Capstone Wealth Management, LLC

Registered adviser

CIK

2019411

Location

TUSCALOOSA, AL

Portfolio Value

Small $215,892,140

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,282 / 8,827 ▲ 856 · as of Jun 2026

Top Industry

Semiconductors 10.7%

Period ended 38 days ago

Filed Nov 2, 2026 · 5d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 118296

Roster of Nov 1, 2026

Regulatory AUM

$416,107,919

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$416,107,919	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$362,695,957	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$336,373,964	Individuals and high net worth (98%)
May 2023 to Mar 2024	$321,732,900	Individuals and high net worth (98%)
Apr 2023	$321,732,900	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$309,387,092	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.2% of the book (60%+)

Turnover

Low turnover

2.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 5.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 76.6%; sector active share 55.3% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

177 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

47.8%

+0.2 pts

Top 5

67.1%

+0.2 pts

Top 10

73.2%

+1.0 pts

HHI

2,424

Moderately concentrated+15

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	68.1%	$147,004,247	30
Technology	11.4%	$24,568,579	37
Financial Services	4.3%	$9,261,500	23
Healthcare	3.3%	$7,123,998	18
Industrials	3.2%	$7,009,949	22
Consumer Cyclical	2.1%	$4,509,818	10
Communication Services	1.9%	$4,153,434	6
Energy	1.9%	$4,054,015	8
Consumer Defensive	1.4%	$3,112,858	10
Utilities	1.0%	$2,201,020	6
Basic Materials	0.9%	$2,015,196	4
Real Estate	0.4%	$877,526	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFUS	Dimensional U.S. Equity Market ETF	+13,355	231,248	$19,200,521
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+10,497	122,303	$6,929,687
DFAI	Dimensional International Core Equity Market ETF	+6,864	112,271	$4,651,387
HBAN	Huntington Bancshares Inc	+6,490	55,413	$845,602
DFSD	Dimensional Short-Duration Fixed Income ETF	+3,736	38,702	$1,798,559
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	+3,237	97,301	$3,864,795
DFGR	Dimensional Global Real Estate ETF	+2,611	25,673	$694,454
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+2,418	27,757	$1,366,199
DFNM	Dimensional National Municipal Bond ETF	+2,333	31,175	$1,434,985
PG	PROCTER & GAMBLE Co	+1,702	3,527	$512,402
MSFT	Microsoft Corp	+1,619	5,739	$2,943,533
BSX	Boston Scientific Corp	+1,502	9,553	$416,988
C	Citigroup Inc	+1,448	3,401	$440,361
PR	Permian Resources Corp	+1,235	12,297	$259,712
ORCL	Oracle Corp	+1,216	3,083	$423,295
AVDV	Avantis International Small Cap Value ETF	+1,185	34,270	$3,748,452
FCX	Freeport-Mcmoran Inc	+1,101	5,334	$373,380
SO	Southern Co	+949	8,816	$730,758
AAPL	Apple Inc.	+939	13,311	$4,432,829
AMZN	Amazon Com Inc	+784	6,525	$1,625,703
COF	Capital One Financial Corp	+688	2,465	$475,917
AME	Ametek Inc	+632	1,779	$440,711
NVDA	Nvidia Corp	+611	14,503	$3,312,195
AVGO	Broadcom Inc.	+525	3,358	$1,179,296
LHX	L3harris Technologies, Inc.	+524	1,344	$318,232
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFAT	Dimensional U.S. Targeted Value ETF	−6,757	189,194	$12,570,049
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−5,340	228,670	$8,465,363
DFIV	Dimensional International Value ETF	−4,126	257,705	$14,395,401
GPK	Graphic Packaging Holding Co	−4,017	15,779	$142,799
S	SentinelOne, Inc.	−3,029	12,716	$302,132
GIS	General Mills Inc	−2,799	12,646	$406,695
DFAC	Dimensional U.S. Core Equity 2 ETF	−1,941	394,241	$17,524,012
CUBE	CubeSmart	−1,825	6,280	$236,002
DFUV	Dimensional U.S. Marketwide Value ETF	−1,774	209,433	$11,518,815
BSVO	EA Bridgeway Omni Small-Cap Value ETF	−1,524	710,169	$19,855,615
DT	Dynatrace, Inc.	−1,264	3,840	$221,721
ES	Eversource Energy	−1,242	4,609	$295,713
WAL	Western Alliance Bancorporation	−987	2,702	$202,920
GOOG	Alphabet Inc.	−815	2,765	$942,146
MAA	Mid America Apartment Communities Inc.	−688	2,372	$279,279
TXRH	Texas Roadhouse, Inc.	−500	2,083	$325,656
TEAM	Atlassian Corp	−498	5,193	$931,052
COST	Costco Wholesale Corp	−337	462	$420,577
AVUV	Avantis U.S. Small Cap Value ETF	−332	57,067	$6,720,780
NBIX	Neurocrine Biosciences Inc	−310	1,825	$258,858
WDC	Western Digital Corp	−303	962	$437,190
SNPS	Synopsys Inc	−294	570	$247,915
GOOGL	Alphabet Inc.	−289	2,572	$884,973
FTNT	Fortinet, Inc.	−277	2,527	$451,726
DFAU	Dimensional US Core Equity Market ETF	−270	48,111	$2,519,091
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
ARLP	Alliance Resource Partners LP	24,920	$605,306
DIS	Walt Disney Co	4,575	$479,917
PFE	Pfizer Inc	16,198	$461,966
T	At&T Inc.	18,651	$455,084
DTE	Dte Energy Co	3,102	$377,823
TXN	Texas Instruments Inc	1,322	$370,278
NVR	Nvr Inc	60	$369,263
AMT	American Tower Corp	2,213	$362,245
NSC	Norfolk Southern Corp	1,100	$339,900
CARR	CARRIER GLOBAL Corp	6,184	$339,254
AIG	American International Group, Inc.	4,499	$334,815
OXY	Occidental Petroleum Corp	5,417	$299,668
U	Unity Software Inc.	7,164	$293,222
ZS	Zscaler, Inc.	1,441	$287,364
NI	Nisource Inc.	7,367	$287,313
RBRK	Rubrik, Inc.	2,459	$281,481
HPQ	Hp Inc	8,918	$278,955
MANH	Manhattan Associates Inc	1,398	$277,782
ATO	Atmos Energy Corp	1,768	$276,585
REGN	Regeneron Pharmaceuticals, Inc.	345	$261,603
TEL	TE Connectivity plc	1,184	$249,918
PFGC	Performance Food Group Co	2,689	$246,070
EXPE	Expedia Group, Inc.	932	$245,451
SCHW	Schwab Charles Corp	2,501	$244,447
PODD	Insulet Corp	1,839	$239,934
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
HD	Home Depot, Inc.	1,942	$684,904
PCG	PG&E Corp	33,593	$565,034
TJX	Tjx Companies Inc	3,676	$556,914
GEV	GE Vernova Inc.	441	$518,113
TMUS	T-Mobile US, Inc.	2,783	$466,792
VIK	Viking Holdings Ltd	4,327	$452,907
EIX	Edison International	6,024	$448,486
CRS	Carpenter Technology Corp	719	$443,507
VRT	Vertiv Holdings Co	1,249	$418,190
TTWO	Take Two Interactive Software Inc	1,658	$414,466
CMI	Cummins Inc	570	$406,529
DKNG	DraftKings Inc.	14,631	$369,579
TER	Teradyne, Inc	756	$365,783
HAL	Halliburton Co	10,120	$343,574
AON	Aon plc	979	$324,724
ZM	Zoom Communications, Inc.	3,633	$313,564
HLT	Hilton Worldwide Holdings Inc.	938	$309,971
RBC	RBC Bearings INC	478	$307,860
MKSI	Mks Inc	662	$294,457
CFG	Citizens Financial Group Inc	3,972	$278,318
SRE	Sempra	2,982	$276,461
EXE	EXPAND ENERGY Corp	2,977	$271,472
EQIX	Equinix Inc	256	$266,851
VZ	Verizon Communications Inc	6,103	$258,401
CCL	Carnival Corp Ltd.	9,019	$257,672
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

177 tracked positions · $215,892,140 total · filing declares 177 positions · $215,892,628 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 177 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BSVO	EA Bridgeway Omni Small-Cap Value ETF	Reduced	710,169	-1,524	$19,855,615	−4.4%	9.20%
DFUS	Dimensional U.S. Equity Market ETF	Added	231,248	+13,355	$19,200,521	+7.5%	8.89%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	394,241	-1,941	$17,524,012	−0.3%	8.12%
DFIV	Dimensional International Value ETF	Reduced	257,705	-4,126	$14,395,401	+1.8%	6.67%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	189,194	-6,757	$12,570,049	−8.2%	5.82%
DFUV	Dimensional U.S. Marketwide Value ETF	Reduced	209,433	-1,774	$11,518,815	−0.9%	5.34%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	228,670	-5,340	$8,465,363	−1.8%	3.92%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	122,303	+10,497	$6,929,687	+5.1%	3.21%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	57,067	-332	$6,720,780	−6.1%	3.11%
DFAI	Dimensional International Core Equity Market ETF	Added	112,271	+6,864	$4,651,387	+7.0%	2.15%
AAPL	Apple Inc. Technology	Added	13,311	+939	$4,432,829	+23.8%	2.05%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Added	97,301	+3,237	$3,864,795	+1.1%	1.79%
AVDV	Avantis International Small Cap Value ETF	Added	34,270	+1,185	$3,748,452	+9.9%	1.74%
NVDA	Nvidia Corp Technology	Added	14,503	+611	$3,312,195	+19.2%	1.53%
MSFT	Microsoft Corp Technology	Added	5,739	+1,619	$2,943,533	+91.5%	1.36%
DFAS	Dimensional U.S. Small Cap ETF	Reduced	37,469	-75	$2,900,849	−6.2%	1.34%
DFAU	Dimensional US Core Equity Market ETF	Reduced	48,111	-270	$2,519,091	+0.7%	1.17%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	38,702	+3,736	$1,798,559	+7.7%	0.83%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,525	+784	$1,625,703	+18.8%	0.75%
DFNM	Dimensional National Municipal Bond ETF	Added	31,175	+2,333	$1,434,985	+2.9%	0.66%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	27,757	+2,418	$1,366,199	+7.3%	0.63%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	3,615	0	$1,352,877	+1.1%	0.63%
MU	Micron Technology Inc Technology	Added	1,223	+25	$1,302,629	−5.8%	0.60%
LLY	ELI LILLY & Co Healthcare	Reduced	1,087	-9	$1,257,745	−4.3%	0.58%
AVGO	Broadcom Inc. Technology	Added	3,358	+525	$1,179,296	+10.2%	0.55%
META	Meta Platforms, Inc. Communication Services	Added	1,612	+415	$1,168,990	+73.4%	0.54%
IXUS	iShares Core MSCI Total International Stock ETF	Held	11,897	0	$1,130,096	−0.5%	0.52%
DISV	Dimensional International Small Cap Value ETF	Added	25,236	+37	$1,092,466	+8.0%	0.51%
GOOG	Alphabet Inc. Communication Services	Reduced	2,765	-815	$942,146	−25.5%	0.44%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,823	-29	$933,933	+0.0%	0.43%
TEAM	Atlassian Corp Technology	Reduced	5,193	-498	$931,052	+110.3%	0.43%
PSX	Phillips 66 Energy	Held	3,468	0	$885,415	+51.0%	0.41%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,572	-289	$884,973	−13.4%	0.41%
VMC	Vulcan Materials CO Basic Materials	Held	3,526	0	$862,565	−17.1%	0.40%
HBAN	Huntington Bancshares Inc Financial Services	Added	55,413	+6,490	$845,602	−2.5%	0.39%
SNOW	Snowflake Inc. Technology	Reduced	2,211	-241	$750,767	+20.3%	0.35%
SO	Southern Co Utilities	Added	8,816	+949	$730,758	−2.9%	0.34%
DFGR	Dimensional Global Real Estate ETF	Added	25,673	+2,611	$694,454	+3.9%	0.32%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	1,304	-147	$649,326	−10.6%	0.30%
XOM	ExxonMobil Holdings Corp Energy	Added	3,954	+103	$643,513	+22.2%	0.30%
ARLP	Alliance Resource Partners LP Energy	NEW	24,920	NEW	$605,306	NEW	0.28%
ABT	Abbott Laboratories Healthcare	Added	5,767	+20	$569,952	+9.3%	0.26%
ABNB	Airbnb, Inc. Consumer Cyclical	Added	3,542	+6	$569,022	+12.5%	0.26%
WFC	Wells Fargo & Company Financial Services	Reduced	7,094	-79	$567,874	−4.2%	0.26%
TRV	Travelers Companies, Inc. Financial Services	Held	1,560	0	$556,155	+8.0%	0.26%
CVX	Chevron Corp Energy	Added	2,551	+217	$520,939	+34.7%	0.24%
IVLU	iShares MSCI Intl Value Factor ETF	Held	12,129	0	$520,212	+2.6%	0.24%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	3,527	+1,702	$512,402	+91.5%	0.24%
CNC	Centene Corp Healthcare	Added	8,238	+7	$511,744	−3.1%	0.24%
WMT	Walmart Inc. Consumer Defensive	Reduced	4,859	-156	$504,947	−11.1%	0.23%

Showing the top 50 of 177 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.