SMA Capital LLC
Registered adviserFiling Date
Global Rank
#5,728
/ 8,811
▼ 627
Top Industry
Specialty Industrial Machinery
24.5%
Period ended 4 months ago
Filed Aug 14, 2026 · 2mo
3 quarters · since Dec 2025
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$553,453,008
Main clients
Pooled investment vehicles
(100% of AUM)
Private funds
0 funds
$0 gross assets
LEI
254900E7FTQWS3903B67
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $553,453,008 | Pooled investment vehicles (100%) |
| Dec 2025 to Mar 2026 | $518,000,000 | Other (100%) |
| Aug 2025 to Sep 2025 | $314,427,161 | Other (100%) |
| Apr 2025 to Jul 2025 | $0 | — |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 38.4%, 39.7 effective positions, active share 92.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 1.6 quarters (under 4)
Closest benchmark: every 13F filer's combined book, active share 92.1%; sector active share 57.9% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
121 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
5.9%
+0.6 pts
Top 5
23.5%
−0.1 pts
Top 10
38.4%
−4.2 pts
HHI
252
Diversified−56
Portfolio Trend
3 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Industrials | 54.2% | $132,272,300 |
| Consumer Cyclical | 17.1% | $41,730,047 |
| Technology | 10.9% | $26,619,539 |
| Basic Materials | 6.0% | $14,649,702 |
| Consumer Defensive | 4.8% | $11,599,290 |
| Communication Services | 2.5% | $6,149,935 |
| Real Estate | 1.8% | $4,314,635 |
| Financial Services | 1.5% | $3,669,964 |
| Unclassified | 0.7% | $1,759,043 |
| Healthcare | 0.4% | $955,818 |
| Energy | 0.1% | $343,470 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
22 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| TEX | Terex Corp | +22,899 | 75,000 | $5,429,250 | |
| APH | Amphenol Corp /De/ | +12,000 | 34,000 | $11,989,760 | |
| AME | Ametek Inc/ | +10,106 | 60,000 | $14,516,400 | |
| IEX | Idex Corp /De/ | +9,671 | 52,000 | $11,801,400 | |
| SKY | Champion Homes, Inc. | +1,850 | 44,000 | $3,877,280 | |
| NDSN | Nordson Corp | +725 | 18,000 | $5,430,420 | |
| OPCH | Option Care Health, Inc. | +612 | 1,320 | $27,680 | |
| OCUL | Ocular Therapeutix, Inc | +525 | 1,098 | $10,782 | |
| SHC | Sotera Health Co | +256 | 639 | $11,342 | |
| MLYS | Mineralys Therapeutics, Inc. | +179 | 387 | $10,441 | |
| CYTK | Cytokinetics Inc | +145 | 244 | $20,786 | |
| COGT | Cogent Biosciences, Inc. | +130 | 287 | $11,106 | |
| TARS | Tarsus Pharmaceuticals, Inc. | +89 | 169 | $10,636 | |
| RCUS | Arcus Biosciences, Inc. | +80 | 338 | $10,420 | |
| VEEV | Veeva Systems Inc | +53 | 176 | $31,234 | |
| AXSM | Axsome Therapeutics, Inc. | +48 | 84 | $20,560 | |
| XENE | Xenon Pharmaceuticals Inc. | +34 | 173 | $10,442 | |
| PEN | Penumbra Inc | +33 | 98 | $30,943 | |
| ISRG | Intuitive Surgical Inc | +32 | 77 | $30,621 | |
| IDXX | Idexx Laboratories Inc /De | +24 | 59 | $31,059 | |
| ALHC | Alignment Healthcare, Inc. | +13 | 1,165 | $27,738 | |
| CHE | Chemed Corp | +6 | 59 | $27,478 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
10 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CSX | Csx Corp | −94,726 | 140,000 | $6,654,200 | |
| JCI | Johnson Controls International plc | −33,850 | 56,000 | $8,182,160 | |
| AIT | Applied Industrial Technologies Inc | −19,000 | 15,000 | $5,072,250 | |
| ROG | Rogers Corp | −18,200 | 7,000 | $1,146,110 | |
| UTI | Universal Technical Institute Inc | −15,048 | 60,000 | $2,566,200 | |
| PH | Parker-Hannifin Corp | −2,940 | 11,000 | $10,759,320 | |
| VIXY | −1,482 | 82,623 | $1,759,043 | ||
| MRNA | Moderna, Inc. | −124 | 297 | $20,798 | |
| BTSG | BrightSpring Health Services, Inc. | −105 | 447 | $31,173 | |
| BBIO | BridgeBio Pharma, Inc. | −71 | 282 | $21,003 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CRH | Crh Public Ltd Co | 72,000 | $7,704,000 | |
| PKG | Packaging Corp Of America | 32,000 | $7,624,960 | |
| JBHT | Hunt J B Transport Services Inc | 25,000 | $7,235,750 | |
| ITT | Itt Inc. | 36,000 | $7,119,360 | |
| TDY | Teledyne Technologies Inc | 10,000 | $6,669,000 | |
| CTVA | Corteva, Inc. | 75,000 | $6,351,750 | |
| IR | Ingersoll Rand Inc. | 75,000 | $6,149,250 | |
| UNP | Union Pacific Corp | 20,000 | $5,440,000 | |
| AMZN | Amazon Com Inc | 21,641 | $5,157,915 | |
| DE | Deere & Co | 8,000 | $5,074,640 | |
| TT | Trane Technologies plc | 10,000 | $4,911,600 | |
| SITE | SiteOne Landscape Supply, Inc. | 42,000 | $4,805,220 | |
| DLR | Digital Realty Trust, Inc. | 21,487 | $3,858,635 | |
| GNRC | Generac Holdings Inc. | 12,000 | $3,513,720 | |
| CGNX | Cognex Corp | 48,000 | $3,476,160 | |
| CPA | Copa Holdings, S.A. | 22,000 | $3,422,540 | |
| GIL | Gildan Activewear Inc. | 66,011 | $3,406,167 | |
| WSC | WillScot Holdings Corp | 110,000 | $3,174,600 | |
| SGI | Somnigroup International Inc. | 40,000 | $3,136,000 | |
| FIVE | Five Below, Inc | 17,396 | $3,127,626 | |
| SPOT | Spotify Technology S.A. | 6,642 | $3,049,541 | |
| CLH | Clean Harbors Inc | 10,000 | $2,987,500 | |
| EMBJ | Embraer S.A. | 46,000 | $2,934,800 | |
| DKS | Dick's Sporting Goods, Inc. | 11,998 | $2,721,266 | |
| UAL | United Airlines Holdings, Inc. | 20,000 | $2,719,800 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| BA | Boeing Co | 51,716 | $10,293,035 | |
| ETN | Eaton Corp plc | 28,200 | $10,086,294 | |
| CAT | Caterpillar Inc | 13,375 | $9,475,652 | |
| FERG | Ferguson Enterprises Inc. /DE/ | 35,662 | $8,318,518 | |
| LIN | Linde PLC | 15,161 | $7,516,216 | |
| DOV | DOVER Corp | 35,871 | $7,477,309 | |
| APD | Air Products & Chemicals, Inc. | 25,483 | $7,402,556 | |
| LMT | Lockheed Martin Corp | 11,819 | $7,143,285 | |
| WWD | Woodward, Inc. | 18,717 | $6,699,188 | |
| TKR | Timken Co | 66,150 | $6,652,705 | |
| CRS | Carpenter Technology Corp | 15,947 | $6,285,510 | |
| WAB | Westinghouse Air Brake Technologies Corp | 22,700 | $5,672,957 | |
| WM | Waste Management Inc | 21,947 | $5,043,201 | |
| KEX | Kirby Corp | 36,460 | $4,844,804 | |
| JBTM | JBT MAREL Corp | 37,000 | $4,731,190 | |
| EMR | Emerson Electric Co | 35,000 | $4,585,700 | |
| HD | Home Depot, Inc. | 13,000 | $4,275,570 | |
| GXO | GXO Logistics, Inc. | 76,249 | $3,953,510 | |
| NOVT | Novanta Inc | 30,563 | $3,609,795 | |
| CP | Canadian Pacific Kansas City Ltd/Cn | 45,000 | $3,539,700 | |
| NUE | Nucor Corp | 19,137 | $3,236,066 | |
| WTS | Watts Water Technologies Inc | 10,922 | $3,170,547 | |
| MLM | Martin Marietta Materials Inc | 5,126 | $3,017,573 | |
| CWST | Casella Waste Systems Inc | 35,000 | $2,776,900 | |
| SOLS | Solstice Advanced Materials Inc. | 36,000 | $2,741,760 | |
| No positions match the current search. | ||||
121 tracked positions ·
$244,063,743 total
· filing declares
121 positions · $238,090,420
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Showing 1–50
of 121 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AME |
Ametek Inc/
Industrials
|
Added | 60,000 | $14,516,400 | 5.95% | |
| APH |
Amphenol Corp /De/
Technology
|
Added | 34,000 | $11,989,760 | 4.91% | |
| IEX |
Idex Corp /De/
Industrials
|
Added | 52,000 | $11,801,400 | 4.84% | |
| PH |
Parker-Hannifin Corp
Industrials
|
Reduced | 11,000 | $10,759,320 | 4.41% | |
| JCI |
Johnson Controls International plc
Industrials
|
Reduced | 56,000 | $8,182,160 | 3.35% | |
| CRH |
Crh Public Ltd Co
Basic Materials
|
NEW | 72,000 | $7,704,000 | 3.16% | |
| PKG |
Packaging Corp Of America
Consumer Cyclical
|
NEW | 32,000 | $7,624,960 | 3.12% | |
| JBHT |
Hunt J B Transport Services Inc
Industrials
|
NEW | 25,000 | $7,235,750 | 2.96% | |
| ITT |
Itt Inc.
Industrials
|
NEW | 36,000 | $7,119,360 | 2.92% | |
| TDY |
Teledyne Technologies Inc
Technology
|
NEW | 10,000 | $6,669,000 | 2.73% | |
| CSX |
Csx Corp
Industrials
|
Reduced | 140,000 | $6,654,200 | 2.73% | |
| CTVA |
Corteva, Inc.
Basic Materials
|
NEW | 75,000 | $6,351,750 | 2.60% | |
| IR |
Ingersoll Rand Inc.
Industrials
|
NEW | 75,000 | $6,149,250 | 2.52% | |
| UNP |
Union Pacific Corp
Industrials
|
NEW | 20,000 | $5,440,000 | 2.23% | |
| NDSN |
Nordson Corp
Industrials
|
Added | 18,000 | $5,430,420 | 2.23% | |
| TEX |
Terex Corp
Industrials
|
Added | 75,000 | $5,429,250 | 2.22% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
NEW | 21,641 | $5,157,915 | 2.11% | |
| DE |
Deere & Co
Industrials
|
NEW | 8,000 | $5,074,640 | 2.08% | |
| AIT |
Applied Industrial Technologies Inc
Industrials
|
Reduced | 15,000 | $5,072,250 | 2.08% | |
| TT |
Trane Technologies plc
Industrials
|
NEW | 10,000 | $4,911,600 | 2.01% | |
| SITE |
SiteOne Landscape Supply, Inc.
Industrials
|
NEW | 42,000 | $4,805,220 | 1.97% | |
| SKY |
Champion Homes, Inc.
Consumer Cyclical
|
Added | 44,000 | $3,877,280 | 1.59% | |
| DLR |
Digital Realty Trust, Inc.
Real Estate
|
NEW | 21,487 | $3,858,635 | 1.58% | |
| GNRC |
Generac Holdings Inc.
Industrials
|
NEW | 12,000 | $3,513,720 | 1.44% | |
| CGNX |
Cognex Corp
Technology
|
NEW | 48,000 | $3,476,160 | 1.42% | |
| CPA |
Copa Holdings, S.A.
Industrials
|
NEW | 22,000 | $3,422,540 | 1.40% | |
| GIL |
Gildan Activewear Inc.
Consumer Cyclical
|
NEW | 66,011 | $3,406,167 | 1.40% | |
| WSC |
WillScot Holdings Corp
Industrials
|
NEW | 110,000 | $3,174,600 | 1.30% | |
| SGI |
Somnigroup International Inc.
Consumer Cyclical
|
NEW | 40,000 | $3,136,000 | 1.28% | |
| FIVE |
Five Below, Inc
Consumer Cyclical
|
NEW | 17,396 | $3,127,626 | 1.28% | |
| SPOT |
Spotify Technology S.A.
Communication Services
|
NEW | 6,642 | $3,049,541 | 1.25% | |
| CLH |
Clean Harbors Inc
Industrials
|
NEW | 10,000 | $2,987,500 | 1.22% | |
| EMBJ |
Embraer S.A.
Industrials
|
NEW | 46,000 | $2,934,800 | 1.20% | |
| DKS |
Dick's Sporting Goods, Inc.
Consumer Cyclical
|
NEW | 11,998 | $2,721,266 | 1.11% | |
| UAL |
United Airlines Holdings, Inc.
Industrials
|
NEW | 20,000 | $2,719,800 | 1.11% | |
| DG |
Dollar General Corp
Consumer Defensive
|
NEW | 23,614 | $2,718,207 | 1.11% | |
| ONON |
On Holding AG
Consumer Cyclical
|
NEW | 76,417 | $2,706,690 | 1.11% | |
| UTI |
Universal Technical Institute Inc
Consumer Defensive
|
Reduced | 60,000 | $2,566,200 | 1.05% | |
| ORLY |
O Reilly Automotive Inc
Consumer Cyclical
|
NEW | 27,611 | $2,542,696 | 1.04% | |
| EL |
Estee Lauder Companies Inc
Consumer Defensive
|
NEW | 31,508 | $2,487,556 | 1.02% | |
| ARXS |
Arxis, Inc.
Industrials
|
NEW | 48,000 | $2,214,720 | 0.91% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
NEW | 20,570 | $2,102,048 | 0.86% | |
| TTWO |
Take Two Interactive Software Inc
Communication Services
|
NEW | 7,409 | $1,852,101 | 0.76% | |
| RACE |
Ferrari N.V.
Consumer Cyclical
|
NEW | 4,799 | $1,786,619 | 0.73% | |
| VIXY |
|
Reduced | 82,623 | $1,759,043 | 0.72% | |
| ROST |
Ross Stores, Inc.
Consumer Cyclical
|
NEW | 7,209 | $1,534,435 | 0.63% | |
| KMX |
Carmax Inc
Consumer Cyclical
|
NEW | 27,000 | $1,428,030 | 0.59% | |
| MSM |
Msc Industrial Direct Co Inc
Industrials
|
NEW | 12,000 | $1,427,400 | 0.58% | |
| QXO |
QXO, Inc.
Industrials
|
NEW | 75,000 | $1,296,000 | 0.53% | |
| V |
Visa Inc.
Financial Services
|
NEW | 3,712 | $1,273,550 | 0.52% |
Showing the top 50 of 121 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.