MALTESE CAPITAL MANAGEMENT LLC

Registered adviser

CIK

1040762

Location

New York, NY

Portfolio Value

Small $530,662,988

Diversification

Diversified

Reports for

Malta Hedge Fund II, L.P. Malta Opportunity Fund LP

Filing Date

Global Rank

#3,691 / 8,818 ▼ 118

Top Industry

Banks - Regional 85.0%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 138175

Roster of Oct 1, 2026

Regulatory AUM

$695,726,000

Main clients

Pooled investment vehicles (93% of AUM)

Private funds

5 funds · Hedge funds

Focus by gross assets, Schedule D of Dec 17, 2024

$644,581,000 gross assets

LEI

25490093L4EDKUTGS682

Private funds on Schedule D 7.B.(1)

As filed Dec 17, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$696,505,000 gross assets in 7 funds Hedge funds $696,505,000 (7)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$695,726,000	Pooled investment vehicles (93%)
Apr 2025 to Mar 2026	$831,061,000	Pooled investment vehicles (93%)
Apr 2024 to Mar 2025	$747,090,000	Pooled investment vehicles (93%)
May 2023 to Mar 2024	$925,740,000	Pooled investment vehicles (100%)
Apr 2023	$925,740,000	Pooled investment vehicles (100%)
Apr 2022 to Mar 2023	$1,011,202,000	Pooled investment vehicles (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 28.0%, 61.6 effective positions, active share 96.5% against the Russell 2000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

49.0% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 12.1 quarters (12+), a floor since 12.0% of the book was already held when coverage starts

Closest benchmark: the Russell 2000 as of 2026-06-30, active share 96.5%; sector active share 86.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

96 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

3.7%

−0.1 pts

Top 5

15.2%

+1.0 pts

Top 10

28.0%

+1.5 pts

HHI

162

Diversified+2

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	98.1%	$520,635,039	93
Technology	1.5%	$7,720,959	1
Industrials	0.4%	$2,306,990	1
Unclassified	0.0%	$0	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FSUN	Firstsun Capital Bancorp	+344,000	405,946	$15,742,584
CRBG	Corebridge Financial, Inc.	+128,600	196,100	$5,614,341
USB	US Bancorp De	+91,300	276,300	$16,688,519
SFST	Southern First Bancshares Inc	+86,974	122,000	$7,454,199
HBAN	Huntington Bancshares Inc	+76,244	445,000	$7,889,849
MSBI	Midland States Bancorp, Inc.	+73,600	161,100	$5,016,652
CVBF	Cvb Financial Corp	+68,500	160,000	$3,607,999
KEY	Keycorp	+61,931	241,800	$5,573,488
PCB	Pcb Bancorp	+57,050	207,050	$5,874,007
COLB	Columbia Banking System, Inc.	+44,900	387,000	$12,403,349
IBCP	Independent Bank Corp	+39,000	107,000	$3,859,488
HOPE	Hope Bancorp Inc	+35,400	202,900	$2,775,671
BUSE	First Busey Corp	+22,500	260,000	$7,669,999
MGYR	Magyar Bancorp, Inc.	+20,325	257,078	$4,486,010
BCOW	1895 Bancorp of Wisconsin, Inc.	+19,660	310,000	$5,474,599
NBHC	National Bank Holdings Corp	+19,121	322,500	$14,328,674
CFG	Citizens Financial Group Inc	+18,521	126,300	$8,849,839
IVZ	Invesco Ltd.	+17,500	37,500	$989,624
INDB	Independent Bank Corp	+15,050	85,000	$7,116,198
FITB	Fifth Third Bancorp	+9,765	85,000	$4,791,449
OPBK	OP Bancorp	+5,100	273,967	$4,106,764
PEBK	Peoples Bancorp Of North Carolina Inc	+5,042	55,000	$2,369,949
SBCF	Seacoast Banking Corp Of Florida	+4,500	45,000	$1,496,249
JPM	Jpmorgan Chase & Co	+4,193	22,500	$7,364,923
ISTR	Investar Holding Corp	+3,900	160,900	$4,820,563
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MCHB	Mechanics Bancorp	−357,690	175,000	$2,782,498
CARE	Carter Bankshares, Inc.	−223,888	105,000	$3,571,048
WSBC	Wesbanco Inc	−137,908	100,000	$3,902,998
WNEB	Western New England Bancorp, Inc.	−99,693	1,531	$21,892
JCAP	Jefferson Capital, Inc.	−98,315	231,385	$4,505,064
AVBH	Avidbank Holdings, Inc.	−96,200	80,000	$2,642,398
BY	Byline Bancorp, Inc.	−90,615	130,000	$4,895,799
CBC	Central Bancompany, Inc.	−85,183	292,400	$8,883,111
NPB	Northpointe Bancshares Inc	−74,575	497,600	$9,543,967
AMTB	Amerant Bancorp Inc.	−72,500	420,000	$10,718,399
—		−60,457	4,575	$349,620
NP	Neptune Insurance Holdings Inc.	−59,090	90,000	$2,834,999
VLY	Valley National Bancorp	−50,688	329,522	$4,827,496
FRST	Primis Financial Corp.	−47,900	897,100	$14,685,526
HBNC	Horizon Bancorp Inc	−47,287	710,000	$14,185,798
ABCB	Ameris Bancorp	−45,000	65,000	$5,866,899
QCRH	Qcr Holdings Inc	−42,484	75,000	$7,301,248
EFSI	Eagle Financial Services Inc	−41,445	65,700	$2,723,921
C	Citigroup Inc	−35,106	78,700	$11,014,851
FSBC	Five Star Bancorp	−32,682	90,000	$4,382,099
EWBC	East West Bancorp Inc	−29,563	45,000	$5,809,048
CCNE	Cnb Financial Corp	−27,372	422,100	$14,228,990
OBT	Orange County Bancorp, Inc.	−25,573	27,000	$993,058
BBT	Beacon Financial Corp	−25,100	234,900	$7,152,703
BAC	Bank Of America Corp	−24,713	225,000	$12,820,499
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
IBKR	Interactive Brokers Group, Inc.	51,700	$4,499,967
MBWM	Mercantile Bank Corp	60,000	$3,445,198
FHI	Federated Hermes, Inc.	50,400	$2,783,087
WT	WisdomTree, Inc.	150,000	$2,540,999
BCBP	Bcb Bancorp Inc	224,702	$2,408,803
PTAC	Patriot Acquisition Corp.	200,000	$1,998,000
VOYA	Voya Financial, Inc.	20,000	$1,810,600
FBLA	FB Bancorp, Inc.	57,500	$865,949
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
—		2,213,860	$13,061,775
SCHW	Schwab Charles Corp	45,200	$4,247,895
CCBG	Capital City Bank Group Inc	46,809	$2,034,318
AMG	Affiliated Managers Group, Inc.	4,900	$1,355,829
WTFC	Wintrust Financial Corp	9,214	$1,280,192
WRIV	White River Bancshares Co	21,179	$1,122,487
SF	Stifel Financial Corp	10,000	$739,199
VCTR	Victory Capital Holdings, Inc.	10,000	$654,800
WFC	Wells Fargo & Company	7,124	$567,141
TROW	Price T Rowe Group Inc	5,000	$450,700
AVBC	Avidia Bancorp, Inc.	13,500	$265,544
LCNB	Lcnb Corp	7,487	$116,721
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

96 tracked positions · $530,662,988 total · filing declares 294 positions · $548,574,534 · as of Jun 30, 2026

All sectors Financial Services Industrials Technology

Showing 1–50 of 96 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SSB	SouthState Bank Corp Financial Services	Reduced	195,000	-5,004	$19,480,499	+5.3%	4	$96.95	3.67%
USB	US Bancorp De Financial Services	Added	276,300	+91,300	$16,688,519	+73.4%	5	$52.77	3.14%
FSUN	Firstsun Capital Bancorp Financial Services	Added	405,946	+344,000	$15,742,584	+597.0%	7	$37.09	2.97%
FRST	Primis Financial Corp. Financial Services	Reduced	897,100	-47,900	$14,685,526	+17.0%	22	$12.04	2.77%
NBHC	National Bank Holdings Corp Financial Services	Added	322,500	+19,121	$14,328,674	+20.6%	22	$37.50	2.70%
CCNE	Cnb Financial Corp Financial Services	Reduced	422,100	-27,372	$14,228,990	+9.3%	22	$24.67	2.68%
HBNC	Horizon Bancorp Inc Financial Services	Reduced	710,000	-47,287	$14,185,798	+13.1%	11	$13.11	2.67%
EQBK	Equity Bancshares Inc Financial Services	Reduced	282,502	-3,430	$13,839,772	+9.0%	10	$38.81	2.61%
BAC	Bank Of America Corp Financial Services	Reduced	225,000	-24,713	$12,820,499	+5.3%	11	$43.77	2.42%
COLB	Columbia Banking System, Inc. Financial Services	Added	387,000	+44,900	$12,403,349	+32.2%	5	$26.32	2.34%
C	Citigroup Inc Financial Services	Reduced	78,700	-35,106	$11,014,851	−14.7%	26+	before history	2.08%
AMTB	Amerant Bancorp Inc. Financial Services	Reduced	420,000	-72,500	$10,718,399	−1.3%	19	$22.56	2.02%
MTB	M&T Bank Corp Financial Services	Reduced	44,100	-5,184	$10,496,239	+3.0%	22	$171.47	1.98%
NIC	Nicolet Bankshares Inc Financial Services	Added	60,000	+1,352	$9,923,398	+13.8%	2	$145.28	1.87%
IBOC	International Bancshares Corp Financial Services	Reduced	127,113	-4,626	$9,654,232	+8.9%	24	$51.18	1.82%
NPB	Northpointe Bancshares Inc Financial Services	Reduced	497,600	-74,575	$9,543,967	−3.4%	6	$15.41	1.80%
CBC	Central Bancompany, Inc. Financial Services	Reduced	292,400	-85,183	$8,883,111	−1.8%	3	$23.56	1.67%
CFG	Citizens Financial Group Inc Financial Services	Added	126,300	+18,521	$8,849,839	+36.9%	22	$48.18	1.67%
UNTY	Unity Bancorp Inc Financial Services	Reduced	142,332	-2,500	$8,353,464	+11.3%	8	$33.77	1.57%
FCCO	First Community Corp Financial Services	Reduced	250,433	-5,892	$8,184,149	+9.2%	26+	before history	1.54%
FFBC	First Financial Bancorp Financial Services	Reduced	241,700	-3,300	$8,176,710	+19.7%	12	$24.91	1.54%
PFBC	Preferred Bank Financial Services	Reduced	76,700	-6,563	$8,150,141	+7.9%	26+	before history	1.54%
HBAN	Huntington Bancshares Inc Financial Services	Added	445,000	+76,244	$7,889,849	+36.7%	12	$15.21	1.49%
CHYM	Chime Financial, Inc. Technology	Reduced	377,000	-22,621	$7,720,959	+3.2%	5	unpriced	1.45%
BUSE	First Busey Corp Financial Services	Added	260,000	+22,500	$7,669,999	+27.8%	2	$25.38	1.45%
SFST	Southern First Bancshares Inc Financial Services	Added	122,000	+86,974	$7,454,199	+290.5%	4	$54.14	1.40%
JPM	Jpmorgan Chase & Co Financial Services	Added	22,500	+4,193	$7,364,923	+36.8%	14	$234.40	1.39%
QCRH	Qcr Holdings Inc Financial Services	Reduced	75,000	-42,484	$7,301,248	−27.3%	26+	before history	1.38%
BBT	Beacon Financial Corp Financial Services	Reduced	234,900	-25,100	$7,152,703	−8.3%	7	$28.17	1.35%
INDB	Independent Bank Corp Financial Services	Added	85,000	+15,050	$7,116,198	+35.3%	7	$68.81	1.34%
PCB	Pcb Bancorp Financial Services	Added	207,050	+57,050	$5,874,007	+74.1%	22	$21.00	1.11%
ABCB	Ameris Bancorp Financial Services	Reduced	65,000	-45,000	$5,866,899	−31.6%	26+	before history	1.11%
EWBC	East West Bancorp Inc Financial Services	Reduced	45,000	-29,563	$5,809,048	−27.0%	20	$84.82	1.09%
CRBG	Corebridge Financial, Inc. Financial Services	Added	196,100	+128,600	$5,614,341	+248.6%	4	$29.37	1.06%
KEY	Keycorp Financial Services	Added	241,800	+61,931	$5,573,488	+54.5%	10	$17.79	1.05%
BCOW	1895 Bancorp of Wisconsin, Inc. Financial Services	Added	310,000	+19,660	$5,474,599	+75.2%	20	unpriced	1.03%
FMBH	First Mid Bancshares, Inc. Financial Services	Added	105,700	+3,200	$5,083,112	+20.4%	9	$38.46	0.96%
MSBI	Midland States Bancorp, Inc. Financial Services	Added	161,100	+73,600	$5,016,652	+157.0%	2	$24.44	0.95%
UMBF	Umb Financial Corp Financial Services	Reduced	35,000	-3,886	$4,996,599	+13.9%	9	$92.70	0.94%
COF	Capital One Financial Corp Financial Services	Added	24,500	+1,700	$4,915,188	+18.2%	6	$187.51	0.93%
BY	Byline Bancorp, Inc. Financial Services	Reduced	130,000	-90,615	$4,895,799	−29.7%	5	$26.13	0.92%
VLY	Valley National Bancorp Financial Services	Reduced	329,522	-50,688	$4,827,496	+3.4%	26+	before history	0.91%
ISTR	Investar Holding Corp Financial Services	Added	160,900	+3,900	$4,820,563	+12.6%	26+	before history	0.91%
FITB	Fifth Third Bancorp Financial Services	Added	85,000	+9,765	$4,791,449	+37.1%	6	$44.26	0.90%
UBSI	United Bankshares Inc Financial Services	Reduced	100,000	-10,000	$4,582,998	+0.6%	8	$37.70	0.86%
JCAP	Jefferson Capital, Inc. Financial Services	Reduced	231,385	-98,315	$4,505,064	−28.9%	5	unpriced	0.85%
IBKR	Interactive Brokers Group, Inc. Financial Services	NEW	51,700	NEW	$4,499,967	NEW	1	$83.23	0.85%
MGYR	Magyar Bancorp, Inc. Financial Services	Added	257,078	+20,325	$4,486,010	+9.5%	20	unpriced	0.85%
FSBC	Five Star Bancorp Financial Services	Reduced	90,000	-32,682	$4,382,099	−5.3%	10	$23.96	0.83%
FHN	First Horizon Corp Financial Services	Added	160,782	+2,438	$4,122,449	+14.4%	13	$14.41	0.78%

Showing the top 50 of 96 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.