FIRST MERCANTILE TRUST CO
Reports for
ALLIANCEBERNSTEIN L.P
ARGENT CAPITAL MANAGEMENT LLC
BARROW HANLEY MEWHINNEY & STRAUSS LLC
Brandywine Global Investment Management, LLC
COLUMBUS CIRCLE INVESTORS
CS MCKEE LP
FRONTIER CAPITAL MANAGEMENT CO LLC
TCW GROUP INC
+ 8 more
Jackson Square Partners, LLC MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST MILLER HOWARD INVESTMENTS INC /NY NEW SOUTH CAPITAL MANAGEMENT INC SMITH ASSET MANAGEMENT GROUP LP /ADV WCM INVESTMENT MANAGEMENT, LLC WELLINGTON MANAGEMENT GROUP LLP ZEVENBERGEN CAPITAL INVESTMENTS LLCFiles via
ALLIANCEBERNSTEIN L.P
ARGENT CAPITAL MANAGEMENT LLC
BARROW HANLEY MEWHINNEY & STRAUSS LLC
Brandywine Global Investment Management, LLC
COLUMBUS CIRCLE INVESTORS
CS MCKEE LP
FRONTIER CAPITAL MANAGEMENT CO LLC
TCW GROUP INC
+ 8 more
Jackson Square Partners, LLC MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST MILLER HOWARD INVESTMENTS INC /NY NEW SOUTH CAPITAL MANAGEMENT INC SMITH ASSET MANAGEMENT GROUP LP /ADV WCM INVESTMENT MANAGEMENT, LLC WELLINGTON MANAGEMENT GROUP LLP ZEVENBERGEN CAPITAL INVESTMENTS LLCFiling Date
Global Rank
#2,189
/ 6,035
▼ 167
· as of Sep 2021
Top Industry
Software - Application
7.7%
Period ended 5 years ago
Filed Nov 24, 2021 · 4y
7 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.
Style
Diversified active
Top 10 weight 56.1%, 12.0 effective positions, active share 71.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
36.2% over the last four quarters (30% to under 100%)
Horizon
Horizon unknown
The value-weighted holding period is at least 6.1 quarters, but 72.8% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 71.5%; sector active share 31.1% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
805 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021Top Position
24.6%
−2.2 pts
Top 5
48.7%
−2.6 pts
Top 10
56.1%
−2.6 pts
HHI
832
Diversified−113
Portfolio Trend
7 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 58.3% | $433,681,304 |
| Technology | 9.4% | $70,238,517 |
| Consumer Cyclical | 6.9% | $51,238,778 |
| Healthcare | 5.8% | $43,243,011 |
| Financial Services | 5.7% | $42,074,020 |
| Industrials | 4.4% | $32,728,990 |
| Consumer Defensive | 2.8% | $20,754,857 |
| Communication Services | 2.5% | $18,947,969 |
| Utilities | 1.3% | $9,782,714 |
| Energy | 1.2% | $8,576,267 |
| Basic Materials | 0.9% | $7,041,362 |
| Real Estate | 0.7% | $5,419,545 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FREL | Fidelity MSCI Real Estate Index ETF | +171,011 | 199,443 | $6,063,066 | |
| LESLQ | Leslie's, Inc. | +14,085 | 19,586 | $403,000 | |
| NVDA | Nvidia Corp | +8,810 | 12,710 | $2,633,003 | |
| KMI | Kinder Morgan, Inc. | +8,253 | 62,117 | $1,039,215 | |
| FUBO | FuboTV Inc. | +7,800 | 27,125 | $649,914 | |
| ACH | Accendra Health Inc | +5,365 | 7,921 | $247,847 | |
| FHB | First Hawaiian, Inc. | +4,402 | 6,610 | $194,003 | |
| KHC | Kraft Heinz Co | +4,316 | 7,371 | $271,399 | |
| GLBE | Global-E Online Ltd. | +4,200 | 10,600 | $761,080 | |
| SR | Spire Inc | +4,153 | 5,533 | $338,508 | |
| KPTI | Karyopharm Therapeutics Inc. | +3,562 | 13,414 | $78,069 | |
| PBI | Pitney Bowes Inc | +3,467 | 15,105 | $108,907 | |
| — | +3,050 | 5,280 | $249,000 | ||
| AXTA | Axalta Coating Systems Ltd. | +2,960 | 8,972 | $261,892 | |
| MOD | Modine Manufacturing Co | +2,946 | 13,641 | $154,552 | |
| SNAP | Snap Inc | +2,900 | 26,600 | $1,964,942 | |
| CSTE | Caesarstone Ltd. | +2,616 | 9,965 | $123,765 | |
| ATI | Ati Inc | +2,600 | 11,797 | $196,184 | |
| — | +2,563 | 5,663 | $103,000 | ||
| INTC | Intel Corp | +2,533 | 10,633 | $566,526 | |
| IART | Integra Lifesciences Holdings Corp | +2,483 | 5,241 | $358,903 | |
| — | +2,454 | 7,833 | $250,000 | ||
| COUR | Coursera, Inc. | +2,450 | 8,975 | $284,058 | |
| GT | Goodyear Tire & Rubber Co | +2,440 | 15,720 | $278,244 | |
| AMD | Advanced Micro Devices Inc | +2,265 | 4,381 | $450,804 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SCHX | Schwab U.S. Large-Cap ETF | −156,551 | 817,225 | $85,015,753 | |
| SCHM | Schwab U.S. Mid-Cap ETF | −98,069 | 597,909 | $45,835,644 | |
| VEA | Vanguard FTSE Developed Markets ETF | −96,514 | 590,375 | $29,808,031 | |
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | −74,001 | 559,353 | $37,784,292 | |
| HEFA | iShares Currency Hedged MSCI EAFE ETF | −66,104 | 392,905 | $13,512,001 | |
| SCHA | Schwab U.S. Small-Cap ETF | −51,219 | 351,572 | $35,192,357 | |
| IGF | iShares Global Infrastructure ETF | −42,312 | 251,393 | $11,538,937 | |
| SCHD | Schwab U.S. Dividend Equity ETF | −34,101 | 225,499 | $16,741,068 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | −32,399 | 343,948 | $17,200,837 | |
| VGLT | VANGUARD LONG-TERM TREASURY INDEX FUND | −29,476 | 195,793 | $17,173,001 | |
| VIG | Vanguard Specialized Funds | −25,106 | 142,934 | $21,954,660 | |
| VIGI | Vanguard Whitehall Funds | −24,531 | 124,854 | $10,891,012 | |
| USHY | iShares Broad USD High Yield Corporate Bond ETF | −17,833 | 120,195 | $4,988,091 | |
| F | Ford Motor Co | −16,864 | 10,558 | $149,501 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | −16,629 | 181,412 | $17,127,106 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | −15,343 | 378,426 | $20,166,319 | |
| EW | Edwards Lifesciences Corp | −14,617 | 958 | $108,455 | |
| WFC | Wells Fargo & Company | −14,152 | 19,686 | $913,627 | |
| CNP | Centerpoint Energy Inc | −14,013 | 38,906 | $957,087 | |
| — | −12,877 | 94,802 | $10,009,193 | ||
| VLRS | Controladora Vuela Compania de Aviacion, S.A.B. de C.V. | −12,675 | 25,913 | $565,162 | |
| BNDX | Vanguard Total International Bond ETF | −5,889 | 46,194 | $2,631,208 | |
| SBUX | Starbucks Corp | −5,385 | 1,110 | $122,444 | |
| PYPL | PayPal Holdings, Inc. | −5,368 | 8,909 | $2,318,210 | |
| — | −5,227 | 7,868 | $137,000 | ||
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 7,298 | $971,000 | ||
| SYK | Stryker Corp | 3,198 | $843,376 | |
| BILL | BILL Holdings, Inc. | 2,200 | $587,290 | |
| OKE | Oneok Inc | 8,061 | $467,456 | |
| APD | Air Products & Chemicals, Inc. | 1,526 | $390,823 | |
| ABBV | AbbVie Inc. | 2,862 | $308,723 | |
| LHX | L3harris Technologies, Inc. | 1,266 | $278,823 | |
| WSC | WillScot Holdings Corp | 7,746 | $245,703 | |
| ON | On Semiconductor Corp | 4,870 | $222,899 | |
| TXRH | Texas Roadhouse, Inc. | 2,121 | $193,710 | |
| PRGO | PERRIGO Co plc | 3,844 | $181,936 | |
| — | 8,709 | $180,000 | ||
| ARRY | Array Technologies, Inc. | 9,429 | $174,625 | |
| CACC | Credit Acceptance Corp | 268 | $156,860 | |
| GILD | Gilead Sciences, Inc. | 2,219 | $154,997 | |
| BNL | Broadstone Net Lease, Inc. | 6,140 | $152,333 | |
| — | 700 | $134,000 | ||
| KR | Kroger Co | 3,299 | $133,378 | |
| REGN | Regeneron Pharmaceuticals, Inc. | 208 | $125,877 | |
| GXO | GXO Logistics, Inc. | 1,503 | $117,895 | |
| AMPH | Amphastar Pharmaceuticals, Inc. | 5,533 | $105,182 | |
| CMRC | Commerce.com, Inc. | 1,919 | $97,178 | |
| VC | Visteon Corp | 1,016 | $95,900 | |
| — | 6,371 | $89,000 | ||
| CYTK | Cytokinetics Inc | 2,417 | $86,383 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SCHH | Schwab U.S. REIT ETF | 137,349 | $6,289,210 | |
| CREE | Wolfspeed, Inc. | 7,866 | $771,000 | |
| GSHD | Goosehead Insurance, Inc. | 4,200 | $534,660 | |
| FIVN | Five9, Inc. | 1,756 | $322,032 | |
| GEN | Gen Digital Inc. | 9,990 | $271,927 | |
| EMR | Emerson Electric Co | 2,580 | $248,299 | |
| PATH | UiPath, Inc. | 3,500 | $237,755 | |
| CBRE | Cbre Group, Inc. | 2,580 | $221,183 | |
| NTAP | NetApp, Inc. | 2,700 | $220,914 | |
| CMBT | Cmb.Tech NV | 23,269 | $216,867 | |
| MLM | Martin Marietta Materials Inc | 459 | $161,480 | |
| RXN | Zurn Elkay Water Solutions Corp | 3,209 | $161,000 | |
| BBY | Best Buy Co Inc | 1,321 | $151,888 | |
| PCAR | Paccar Inc | 1,650 | $147,262 | |
| INCY | Incyte Corp | 1,634 | $137,468 | |
| SHOO | Steven Madden, Ltd. | 3,120 | $136,531 | |
| AHCO | AdaptHealth Corp. | 4,888 | $133,980 | |
| — | 2,980 | $131,000 | ||
| DPZ | Dominos Pizza Inc | 272 | $126,885 | |
| HRB | H&R Block Inc | 5,130 | $120,452 | |
| — | 3,129 | $117,000 | ||
| ITW | Illinois Tool Works Inc | 520 | $116,251 | |
| BWXT | BWX Technologies, Inc. | 1,985 | $115,368 | |
| DLTR | Dollar Tree, Inc. | 1,100 | $109,450 | |
| — | 1,519 | $102,000 | ||
| No positions match the current search. | ||||
805 tracked positions ·
$743,727,334 total
· filing declares
1,192 positions · $755,244,000
· as of Sep 30, 2021
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 805 positions by value
· page 1 of 17
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SCHX |
Schwab U.S. Large-Cap ETF
|
Reduced | 817,225 | $85,015,753 | 11.43% | |
| SCHM |
Schwab U.S. Mid-Cap ETF
|
Reduced | 597,909 | $45,835,644 | 6.16% | |
| VGIT |
VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND
|
Reduced | 559,353 | $37,784,292 | 5.08% | |
| SCHA |
Schwab U.S. Small-Cap ETF
|
Reduced | 351,572 | $35,192,357 | 4.73% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Reduced | 590,375 | $29,808,031 | 4.01% | |
| VIG |
Vanguard Specialized Funds
|
Reduced | 142,934 | $21,954,660 | 2.95% | |
| VMBS |
VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND
|
Reduced | 378,426 | $20,166,319 | 2.71% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Reduced | 343,948 | $17,200,837 | 2.31% | |
| VGLT |
VANGUARD LONG-TERM TREASURY INDEX FUND
|
Reduced | 195,793 | $17,173,001 | 2.31% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Reduced | 181,412 | $17,127,106 | 2.30% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Reduced | 225,499 | $16,741,068 | 2.25% | |
| HEFA |
iShares Currency Hedged MSCI EAFE ETF
|
Reduced | 392,905 | $13,512,001 | 1.82% | |
| IGF |
iShares Global Infrastructure ETF
|
Reduced | 251,393 | $11,538,937 | 1.55% | |
| VIGI |
Vanguard Whitehall Funds
|
Reduced | 124,854 | $10,891,012 | 1.46% | |
|
|
Reduced | 94,802 | $10,009,193 | 1.35% | ||
| MSFT |
Microsoft Corp
Technology
|
Reduced | 27,255 | $7,683,729 | 1.03% | |
| FREL |
Fidelity MSCI Real Estate Index ETF
|
Added | 199,443 | $6,063,066 | 0.82% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 1,654 | $5,433,455 | 0.73% | |
| GLD |
Spdr Gold Trust
|
Reduced | 32,407 | $5,321,877 | 0.72% | |
| USHY |
iShares Broad USD High Yield Corporate Bond ETF
|
Reduced | 120,195 | $4,988,091 | 0.67% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 6,175 | $4,788,587 | 0.64% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 25,873 | $4,178,489 | 0.56% | |
| V |
Visa Inc.
Financial Services
|
Added | 15,873 | $3,535,710 | 0.48% | |
| VWOB |
VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND
|
Reduced | 44,734 | $3,502,669 | 0.47% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 8,842 | $3,454,922 | 0.46% | |
| CB |
Chubb Ltd
Financial Services
|
Added | 19,825 | $3,439,240 | 0.46% | |
| MELI |
Mercadolibre Inc
Consumer Cyclical
|
Reduced | 2,035 | $3,417,579 | 0.46% | |
| SHOP |
Shopify Inc.
Technology
|
Reduced | 2,484 | $3,367,756 | 0.45% | |
| NKE |
NIKE, Inc.
Consumer Cyclical
|
Reduced | 22,957 | $3,334,043 | 0.45% | |
| MDT |
Medtronic plc
Healthcare
|
Reduced | 26,578 | $3,331,551 | 0.45% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 70,947 | $3,178,425 | 0.43% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 22,320 | $3,158,280 | 0.42% | |
| TJX |
Tjx Companies Inc
Consumer Cyclical
|
Added | 47,157 | $3,111,418 | 0.42% | |
| AXP |
American Express Co
Financial Services
|
Reduced | 18,294 | $3,064,792 | 0.41% | |
| NOC |
Northrop Grumman Corp
Industrials
|
Added | 8,337 | $3,002,570 | 0.40% | |
| CL |
Colgate Palmolive Co
Consumer Defensive
|
Added | 38,689 | $2,924,114 | 0.39% | |
| MRSH |
Marsh & Mclennan Companies, Inc.
Financial Services
|
Reduced | 19,133 | $2,897,310 | 0.39% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 20,669 | $2,889,525 | 0.39% | |
| SNOW |
Snowflake Inc.
Technology
|
Reduced | 9,345 | $2,826,207 | 0.38% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Reduced | 11,108 | $2,678,249 | 0.36% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 17,710 | $2,663,761 | 0.36% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Reduced | 32,295 | $2,661,429 | 0.36% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 12,710 | $2,633,003 | 0.35% | |
| BNDX |
Vanguard Total International Bond ETF
|
Reduced | 46,194 | $2,631,208 | 0.35% | |
| TTD |
Trade Desk, Inc.
Communication Services
|
Reduced | 35,350 | $2,485,105 | 0.33% | |
| ACN |
Accenture plc
Technology
|
Reduced | 7,443 | $2,381,163 | 0.32% | |
| DEO |
Diageo PLC
Consumer Defensive
|
Reduced | 12,328 | $2,379,304 | 0.32% | |
| NFLX |
Netflix Inc
Communication Services
|
Reduced | 3,831 | $2,338,212 | 0.31% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
Reduced | 8,909 | $2,318,210 | 0.31% | |
| TWLO |
Twilio Inc
Technology
|
Reduced | 7,234 | $2,308,006 | 0.31% |
Showing the top 50 of 805 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.