CAPR · Capricor Therapeutics, Inc.

$6.80 +0.51 (+8.11%) At close · Aug 24

Market Cap

$365.69M

58.14M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 176

Total Value: $1,100,023,395

Total Shares: 45,868,708

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 176 13F filers · Δ vs Mar 31, 2026

Top Holder

9.1%

−1.5 pts

Top 5

39.5%

−0.3 pts

Top 10

56.4%

+0.0 pts

HHI

441

Broadly held−14

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: +0.5%

Shares held: +27.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega STATE STREET CORP	+1,215,249	3,397,150
Mid Boxer Capital Management, LLC	+805,156	1,395,156
Mega BlackRock, Inc.	+723,246	4,145,061
Mid TANG CAPITAL MANAGEMENT LLC	+700,000	4,099,900
Mega GOLDMAN SACHS GROUP INC	+666,155	1,578,131

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−870,781	140,500
Large Point72 Asset Management, L.P.	−726,456	94,723
Small Jones Hill Capital LP	−488,456	420,751
Mega BARCLAYS PLC	−247,352	67,440
Small DIADEMA PARTNERS LP	−167,851	863,700

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega VANGUARD CAPITAL MANAGEMENT LLC	2,297,674	$55,327,989
Mid PERCEPTIVE ADVISORS LLC	1,500,000	$36,120,000
Mid Soleus Capital Management, L.P.	761,737	$18,342,626
Mega JPMORGAN CHASE & CO	362,501	$8,729,022
Large Woodline Partners LP	138,773	$3,341,653

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Integral Health Asset Management, LLC	200,000	$6,080,000
Small Ally Bridge Group (NY) LLC	113,899	$3,462,529
Large CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	64,716	$1,967,366
Large FARALLON CAPITAL MANAGEMENT LLC	41,000	$1,246,400
Mid Engineers Gate Manager LP	38,830	$1,180,432

Filter: New 34 Increased 75 Reduced 44 Sold out 33 Unchanged 23

Showing 100 of 194

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$99,813,062

9.07%

4,145,061

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	55,403	$1,334,104	1.3%	Sole
BlackRock Investment Management (Australia) Ltd	224	$5,393	0.0%	Sole
BlackRock Asset Management Canada Ltd	235	$5,658	0.0%	Sole
BlackRock Investment Management, LLC	153,360	$3,692,908	3.7%	Sole
BLACKROCK ADVISORS LLC	205,108	$4,939,000	4.9%	Sole
BlackRock Fund Advisors	2,019,642	$48,632,979	48.7%	Sole
BlackRock Institutional Trust Company, N.A.	1,583,510	$38,130,920	38.2%	Sole
BlackRock Fund Managers Ltd.	7,706	$185,560	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	18,546	$446,587	0.4%	Sole
BlackRock Asset Management Ireland Ltd	62,697	$1,509,743	1.5%	Sole
BlackRock Asset Management Schweiz AG	8,175	$196,854	0.2%	Sole
Aperio Group, LLC	30,455	$733,356	0.7%	Sole

TANG CAPITAL MANAGEMENT LLC

$98,725,592

8.97%

4,099,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TANG KEVIN	4,099,900	$98,725,592	100.0%	Other

SUVRETTA CAPITAL MANAGEMENT, LLC

$98,554,238

8.96%

4,092,784

STATE STREET CORP

$81,803,372

7.44%

3,397,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,397,150	$81,803,372	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$55,327,989

5.03%

2,297,674

GOLDMAN SACHS GROUP INC

$38,001,394

3.45%

1,578,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,528,881	$36,815,454	96.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	49,250	$1,185,940	3.1%	Defined

RA CAPITAL MANAGEMENT, L.P.

$36,308,883

3.30%

1,507,844

Boxer Capital Management, LLC

$33,595,356

3.05%

1,395,156

GEODE CAPITAL MANAGEMENT, LLC

$33,044,646

3.00%

1,372,286

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	193,393	$4,656,903	14.1%	Defined
Held directly	1,178,893	$28,387,743	85.9%	Defined

FMR LLC

$27,396,537

2.49%

1,137,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	917,941	$22,104,019	80.7%	Defined
STRATEGIC ADVISERS LLC	9	$216	0.0%	Defined
Fidelity Institutional Asset Management Trust Co	1,491	$35,903	0.1%	Defined
FIAM LLC	218,289	$5,256,399	19.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$25,637,976

2.33%

1,064,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,064,700	$25,637,976	100.0%	Other

PERCEPTIVE ADVISORS LLC

$24,080,000

2.19%

1,000,000

CITADEL ADVISORS LLC

$19,611,810

1.78%

814,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	229,785	$5,533,222	28.2%	Defined
Held directly	584,659	$14,078,588	71.8%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$19,329,786

1.76%

802,732

Soleus Capital Management, L.P.

$18,342,626

1.67%

761,737

MORGAN STANLEY

$16,483,118

1.50%

684,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,870	$45,029	0.3%	Defined
MORGAN STANLEY & CO. LLC	166,595	$4,011,607	24.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	370,978	$8,933,150	54.2%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	1,193	$28,727	0.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	124,709	$3,002,992	18.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	19,170	$461,613	2.8%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$15,316,974

1.39%

636,087

UBS Group AG

$14,921,435

1.36%

619,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,961	$47,220	0.3%	Defined
UBS AG	615,354	$14,817,724	99.3%	Defined
UBS Switzerland AG	2,346	$56,491	0.4%	Defined

DG Capital Management, LLC

$14,727,207

1.34%

611,595

Ikarian Capital, LLC

$14,549,497

1.32%

604,215

DIADEMA PARTNERS LP

$12,868,352

1.17%

534,400

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$12,714,240

1.16%

528,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	528,000	$12,714,240	100.0%	Other

NORTHERN TRUST CORP

$12,125,047

1.10%

503,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	471,029	$11,342,377	93.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	24,216	$583,120	4.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,287	$199,550	1.6%	Other

PERCEPTIVE ADVISORS LLC

$12,040,000

1.09%

500,000

Balyasny Asset Management L.P.

$11,723,010

1.07%

486,836

CITADEL ADVISORS LLC

$11,394,656

1.04%

473,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	473,200	$11,394,656	100.0%	Defined

Caption Management, LLC

$10,802,288

0.98%

448,600

J. Goldman & Co LP

$10,289,889

0.94%

427,321

Jones Hill Capital LP

$10,131,684

0.92%

420,751

VANGUARD FIDUCIARY TRUST CO

$8,970,739

0.82%

372,539

JPMORGAN CHASE & CO

$8,729,022

0.79%

362,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	32,078	$772,438	8.8%	Defined
J.P. Morgan Investment Management Inc.	154,267	$3,714,749	42.6%	Defined
J.P. Morgan Securities LLC	1	$24	0.0%	Defined
JPMorgan Asset Management (UK) Ltd	175,861	$4,234,732	48.5%	Defined
55I, LLC	294	$7,079	0.1%	Other

Ikarian Capital, LLC

$8,428,000

0.77%

350,000

DIADEMA PARTNERS LP

$7,929,544

0.72%

329,300

D. E. Shaw & Co., Inc.

$7,585,200

0.69%

315,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	315,000	$7,585,200	100.0%	Defined

GROUP ONE TRADING LLC

$6,564,424

0.60%

272,609

CITADEL ADVISORS LLC

$6,222,272

0.57%

258,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	258,400	$6,222,272	100.0%	Defined

BANK OF AMERICA CORP /DE/

$6,049,738

0.55%

251,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	213,139	$5,132,387	84.8%	Defined
BOFA SECURITIES, INC.	38,096	$917,351	15.2%	Defined

RTW INVESTMENTS, LP

$6,020,000

0.55%

250,000

Nuveen, LLC

$5,697,615

0.52%

236,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	6,840	$164,707	2.9%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	51,060	$1,229,524	21.6%	Defined
TEACHERS ADVISORS, LLC joint	178,712	$4,303,384	75.5%	Defined

MILLENNIUM MANAGEMENT LLC

$5,632,938

0.51%

233,926

Palo Alto Investors LP

$5,532,693

0.50%

229,763

Trexquant Investment LP

$4,762,855

0.43%

197,793

RAYMOND JAMES FINANCIAL INC

$4,740,292

0.43%

196,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	186,500	$4,490,920	94.7%	Defined
Raymond James Financial Services Advisors, Inc.	356	$8,572	0.2%	Defined
RAYMOND JAMES TRUST N.A.	10,000	$240,800	5.1%	Defined

Caption Management, LLC

$4,659,480

0.42%

193,500

BOOTHBAY FUND MANAGEMENT, LLC

$4,646,524

0.42%

192,962

Moody Aldrich Partners LLC

$4,280,316

0.39%

177,754

Bank of New York Mellon Corp

$3,895,347

0.35%

161,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	54,574	$1,314,141	33.7%	Defined
The Bank of New York Mellon	105,820	$2,548,145	65.4%	Defined
BNY Mellon, NA joint	1,371	$33,013	0.8%	Defined
Held directly	2	$48	0.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$3,875,387

0.35%

160,938

Woodline Partners LP

$3,341,653

0.30%

138,773

MILLENNIUM MANAGEMENT LLC

$3,010,000

0.27%

125,000

D. E. Shaw & Co., Inc.

$2,979,802

0.27%

123,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	86,998	$2,094,911	70.3%	Defined
D. E. Shaw Investment Management, L.L.C. joint	36,748	$884,891	29.7%	Defined

PFM Health Sciences, LP

$2,943,081

0.27%

122,221

LMR Partners LLP

$2,819,768

0.26%

117,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	117,100	$2,819,768	100.0%	Sole

Pier Capital, LLC

$2,694,744

0.24%

111,908

BOOTHBAY FUND MANAGEMENT, LLC

$2,550,072

0.23%

105,900

Jefferies Financial Group Inc.

$2,546,580

0.23%

105,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	105,755	$2,546,580	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$2,413,922

0.22%

100,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	31,558	$759,916	31.5%	Defined
Wellington Trust Company, NA joint	62,868	$1,513,861	62.7%	Defined
Wellington Management Australia Pty Ltd	5,820	$140,145	5.8%	Defined

MARSHALL WACE, LLP

$2,364,294

0.21%

98,185

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	79,190	$1,906,895	80.7%	Other
MARSHALL WACE ASIA Ltd	18,995	$457,399	19.3%	Other

JANE STREET GROUP, LLC

$2,330,944

0.21%

96,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	96,800	$2,330,944	100.0%	Defined

Point72 Asset Management, L.P.

$2,280,929

0.21%

94,723

Swiss National Bank

$2,237,032

0.20%

92,900

ADAR1 Capital Management, LLC

$2,181,479

0.20%

90,593

CITIGROUP INC

$1,929,361

0.18%

80,123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	80,123	$1,929,361	100.0%	Defined

Black Diamond Financial, LLC

$1,904,174

0.17%

79,077

OPPENHEIMER & CO INC

$1,823,193

0.17%

75,714

Rock Springs Capital Management LP

$1,792,707

0.16%

74,448

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,792,272

0.16%

74,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	996	$23,983	1.3%	Defined
UBS Asset Management Switzerland AG	62,996	$1,516,943	84.6%	Sole
Held directly	10,438	$251,346	14.0%	Defined

Longaeva Partners L.P.

$1,783,027

0.16%

74,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Balyasny Asset Management L.P.	74,046	$1,783,027	100.0%	Other

Caption Management, LLC

$1,733,760

0.16%

72,000

RHUMBLINE ADVISERS

$1,634,574

0.15%

67,881

BARCLAYS PLC

$1,623,954

0.15%

67,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	58,187	$1,401,142	86.3%	Defined
BARCLAYS CAPITAL INC.	9,253	$222,812	13.7%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$1,610,663

0.15%

66,888

Rafferty Asset Management, LLC

$1,453,781

0.13%

60,373

Foundations Investment Advisors, LLC

$1,445,040

0.13%

60,010

DEUTSCHE BANK AG\

$1,386,501

0.13%

57,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,018	$24,513	1.8%	Defined
DWS Investments UK Ltd	56,561	$1,361,988	98.2%	Defined

ALLIANCEBERNSTEIN L.P.

$1,379,784

0.13%

57,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	57,300	$1,379,784	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,280,766

0.12%

53,188

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	49,059	$1,181,340	92.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	4,000	$96,320	7.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	100	$2,408	0.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	29	$698	0.1%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$1,077,531

0.10%

44,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	44,748	$1,077,531	100.0%	Defined

Quinn Opportunity Partners LLC

$1,076,327

0.10%

44,698

JANE STREET GROUP, LLC

$1,052,296

0.10%

43,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	43,700	$1,052,296	100.0%	Defined

FRANKLIN RESOURCES INC

$1,049,117

0.10%

43,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	42,564	$1,024,941	97.7%	Defined
PUTNAM ADVISORY CO LLC	1,004	$24,176	2.3%	Defined

MILLENNIUM MANAGEMENT LLC

$1,042,664

0.09%

43,300

GLENMEDE TRUST CO NA

$961,634

0.09%

39,935

Legal & General Group Plc

$927,392

0.08%

38,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	5,220	$125,697	13.6%	Defined
Legal & General Investment Management Ltd joint	33,293	$801,695	86.4%	Defined

HBK Sorce Advisory LLC

$876,689

0.08%

223,076

J. Goldman & Co LP

$866,880

0.08%

36,000

VANGUARD ASSET MANAGEMENT, Ltd

$776,941

0.07%

32,265

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$765,238

0.07%

31,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	24,766	$596,365	77.9%	Defined
Global X Management (AUS) Ltd joint	7,013	$168,873	22.1%	Defined

CITIGROUP INC

$758,520

0.07%

31,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	31,500	$758,520	100.0%	Defined

MetLife Investment Management, LLC

$755,630

0.07%

31,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	31,380	$755,630	100.0%	Defined

ALGERT GLOBAL LLC

$737,088

0.07%

30,610

PROFUND ADVISORS LLC

$734,006

0.07%

30,482

Invesco Ltd.

$711,611

0.06%

29,552

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	8,274	$199,237	28.0%	Defined
Invesco Trust Co joint	21,278	$512,374	72.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$699,716

0.06%

29,058

Vanguard Global Advisers, LLC

$687,532

0.06%

28,552

TWINBEECH CAPITAL LP

$682,354

0.06%

28,337

LPL Financial LLC

$659,238

0.06%

27,377

COMMONWEALTH EQUITY SERVICES, LLC

$644,742

0.06%

26,775

Aquatic Capital Management LLC

$632,268

0.06%

26,257

SEVEN GRAND MANAGERS, LLC

$602,000

0.05%

25,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	25,000	$602,000	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	23,200	$558,656	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC	5,836	$140,530	25.3%	Defined
Leap GP LLC joint	17,200	$414,176	74.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	22,600	$544,208	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	21,993	$529,591	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	20,275	$488,222	99.7%	Defined
Osaic Advisory Services, LLC	59	$1,420	0.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	19,731	$475,122	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	471	$11,341	2.5%	Defined
Held directly	18,116	$436,233	97.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	17,385	$418,630	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	15,862	$381,956	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	14,290	$344,102	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	14,235	$342,778	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	14,021	$337,625	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	11,924	$287,129	99.7%	Defined
Held directly	32	$770	0.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	10,432	$251,202	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Heritage Trust CO	1,708	$41,128	16.9%	Defined
Held directly	8,387	$201,958	83.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	9,462	$227,844	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arrowpoint Investment Partners (Hong Kong) Ltd	9,342	$224,955	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	9	$216	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	77	$1,854	0.9%	Other
Held directly	8,862	$213,396	99.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	8,760	$210,940	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,635	$39,370	29.8%	Defined
RBC Capital Markets, LLC	43	$1,035	0.8%	Defined
RBC Dominion Securities Inc.	3,405	$81,992	62.0%	Defined
CITY NATIONAL BANK	410	$9,872	7.5%	Defined
Held directly	1	$24	0.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	4,881	$117,534	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,853	$68,700	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	1,461	$35,180	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	856	$20,612	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	717	$17,265	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Harel Insurance Co LTD	689	$16,591	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	645	$15,531	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	601	$14,472	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	220	$5,297	81.5%	Defined
ROCKEFELLER FINANCIAL LLC	50	$1,204	18.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	148	$3,563	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	109	$2,624	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	105	$2,528	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	21	$505	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	11	$264	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Johnson Wealth Inc.	1	$24	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	18,110	$550,544	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	2,551	$77,550	18.8%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	7,042	$214,076	51.9%	Defined
Held directly	3,976	$120,870	29.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	7,900	$240,160	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	7,058	$214,563	100.0%	Defined

Key facts CIK 1133869 CUSIP 14070B309 13F (30d) 170 filings 163 filers Visit website Investor relations