IOVA · Iovance Biotherapeutics, Inc.

$8.01 -0.25 (-3.03%) At close · Aug 28

Russell 2000 member Rebalance outlook locked

Market Cap

$3.63B

452.97M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 293

Total Value: $1,227,986,278

Total Shares: 295,189,234

Showing 1–100 of 304 holdings by value · page 1 of 4

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 293 13F filers · Δ vs Mar 31, 2026

Top Holder

12.5%

+1.2 pts

Top 5

43.2%

+4.1 pts

Top 10

59.3%

+3.2 pts

HHI

495

Broadly held+42

Quarterly Activity

vs Mar 31, 2026

New

Increased

133

Decreased

Sold Out

Unchanged

Holder count: +3

Institutional value: +26.9%

Shares held: +7.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega STATE STREET CORP	+7,030,160	24,478,268
Mega BlackRock, Inc.	+5,877,176	36,957,681
Mega TWO SIGMA INVESTMENTS, LP	+5,323,264	19,010,697
Mega DIMENSIONAL FUND ADVISORS LP	+3,814,747	6,460,449
Mega AQR CAPITAL MANAGEMENT LLC	+3,245,416	3,869,584

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid Invenomic Capital Management LP	−7,012,956	1,482,595
Mega D. E. Shaw & Co., Inc.	−5,873,219	2,143,134
Mega GOLDMAN SACHS GROUP INC	−3,663,726	5,096,334
Mega BANK OF AMERICA CORP /DE/	−3,496,535	4,993,584
Large MARSHALL WACE, LLP	−2,316,121	39,491

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large JUPITER ASSET MANAGEMENT LTD	4,535,080	$18,865,932
Large ExodusPoint Capital Management, LP	270,655	$1,125,924
Mid ADAR1 Capital Management, LLC	146,090	$607,734
Mid WEDBUSH SECURITIES INC	145,473	$605,167
Mega Jupiter Topco LLC	141,672	$589,355

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	628,537	$2,206,164
Small DIADEMA PARTNERS LP	302,900	$1,063,179
Mid Monaco Asset Management SAM	225,000	$789,750
Large Aberdeen Group plc	155,000	$544,050
Mega JANUS HENDERSON GROUP PLC	141,672	$497,268

Filter: New 44 Increased 133 Reduced 63 Sold out 41 Unchanged 53

Showing 100 of 304

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$153,743,946

12.52%

36,957,681

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	732,541	$3,047,370	2.0%	Sole
BlackRock Investment Management (Australia) Ltd	455	$1,892	0.0%	Sole
BlackRock Asset Management Canada Ltd	27,919	$116,143	0.1%	Sole
BlackRock Investment Management, LLC	1,249,766	$5,199,026	3.4%	Sole
BLACKROCK ADVISORS LLC	2,007,555	$8,351,428	5.4%	Sole
BlackRock Fund Advisors	18,665,235	$77,647,377	50.5%	Sole
BlackRock Institutional Trust Company, N.A.	12,183,397	$50,682,931	33.0%	Sole
BlackRock Japan Co. Ltd	19,307	$80,317	0.1%	Sole
BlackRock Fund Managers Ltd.	64,116	$266,722	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	267,013	$1,110,774	0.7%	Sole
BlackRock (Netherlands) B.V.	2,236	$9,301	0.0%	Sole
BlackRock Asset Management Ireland Ltd	1,445,772	$6,014,411	3.9%	Sole
BlackRock Asset Management Schweiz AG	40,167	$167,094	0.1%	Sole
Aperio Group, LLC	252,202	$1,049,160	0.7%	Sole

MHR FUND MANAGEMENT LLC

$120,503,148

9.81%

28,967,103

STATE STREET CORP

$101,829,594

8.29%

24,478,268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	24,478,268	$101,829,594	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$79,084,499

6.44%

19,010,697

VANGUARD CAPITAL MANAGEMENT LLC

$75,729,671

6.17%

18,204,248

VANGUARD PORTFOLIO MANAGEMENT LLC

$59,858,235

4.87%

14,388,999

GEODE CAPITAL MANAGEMENT, LLC

$42,951,276

3.50%

10,324,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,439,001	$5,986,244	13.9%	Defined
Held directly	8,885,825	$36,965,032	86.1%	Defined

MILLENNIUM MANAGEMENT LLC

$35,467,823

2.89%

8,525,919

DIMENSIONAL FUND ADVISORS LP

$26,875,465

2.19%

6,460,449

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	47,356	$197,000	0.7%	Defined
DFA Australia Ltd.	144,783	$602,297	2.2%	Defined
Dimensional Fund Advisors Pte. Ltd.	7,645	$31,803	0.1%	Defined
Dimensional Ireland Ltd	283,110	$1,177,737	4.4%	Defined
Held directly	5,977,555	$24,866,628	92.5%	Sole

Palo Alto Investors LP

$22,032,229

1.79%

5,296,209

GOLDMAN SACHS GROUP INC

$21,200,747

1.73%

5,096,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,568,168	$10,683,578	50.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	2,450,267	$10,193,110	48.1%	Defined
Goldman Sachs Trust Company, N.A. joint	77,899	$324,059	1.5%	Defined

Nuveen, LLC

$20,787,984

1.69%

4,997,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	31,863	$132,549	0.6%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	1,298,771	$5,402,887	26.0%	Defined
TEACHERS ADVISORS, LLC joint	3,666,478	$15,252,548	73.4%	Defined

BANK OF AMERICA CORP /DE/

$20,773,308

1.69%

4,993,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	4,625,173	$19,240,719	92.6%	Defined
BOFA SECURITIES, INC.	368,411	$1,532,589	7.4%	Defined

MORGAN STANLEY

$20,743,676

1.69%

4,986,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,669	$11,103	0.1%	Defined
MORGAN STANLEY & CO. LLC	3,884,097	$16,157,843	77.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	536,922	$2,233,595	10.8%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	2,132	$8,869	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	274,650	$1,142,544	5.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	285,991	$1,189,722	5.7%	Defined

JUPITER ASSET MANAGEMENT LTD

$18,865,932

1.54%

4,535,080

JANE STREET GROUP, LLC

$18,278,427

1.49%

4,393,853

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	4,268,967	$17,758,902	97.2%	Defined
Jane Street Global Trading, LLC	124,859	$519,413	2.8%	Defined
Jane Street Singapore Pte. Ltd	27	$112	0.0%	Defined

NORTHERN TRUST CORP

$17,281,470

1.41%

4,154,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	3,919,297	$16,304,275	94.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	173,547	$721,955	4.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	61,356	$255,240	1.5%	Other

AQR CAPITAL MANAGEMENT LLC

$16,097,466

1.31%

3,869,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	56	$232	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	203	$844	0.0%	Other
Prism Planning Partners LLC	650	$2,704	0.0%	Other
Compound Planning, Inc.	134	$557	0.0%	Other
Arax Advisory Partners	21,942	$91,278	0.6%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	7,371	$30,663	0.2%	Other
Stokes Family Office, LLC	2,808	$11,681	0.1%	Other
Held directly	3,836,420	$15,959,507	99.1%	Defined

WELLS FARGO & COMPANY/MN

$13,505,592

1.10%

3,246,537

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	340,355	$1,415,876	10.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,440,934	$5,994,285	44.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,465,248	$6,095,431	45.1%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$13,393,768

1.09%

3,219,656

HRT FINANCIAL LP

$12,886,793

1.05%

3,097,787

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$11,097,216

0.90%

2,667,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,667,600	$11,097,216	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$11,052,038

0.90%

2,656,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,656,740	$11,052,038	100.0%	Other

VANGUARD FIDUCIARY TRUST CO

$10,578,372

0.86%

2,542,878

JPMORGAN CHASE & CO

$10,115,520

0.82%

2,431,616

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	236,274	$982,899	9.7%	Defined
J.P. Morgan Investment Management Inc.	1,168,495	$4,860,939	48.1%	Defined
J.P. Morgan Securities LLC	5,966	$24,818	0.2%	Defined
J.P. Morgan Securities plc	29,109	$121,093	1.2%	Defined
JPMorgan Asset Management (UK) Ltd	991,772	$4,125,771	40.8%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$10,048,296

0.82%

2,415,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	549,819	$2,287,247	22.8%	Defined
Held directly	1,865,637	$7,761,049	77.2%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,953,632

0.81%

2,392,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,392,700	$9,953,632	100.0%	Other

D. E. Shaw & Co., Inc.

$8,915,437

0.73%

2,143,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	2,143,134	$8,915,437	100.0%	Defined

CITADEL ADVISORS LLC

$8,756,758

0.71%

2,104,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,104,990	$8,756,758	100.0%	Defined

Long Focus Capital Management, LLC

$8,736,000

0.71%

2,100,000

Orion Investment Co

$8,624,520

0.70%

2,073,202

Excelsior Advisor Network LLC

$7,421,123

0.60%

1,783,924

Rhenman & Partners Asset Management AB

$7,094,160

0.58%

1,705,327

Knott David M Jr

$6,656,000

0.54%

1,600,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dorset Partners LLC	1,600,000	$6,656,000	100.0%	Defined

RICE HALL JAMES & ASSOCIATES, LLC

$6,405,734

0.52%

1,539,840

B Group, Inc.

$6,240,000

0.51%

1,500,000

Invenomic Capital Management LP

$6,167,595

0.50%

1,482,595

Woodline Partners LP

$5,671,020

0.46%

1,363,226

FMR LLC

$5,638,371

0.46%

1,355,378

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,353,262	$5,629,569	99.8%	Defined
STRATEGIC ADVISERS LLC	2,116	$8,802	0.2%	Defined

UBS Group AG

$5,373,321

0.44%

1,291,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	229,060	$952,889	17.7%	Defined
UBS AG	965,204	$4,015,248	74.7%	Defined
UBS Switzerland AG	97,400	$405,184	7.5%	Defined

Invesco Ltd.

$5,346,329

0.44%

1,285,176

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	52,697	$219,217	4.1%	Defined
Invesco Trust Co joint	158,003	$657,292	12.3%	Defined
Invesco Capital Management LLC	1,074,476	$4,469,820	83.6%	Defined

C WorldWide Group Holding A/S

$5,241,600

0.43%

1,260,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	1,260,000	$5,241,600	100.0%	Defined

Bank of New York Mellon Corp

$4,834,321

0.39%

1,162,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	1,085	$4,513	0.1%	Defined
Mellon Investments Corporation	445,929	$1,855,064	38.4%	Defined
The Bank of New York Mellon	711,777	$2,960,992	61.2%	Defined
BNY Mellon, NA joint	3,305	$13,748	0.3%	Defined
Held directly	1	$4	0.0%	Defined

Mirador Capital Partners LP

$4,493,998

0.37%

1,080,288

Susquehanna Portfolio Strategies, LLC

$4,391,216

0.36%

1,055,581

SECTOR GAMMA AS

$4,028,818

0.33%

968,466

CITIGROUP INC

$3,669,668

0.30%

882,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	882,132	$3,669,668	100.0%	Defined

DEUTSCHE BANK AG\

$3,556,687

0.29%

854,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	15,066	$62,674	1.8%	Defined
DWS Investments UK Ltd	839,907	$3,494,013	98.2%	Defined

Jump Financial, LLC

$3,435,755

0.28%

825,903

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	12,903	$53,675	1.6%	Defined
Leap GP LLC joint	813,000	$3,382,080	98.4%	Defined

Hennion & Walsh Asset Management, Inc.

$3,406,678

0.28%

818,913

CITADEL ADVISORS LLC

$3,385,824

0.28%

813,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	813,900	$3,385,824	100.0%	Defined

JANE STREET GROUP, LLC

$3,037,216

0.25%

730,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	730,100	$3,037,216	100.0%	Defined

CITADEL ADVISORS LLC

$2,996,864

0.24%

720,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	720,400	$2,996,864	100.0%	Defined

Swiss National Bank

$2,922,632

0.24%

702,556

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$2,862,637

0.23%

688,134

AMERICAN CENTURY COMPANIES INC

$2,848,239

0.23%

684,673

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	684,673	$2,848,239	100.0%	Defined

QVT Financial LP

$2,822,826

0.23%

678,564

LPL Financial LLC

$2,750,072

0.22%

661,075

GSA CAPITAL PARTNERS LLP

$2,726,122

0.22%

655,318

683 Capital Management, LLC

$2,680,288

0.22%

644,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
683 Capital Partners, LP	644,300	$2,680,288	100.0%	Defined

ROYAL BANK OF CANADA

$2,613,174

0.21%

628,167

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	12,108	$50,369	1.9%	Defined
RBC Capital Markets, LLC	614,907	$2,558,013	97.9%	Defined
RBC Dominion Securities Inc.	400	$1,664	0.1%	Defined
RBC Private Counsel (USA) Inc.	750	$3,120	0.1%	Defined
Held directly	2	$8	0.0%	Sole

RHUMBLINE ADVISERS

$2,471,722

0.20%

594,164

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,190,844

0.18%

526,646

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Asset Management Switzerland AG	456,280	$1,898,124	86.6%	Sole
UBS Asset Management (UK) Ltd.	28,312	$117,776	5.4%	Defined
Held directly	42,054	$174,944	8.0%	Defined

Mariner, LLC

$2,101,590

0.17%

505,190

ALGERT GLOBAL LLC

$1,975,746

0.16%

474,939

CM Management, LLC

$1,872,000

0.15%

450,000

RAYMOND JAMES FINANCIAL INC

$1,814,167

0.15%

436,098

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	43,264	$179,978	9.9%	Defined
Raymond James Financial Services Advisors, Inc.	392,834	$1,634,189	90.1%	Defined

ALLIANCEBERNSTEIN L.P.

$1,751,526

0.14%

421,040

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	421,040	$1,751,526	100.0%	Defined

Rafferty Asset Management, LLC

$1,675,980

0.14%

402,880

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,651,316

0.13%

396,951

Cresset Asset Management, LLC

$1,596,549

0.13%

383,786

Raiffeisen Bank International AG

$1,580,800

0.13%

380,000

Balyasny Asset Management L.P.

$1,552,861

0.13%

373,284

CORSAIR CAPITAL MANAGEMENT, L.P.

$1,539,200

0.13%

370,000

JANE STREET GROUP, LLC

$1,436,032

0.12%

345,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	345,200	$1,436,032	100.0%	Defined

Squarepoint Ops LLC

$1,354,421

0.11%

325,582

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	325,582	$1,354,421	100.0%	Defined

Kennondale Capital Management LLC

$1,323,662

0.11%

318,188

TUDOR INVESTMENT CORP ET AL

$1,222,994

0.10%

293,989

IEQ CAPITAL, LLC

$1,218,721

0.10%

292,962

STATE OF WISCONSIN INVESTMENT BOARD

$1,186,078

0.10%

285,115

Virtus Investment Advisers, LLC

$1,185,683

0.10%

285,020

Creative Planning

$1,171,913

0.10%

281,710

Tidal Investments LLC

$1,164,999

0.09%

280,048

Tema ETFs LLC

$1,164,999

0.09%

280,048

Quadrature Capital Ltd

$1,160,377

0.09%

278,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	278,937	$1,160,377	100.0%	Other

ExodusPoint Capital Management, LP

$1,125,924

0.09%

270,655

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,090,531

0.09%

262,147

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	262,147	$1,090,531	100.0%	Defined

Legal & General Group Plc

$1,079,456

0.09%

259,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	38,629	$160,696	14.9%	Defined
Legal & General Investment Management Ltd joint	220,856	$918,760	85.1%	Defined

Man Group plc

$1,052,309

0.09%

252,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	252,959	$1,052,309	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$1,025,352

0.08%

246,479

TD Asset Management Inc

$1,019,416

0.08%

245,052

GROUP ONE TRADING LLC

$988,711

0.08%

237,671

MetLife Investment Management, LLC

$965,748

0.08%

232,151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	232,151	$965,748	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$957,037

0.08%

230,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	183,257	$762,349	79.7%	Defined
Global X Management (AUS) Ltd joint	46,800	$194,688	20.3%	Defined

Baird Financial Group, Inc.

$924,934

0.08%

222,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	222,340	$924,934	100.0%	Defined

Walleye Capital LLC

$923,104

0.08%

221,900

Virtu Financial LLC

$921,440

0.08%

221,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	221,500	$921,440	100.0%	Defined

Vanguard Global Advisers, LLC

$900,228

0.07%

216,401

SG Americas Securities, LLC

$880,172

0.07%

211,580

STIFEL FINANCIAL CORP

$875,741

0.07%

210,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	210,209	$874,469	99.9%	Defined
Held directly	306	$1,272	0.1%	Defined

Key facts CIK 1425205 CUSIP 462260100 13F (30d) 246 filings 235 filers Visit website Investor relations