 pp	379,273	20
Active funds	9.29%	+1.39 pp	3,680,665	118
Unclassified	0.33%	+0.32 pp	130,104	13
All registered funds	45.10%	+2.87 pp	17,874,438	316

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 235 Exempt adviser 5 Adviser 7 Bank 17 Insurer 2 Broker-dealer 1 Benefit plan 5 Non-US 10 Holding company 7 Unknown 123

Showing 100 of 419

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$602,748,494

22.00%

7,294,548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	68,902	$5,693,372	0.9%	Sole
BlackRock Investment Management (Australia) Ltd	17,490	$1,445,198	0.2%	Sole
BlackRock Asset Management Canada Ltd	105,313	$8,702,013	1.4%	Sole
BlackRock Investment Management, LLC	124,337	$10,273,966	1.7%	Sole
BLACKROCK ADVISORS LLC	146,910	$12,139,173	2.0%	Sole
BlackRock Fund Advisors	4,370,303	$361,118,136	59.9%	Sole
BlackRock Institutional Trust Company, N.A.	1,334,471	$110,267,338	18.3%	Sole
BlackRock Japan Co. Ltd	1,079	$89,157	0.0%	Sole
BlackRock Fund Managers Ltd.	7,450	$615,593	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	74,227	$6,133,377	1.0%	Sole
BlackRock (Netherlands) B.V.	24,883	$2,056,082	0.3%	Sole
BlackRock Asset Management Ireland Ltd	857,024	$70,815,893	11.7%	Sole
BlackRock Life Ltd	318	$26,276	0.0%	Sole
BlackRock Asset Management Schweiz AG	6,789	$560,975	0.1%	Sole
Aperio Group, LLC	155,003	$12,807,897	2.1%	Sole
SpiderRock Advisors, LLC	49	$4,048	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$291,207,042

10.63%

3,524,229

NEUBERGER BERMAN GROUP LLC

$211,364,234

7.72%

2,557,960

STATE STREET CORP

$185,391,477

6.77%

2,243,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,243,634	$185,391,477	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$147,874,069

5.40%

1,789,593

GEODE CAPITAL MANAGEMENT, LLC

$82,719,817

3.02%

1,001,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	146,257	$12,085,215	14.6%	Defined
Held directly	854,830	$70,634,602	85.4%	Defined

AQR CAPITAL MANAGEMENT LLC

$75,988,939

2.77%

919,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	182	$15,038	0.0%	Other
KEB ASSET MANAGEMENT, LLC	13	$1,074	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	19	$1,569	0.0%	Other
Prism Planning Partners LLC	293	$24,210	0.0%	Other
Compound Planning, Inc.	12	$991	0.0%	Other
Arax Advisory Partners	8,582	$709,130	0.9%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,923	$324,157	0.4%	Other
Stokes Family Office, LLC	1,037	$85,687	0.1%	Other
Held directly	905,568	$74,827,083	98.5%	Defined

MORGAN STANLEY

$74,743,043

2.73%

904,551

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	485	$40,075	0.1%	Defined
MORGAN STANLEY & CO. LLC	23,818	$1,968,081	2.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	113,982	$9,418,332	12.6%	Defined
MORGAN STANLEY AIP GP LP	2,688	$222,109	0.3%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	8,698	$718,715	1.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	165,294	$13,658,242	18.3%	Defined
Morgan Stanley Bank, N.A.	1,528	$126,258	0.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	490,934	$40,565,875	54.3%	Defined
EATON VANCE MANAGEMENT	597	$49,330	0.1%	Defined
Calvert Research & Management	96,527	$7,976,026	10.7%	Defined

FIRST TRUST ADVISORS LP

$64,322,083

2.35%

778,435

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	2,068	$170,878	0.3%	Other
Held directly	776,367	$64,151,205	99.7%	Sole

DIMENSIONAL FUND ADVISORS LP

$61,914,574

2.26%

749,299

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	7,470	$617,246	1.0%	Defined
DFA Australia Ltd.	15,626	$1,291,176	2.1%	Defined
Dimensional Fund Advisors Pte. Ltd.	180	$14,873	0.0%	Defined
Dimensional Ireland Ltd	26,425	$2,183,497	3.5%	Defined
Held directly	699,598	$57,807,782	93.4%	Sole

Invesco Ltd.

$51,173,582

1.87%

619,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	20,128	$1,663,175	3.3%	Defined
Invesco Trust Co joint	16,020	$1,323,732	2.6%	Defined
Invesco Investment Advisers LLC	13,545	$1,119,223	2.2%	Defined
Invesco Capital Management LLC	569,617	$47,067,452	92.0%	Defined

NORTHERN TRUST CORP

$39,866,162

1.46%

482,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	429,350	$35,477,190	89.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	33,809	$2,793,636	7.0%	Defined
MASON STREET ADVISORS, LLC joint	13,114	$1,083,609	2.7%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	6,193	$511,727	1.3%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$39,579,439

1.44%

478,996

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$38,917,489

1.42%

470,985

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	450	$37,183	0.1%	Defined
BNP Paribas Asset Management USA, Inc.	470,042	$38,839,570	99.8%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	493	$40,736	0.1%	Defined

Bank of New York Mellon Corp

$28,337,210

1.03%

342,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	770	$63,624	0.2%	Defined
Mellon Investments Corporation joint	213,531	$17,644,065	62.3%	Defined
BNY Mellon Investment Adviser, Inc.	31,793	$2,627,055	9.3%	Defined
The Bank of New York Mellon	76,995	$6,362,096	22.5%	Defined
BNY Mellon, NA joint	19,850	$1,640,205	5.8%	Defined
Held directly	2	$165	0.0%	Defined

TWO SIGMA INVESTMENTS, LP

$23,734,393

0.87%

287,237

VANGUARD FIDUCIARY TRUST CO

$22,755,640

0.83%

275,392

Nuveen, LLC

$22,208,133

0.81%

268,766

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	23,897	$1,974,608	8.9%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	67,170	$5,550,257	25.0%	Defined
TEACHERS ADVISORS, LLC joint	177,699	$14,683,268	66.1%	Defined

JPMORGAN CHASE & CO

$21,237,559

0.78%

257,020

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	124	$10,246	0.0%	Other
JPMorgan Chase Bank, N.A.	20,200	$1,669,125	7.9%	Other
J.P. Morgan Investment Management Inc.	210,535	$17,396,507	81.9%	Defined
J.P. Morgan Securities LLC	13,797	$1,140,045	5.4%	Defined
JPMorgan Asset Management (UK) Ltd	9,509	$785,728	3.7%	Defined
55I, LLC	216	$17,848	0.1%	Other
J.P. Morgan SE	2,639	$218,060	1.0%	Defined

VICTORY CAPITAL MANAGEMENT INC

$20,839,864

0.76%

252,207

GOLDMAN SACHS GROUP INC

$19,704,526

0.72%

238,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	77,052	$6,366,806	32.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	158,895	$13,129,493	66.6%	Defined
Goldman Sachs Trust Company, N.A.	2,520	$208,227	1.1%	Defined

Legal & General Group Plc

$18,869,716

0.69%

228,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	86,377	$7,137,331	37.8%	Defined
Legal & General Investment Management Ltd joint	141,987	$11,732,385	62.2%	Defined

PRINCIPAL FINANCIAL GROUP INC

$15,781,999

0.58%

190,996

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$15,378,765

0.56%

186,116

KENNEDY CAPITAL MANAGEMENT LLC

$14,984,619

0.55%

181,346

Perpetual Ltd

$13,403,077

0.49%

162,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J O HAMBRO CAPITAL MANAGEMENT LTD	162,797	$13,403,077	100.0%	Defined

BANK OF AMERICA CORP /DE/

$12,877,222

0.47%

155,842

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	62,933	$5,200,153	40.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	5,203	$429,923	3.3%	Defined
BOFA SECURITIES, INC.	39,232	$3,241,740	25.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	48,474	$4,005,406	31.1%	Defined

UBS Group AG

$12,513,320

0.46%

151,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	58,617	$4,843,522	38.7%	Defined
UBS AG	82,817	$6,843,168	54.7%	Defined
UBS Switzerland AG	10,004	$826,630	6.6%	Defined

Zurcher Kantonalbank (Zurich Cantonalbank)

$12,251,550

0.45%

148,270

Public Sector Pension Investment Board

$11,129,186

0.41%

134,687

MILLENNIUM MANAGEMENT LLC

$10,444,762

0.38%

126,404

Leith Wheeler Investment Counsel Ltd.

$10,337,839

0.38%

125,110

HRT FINANCIAL LP

$10,312,471

0.38%

124,803

D. E. Shaw & Co., Inc.

$9,232,415

0.34%

111,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	111,732	$9,232,415	100.0%	Defined

RHUMBLINE ADVISERS

$9,003,612

0.33%

108,963

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$8,867,105

0.32%

107,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,750	$144,602	1.6%	Defined
UBS Asset Management Switzerland AG	68,797	$5,684,696	64.1%	Other
UBS Asset Management (UK) Ltd.	17,477	$1,444,124	16.3%	Defined
Held directly	19,287	$1,593,683	18.0%	Defined

IEQ CAPITAL, LLC

$8,401,322

0.31%

101,674

ProShare Advisors LLC

$8,008,830

0.29%

96,924

JANE STREET GROUP, LLC

$7,659,801

0.28%

92,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	92,700	$7,659,801	100.0%	Defined

D.A. DAVIDSON & CO.

$7,596,919

0.28%

91,939

CANADA LIFE ASSURANCE Co

$7,251,030

0.26%

87,753

AMERIPRISE FINANCIAL INC

$7,135,348

0.26%

86,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	72,326	$5,976,297	83.8%	Defined
Ameriprise Financial Services, LLC	14,027	$1,159,051	16.2%	Defined

DEAN INVESTMENT ASSOCIATES, LLC

$7,005,371

0.26%

84,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dean Capital Management	84,780	$7,005,371	100.0%	Defined

CoreCap Advisors, LLC

$6,839,400

0.25%

83,073

Meiji Yasuda Asset Management Co Ltd.

$6,511,987

0.24%

78,809

Swiss National Bank

$6,478,192

0.24%

78,400

COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS

$6,392,752

0.23%

77,366

AMERICAN CENTURY COMPANIES INC

$6,331,027

0.23%

76,619

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	76,619	$6,331,027	100.0%	Defined

KBC Group NV

$5,882,099

0.21%

71,186

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	71,186	$5,882,099	100.0%	Defined

DEUTSCHE BANK AG\

$5,784,182

0.21%

70,001

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	27,235	$2,250,428	38.9%	Defined
DWS Investments UK Ltd	40,970	$3,385,351	58.5%	Defined
DBX Advisors LLC	321	$26,524	0.5%	Defined
DWS International GmbH	1,475	$121,879	2.1%	Defined

WELLS FARGO & COMPANY/MN

$5,725,430

0.21%

69,290

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	36,846	$3,044,584	53.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	16,976	$1,402,726	24.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	15,443	$1,276,055	22.3%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	25	$2,065	0.0%	Defined

Cornerstone Wealth Management, LLC

$5,528,277

0.20%

66,904

Thrivent Financial for Lutherans

$5,497,042

0.20%

66,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	15,587	$1,287,953	23.4%	Defined
Held directly	50,939	$4,209,089	76.6%	Sole

MARTINGALE ASSET MANAGEMENT L P

$5,492,829

0.20%

66,475

Mariner, LLC

$5,464,404

0.20%

66,131

PRICE T ROWE ASSOCIATES INC /MD/

$5,373,263

0.20%

65,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	65,028	$5,373,263	100.0%	Defined

Dean Capital Management

$5,088,190

0.19%

61,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legato Capital Management LLC	61,578	$5,088,190	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$4,953,915

0.18%

59,953

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	39,107	$3,231,411	65.2%	Defined
Raymond James Financial Services Advisors, Inc.	15,454	$1,276,964	25.8%	Defined
RAYMOND JAMES TRUST N.A.	5,392	$445,540	9.0%	Defined

Allianz Asset Management GmbH

$4,845,671

0.18%

58,643

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	58,643	$4,845,671	100.0%	Defined

LPL Financial LLC

$4,667,686

0.17%

56,489

FRANKLIN RESOURCES INC

$4,632,482

0.17%

56,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	2,790	$230,537	5.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	10,625	$877,943	19.0%	Defined
FRANKLIN ADVISERS INC	38,619	$3,191,087	68.9%	Defined
FRANKLIN ADVISORY SERVICES LLC	3,704	$306,061	6.6%	Defined
PUTNAM ADVISORY CO LLC	325	$26,854	0.6%	Defined

Quantinno Capital Management LP

$4,499,947

0.16%

54,459

Cetera Investment Advisers

$4,464,168

0.16%

54,026

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$4,248,256

0.16%

51,413

Walleye Trading LLC

$4,230,656

0.15%

51,200

DUFF & PHELPS INVESTMENT MANAGEMENT CO

$4,096,051

0.15%

49,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtus Investment Advisers, LLC	49,561	$4,095,225	100.0%	Other
Held directly	10	$826	0.0%	Sole

MARSHALL WACE, LLP

$4,055,397

0.15%

49,079

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	49,079	$4,055,397	100.0%	Other

ALLIANCEBERNSTEIN L.P.

$4,017,470

0.15%

48,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	48,620	$4,017,470	100.0%	Defined

GABELLI FUNDS LLC

$3,883,610

0.14%

47,000

TD Asset Management Inc

$3,834,032

0.14%

46,400

PRUDENTIAL FINANCIAL INC

$3,717,027

0.14%

44,984

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	44,984	$3,717,027	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$3,711,161

0.14%

44,913

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	44,913	$3,711,161	100.0%	Other

Cerity Partners LLC

$3,664,722

0.13%

44,351

CITIGROUP INC

$3,660,012

0.13%

44,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	44,294	$3,660,012	100.0%	Defined

BARCLAYS PLC

$3,656,459

0.13%

44,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	42,699	$3,528,218	96.5%	Defined
BARCLAYS CAPITAL INC.	1,416	$117,004	3.2%	Defined
BARCLAYS CAPITAL SECURITIES LTD	136	$11,237	0.3%	Defined

Creative Planning

$3,655,468

0.13%

44,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,300	$107,419	2.9%	Defined
Held directly	42,939	$3,548,049	97.1%	Sole

BESSEMER GROUP INC

$3,582,918

0.13%

43,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	43,348	$3,581,844	100.0%	Defined
BESSEMER TRUST Co OF FLORIDA	13	$1,074	0.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$3,570,029

0.13%

43,205

Maryland State Retirement & Pension System

$3,508,469

0.13%

42,460

STOREBRAND ASSET MANAGEMENT AS

$3,224,801

0.12%

39,027

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$3,191,769

0.12%

38,768

BNP PARIBAS ARBITRAGE, SA

$3,132,503

0.11%

37,910

Magellan Asset Management Ltd

$3,036,074

0.11%

36,743

Corient Private Wealth LLC

$3,022,192

0.11%

36,575

SkyOak Wealth, LLC

$2,995,998

0.11%

36,258

MERCER GLOBAL ADVISORS INC /ADV

$2,892,958

0.11%

35,011

EXCHANGE TRADED CONCEPTS, LLC

$2,843,296

0.10%

34,410

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Madison Avenue Financial Solutions, LLC	29,498	$2,437,419	85.7%	Other
TORTOISE CAPITAL ADVISORS, L.L.C.	3,660	$302,425	10.6%	Other
Horizon Investments, LLC	1,252	$103,452	3.6%	Other

SG Americas Securities, LLC

$2,813,138

0.10%

34,045

VANGUARD ASSET MANAGEMENT, Ltd

$2,762,568

0.10%

33,433

ROYCE & ASSOCIATES LP

$2,698,200

0.10%

32,654

Legato Capital Management LLC

$2,653,331

0.10%

32,111

Russell Investments Group, Ltd.

$2,631,186

0.10%

31,843

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	31,843	$2,631,186	100.0%	Defined

Bridgewater Associates, LP

$2,504,597

0.09%

30,311

CITADEL ADVISORS LLC

$2,497,078

0.09%

30,220

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	30,220	$2,497,078	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$2,486,667

0.09%

30,094

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	30,094	$2,486,667	100.0%	Defined

Vanguard Investments Australia, Ltd.

$2,462,456

0.09%

29,801

FIDEURAM - INTESA SANPAOLO PRIVATE BANKING S.P.A.

$2,415,770

0.09%

29,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	29,236	$2,415,770	100.0%	Defined

CoreCommodity Management, LLC

$2,328,265

0.08%

28,177

Ilex Capital Partners (UK) LLP

$2,323,390

0.08%

28,118

Holocene Advisors, LP

$2,282,157

0.08%

27,619

Showing the top 100 of 419 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1056903 CUSIP 029899101 13F (30d) 52 filings 52 filers Visit website Investor relations