WADDELL & REED FINANCIAL INC
CIK
1052100
Location
SHAWNEE MISSION, KS
Portfolio Value
Large
$45,639,044,044
Diversification
Diversified
Reports for
Ivy Investment Management Company
Filing Date
Global Rank
#123
/ 6,038
—
· as of Mar 2021
Top Industry
Software - Infrastructure
10.7%
Period ended 5 years ago
Filed May 12, 2021 · 5y
5 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
SIC code
6211
Portfolio style
Measured from the filed 13F common-share book for Mar 31, 2021, never from the firm's own description.
Style
Diversified active
Top 10 weight 24.5%, 92.3 effective positions, active share 56.4% against the Russell 1000 as of 2021-03-31; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
29.4% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 4.7 quarters, but 88.1% of the book was already held when coverage starts
Closest benchmark: the Russell 1000 as of 2021-03-31, active share 56.4%; sector active share 29.2% against the combined 13F book's sector weights.
Over time 5 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
446 tracked positions · as of Mar 31, 2021 · Δ vs Dec 31, 2020Top Position
5.7%
+0.2 pts
Top 5
17.8%
−0.5 pts
Top 10
24.5%
−0.5 pts
HHI
108
Diversified−4
Portfolio Trend
5 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 33.0% | $15,038,785,354 |
| Healthcare | 13.0% | $5,921,969,879 |
| Consumer Cyclical | 12.6% | $5,731,116,219 |
| Financial Services | 9.8% | $4,470,763,572 |
| Industrials | 8.6% | $3,916,864,509 |
| Communication Services | 8.2% | $3,733,392,285 |
| Unclassified | 7.0% | $3,201,550,535 |
| Consumer Defensive | 3.4% | $1,542,459,511 |
| Basic Materials | 1.5% | $701,832,909 |
| Energy | 1.3% | $582,231,409 |
| Real Estate | 1.1% | $508,457,268 |
| Utilities | 0.6% | $289,620,594 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VRNS | Varonis Systems Inc | +1,374,036 | 2,191,801 | $112,527,063 | |
| GMAB | Genmab A/S | +1,078,942 | 4,159,715 | $136,563,443 | |
| — | +914,157 | 10,172,135 | $731,173,000 | ||
| CTSH | Cognizant Technology Solutions Corp | +911,740 | 1,269,924 | $99,206,462 | |
| FIVN | Five9, Inc. | +893,067 | 2,148,101 | $335,812,629 | |
| IT | Gartner Inc | +809,840 | 974,655 | $177,923,270 | |
| TRU | TransUnion | +808,689 | 2,780,868 | $250,278,120 | |
| PINS | Pinterest, Inc. | +770,985 | 1,928,012 | $142,730,728 | |
| — | +691,452 | 1,280,577 | $53,413,000 | ||
| AXP | American Express Co | +664,240 | 928,803 | $131,369,896 | |
| BWA | Borgwarner Inc | +588,982 | 3,971,518 | $184,119,758 | |
| SYY | Sysco Corp | +532,233 | 1,853,109 | $145,913,802 | |
| APAM | Artisan Partners Asset Management Inc. | +523,308 | 1,640,355 | $85,577,320 | |
| ON | On Semiconductor Corp | +522,314 | 3,117,955 | $129,738,107 | |
| VRM | Vroom, Inc. | +499,053 | 1,106,374 | $43,138,000 | |
| COP | Conocophillips | +448,417 | 1,310,107 | $69,396,367 | |
| FOUR | Shift4 Payments, Inc. | +416,278 | 1,425,484 | $116,903,942 | |
| IR | Ingersoll Rand Inc. | +328,501 | 2,485,609 | $122,316,818 | |
| D | Dominion Energy, Inc | +300,240 | 317,484 | $24,116,084 | |
| BX | Blackstone Inc. | +290,433 | 1,658,777 | $123,628,649 | |
| ZBH | Zimmer Biomet Holdings, Inc. | +273,355 | 1,784,222 | $285,618,302 | |
| — | +264,414 | 1,039,982 | $44,896,000 | ||
| EAT | Brinker International, Inc | +260,464 | 628,965 | $44,694,252 | |
| — | +258,320 | 2,721,930 | $95,975,000 | ||
| KRNT | Kornit Digital Ltd. | +257,993 | 877,904 | $87,017,844 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −3,130,926 | 23,445,757 | $49,002,000 | ||
| FCX | Freeport-Mcmoran Inc | −1,217,693 | 745,919 | $24,563,112 | |
| FISV | Fiserv Inc | −1,174,088 | 2,785,660 | $331,604,966 | |
| — | −1,161,033 | 1,254,231 | $77,812,000 | ||
| MS | Morgan Stanley | −1,147,421 | 3,907,137 | $303,428,259 | |
| GSK | GSK plc | −1,077,080 | 1,520,795 | $53,235,051 | |
| PLUG | Plug Power Inc | −1,007,973 | 1,270,562 | $45,536,942 | |
| QCOM | Qualcomm Inc | −973,963 | 2,431,378 | $322,376,409 | |
| NVT | nVent Electric plc | −950,120 | 3,329,283 | $92,920,288 | |
| SRPT | Sarepta Therapeutics, Inc. | −941,262 | 168,640 | $12,568,739 | |
| — | −841,812 | 3,368,834 | $54,777,000 | ||
| GOOS | Canada Goose Holdings Inc. | −831,726 | 3,654,361 | $143,433,669 | |
| — | −804,251 | 1,650,613 | $0 | ||
| ALC | Alcon Inc | −682,441 | 20,411 | $1,432,443 | |
| META | Meta Platforms, Inc. | −677,871 | 3,666,540 | $1,079,906,026 | |
| AAPL | Apple Inc. | −658,763 | 13,748,591 | $1,679,390,390 | |
| SMTC | Semtech Corp | −656,753 | 1,429,539 | $98,638,191 | |
| OSUR | Orasure Technologies Inc | −648,578 | 2,451,123 | $28,604,605 | |
| MRVI | Maravai Lifesciences Holdings, Inc. | −628,545 | 1,452,665 | $51,772,980 | |
| WMT | Walmart Inc. | −620,099 | 651,801 | $88,534,195 | |
| ACIW | Aci Worldwide, Inc. | −577,360 | 9,175,208 | $349,116,664 | |
| — | −550,743 | 735,090 | $28,727,000 | ||
| IONS | Ionis Pharmaceuticals Inc | −536,823 | 1,613,947 | $72,563,057 | |
| VCYT | Veracyte, Inc. | −527,371 | 518,499 | $27,869,321 | |
| HALO | Halozyme Therapeutics, Inc. | −516,285 | 476,681 | $19,872,830 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| INTC | Intel Corp | 2,517,962 | $161,149,568 | |
| TRMB | Trimble Inc. | 1,545,010 | $120,186,327 | |
| — | 1,305,422 | $120,151,000 | ||
| MTN | Vail Resorts Inc | 357,832 | $104,365,281 | |
| VAC | MARRIOTT VACATIONS WORLDWIDE Corp | 488,235 | $85,040,772 | |
| — | 2,000,239 | $55,967,000 | ||
| VYX | NCR Voyix Corp | 1,450,277 | $55,037,991 | |
| — | 1,125,094 | $51,811,000 | ||
| — | 1,304,734 | $46,213,678 | ||
| ALGM | Allegro Microsystems, Inc. | 1,815,791 | $46,030,301 | |
| WSO | Watsco Inc | 173,062 | $45,125,916 | |
| PGNY | Progyny, Inc. | 996,994 | $44,376,202 | |
| TNL | Travel & Leisure Co. | 722,726 | $44,201,922 | |
| BAC | Bank Of America Corp | 950,363 | $36,769,544 | |
| — | 619,314 | $30,130,000 | ||
| CRI | Carters Inc | 306,140 | $27,225,030 | |
| — | 1,530,800 | $26,253,000 | ||
| — | 597,902 | $22,995,000 | ||
| GAP | Gap Inc | 745,887 | $22,212,514 | |
| PAX | Patria Investments Ltd | 1,235,758 | $21,526,904 | |
| — | 1,108,483 | $21,388,000 | ||
| CSTL | Castle Biosciences Inc | 296,891 | $20,325,157 | |
| QTRX | Quanterix Corp | 320,812 | $18,757,877 | |
| MUSA | Murphy USA Inc. | 112,178 | $16,216,451 | |
| — | 876,403 | $14,706,000 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| XYZ | Block, Inc. | 472,925 | $102,927,397 | |
| ALGN | Align Technology Inc | 155,475 | $83,082,730 | |
| IRTC | iRhythm Holdings, Inc. | 279,979 | $66,413,818 | |
| PLTR | Palantir Technologies Inc. | 2,425,153 | $57,112,353 | |
| OLLI | Ollie's Bargain Outlet Holdings, Inc. | 656,225 | $53,659,518 | |
| HLI | Houlihan Lokey, Inc. | 749,768 | $50,406,902 | |
| — | 1,610,438 | $50,262,000 | ||
| — | 533,089 | $43,868,000 | ||
| CZR | Caesars Entertainment, Inc. | 546,099 | $40,558,772 | |
| — | 176,892 | $36,109,000 | ||
| SSD | Simpson Manufacturing Co., Inc. | 380,533 | $35,560,808 | |
| BAH | Booz Allen Hamilton Holding Corp | 391,729 | $34,150,934 | |
| EDU | New Oriental Education & Technology Group Inc. | 175,491 | $32,607,982 | |
| VZ | Verizon Communications Inc | 509,795 | $29,950,456 | |
| WING | Wingstop Inc. | 214,813 | $28,473,463 | |
| — | 620,795 | $27,501,218 | ||
| — | 1,881,454 | $26,717,000 | ||
| EQIX | Equinix Inc | 34,603 | $24,712,770 | |
| — | 949,306 | $21,919,000 | ||
| XP | XP Inc. | 532,615 | $21,128,837 | |
| TCOM | Trip.com Group Ltd | 576,969 | $19,461,164 | |
| LRCX | Lam Research Corp | 39,282 | $18,551,710 | |
| BIDU | Baidu, Inc. | 82,571 | $17,855,153 | |
| LMT | Lockheed Martin Corp | 49,057 | $17,414,253 | |
| — | 563,152 | $16,224,409 | ||
| No positions match the current search. | ||||
446 tracked positions ·
$45,639,044,044 total
· filing declares
477 positions · $48,649,887,000
· as of Mar 31, 2021
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 446 positions by value
· page 1 of 9
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| MSFT |
Microsoft Corp
Technology
|
Reduced | 10,965,944 | $2,585,440,616 | 5.66% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 13,748,591 | $1,679,390,390 | 3.68% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 440,286 | $1,362,280,106 | 2.98% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 3,666,540 | $1,079,906,026 | 2.37% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 485,755 | $1,001,879,402 | 2.20% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 8,581,171 | $756,945,093 | 1.66% | |
|
|
Added | 10,172,135 | $731,173,000 | 1.60% | ||
| OLED |
Universal Display Corp \Pa\
Technology
|
Added | 2,496,346 | $591,059,842 | 1.30% | |
| ASML |
Asml Holding NV
Technology
|
Reduced | 839,411 | $518,218,774 | 1.14% | |
|
|
Reduced | 3,504,372 | $474,386,837 | 1.04% | ||
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 1,242,581 | $462,327,112 | 1.01% | |
| V |
Visa Inc.
Financial Services
|
Added | 2,119,922 | $448,851,085 | 0.98% | |
| MCHP |
Microchip Technology Inc
Technology
|
Added | 2,860,379 | $443,988,028 | 0.97% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 199,853 | $413,422,000 | 0.91% | |
| BABA |
Alibaba Group Holding Ltd
Consumer Cyclical
|
Added | 1,780,550 | $403,704,101 | 0.88% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
Reduced | 1,612,889 | $391,673,964 | 0.86% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Reduced | 3,285,352 | $388,591,434 | 0.85% | |
| UNP |
Union Pacific Corp
Industrials
|
Reduced | 1,664,538 | $366,880,820 | 0.80% | |
| INTU |
Intuit Inc.
Technology
|
Reduced | 921,446 | $352,969,104 | 0.77% | |
| ACIW |
Aci Worldwide, Inc.
Technology
|
Reduced | 9,175,208 | $349,116,664 | 0.76% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 635,749 | $339,446,735 | 0.74% | |
| FIVN |
Five9, Inc.
Technology
|
Added | 2,148,101 | $335,812,629 | 0.74% | |
| FISV |
Fiserv Inc
|
Reduced | 2,785,660 | $331,604,966 | 0.73% | |
| CMG |
Chipotle Mexican Grill Inc
Consumer Cyclical
|
Added | 231,785 | $329,324,763 | 0.72% | |
| QCOM |
Qualcomm Inc
Technology
|
Reduced | 2,431,378 | $322,376,409 | 0.71% | |
| MPWR |
Monolithic Power Systems, Inc.
Technology
|
Reduced | 905,440 | $319,810,462 | 0.70% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 894,649 | $318,539,776 | 0.70% | |
| DXCM |
Dexcom Inc
Healthcare
|
Added | 880,183 | $316,328,968 | 0.69% | |
| CSGP |
Costar Group, Inc.
Real Estate
|
Added | 370,963 | $304,890,780 | 0.67% | |
| MS |
Morgan Stanley
Financial Services
|
Reduced | 3,907,137 | $303,428,259 | 0.66% | |
| VRTX |
Vertex Pharmaceuticals Inc
Healthcare
|
Added | 1,396,827 | $300,164,154 | 0.66% | |
| SWK |
Stanley Black & Decker, Inc.
Industrials
|
Reduced | 1,453,503 | $290,220,944 | 0.64% | |
| ZBH |
Zimmer Biomet Holdings, Inc.
Healthcare
|
Added | 1,784,222 | $285,618,302 | 0.63% | |
| MKTX |
Marketaxess Holdings Inc
Financial Services
|
Added | 570,493 | $284,059,874 | 0.62% | |
| MSI |
Motorola Solutions, Inc.
Technology
|
Added | 1,490,240 | $280,239,632 | 0.61% | |
| MRNA |
Moderna, Inc.
Healthcare
|
Reduced | 2,096,747 | $274,569,019 | 0.60% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 1,283,072 | $271,844,464 | 0.60% | |
| ADBE |
Adobe Inc.
Technology
|
Reduced | 569,447 | $270,698,020 | 0.59% | |
| EEFT |
Euronet Worldwide, Inc.
Technology
|
Reduced | 1,942,439 | $268,639,313 | 0.59% | |
| KEYS |
Keysight Technologies, Inc.
Technology
|
Reduced | 1,846,036 | $264,721,562 | 0.58% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 1,675,379 | $255,042,945 | 0.56% | |
| TRU |
TransUnion
Financial Services
|
Added | 2,780,868 | $250,278,120 | 0.55% | |
| DOCU |
Docusign, Inc.
Technology
|
Added | 1,190,116 | $240,938,984 | 0.53% | |
| TWLO |
Twilio Inc
Technology
|
Reduced | 700,881 | $238,832,209 | 0.52% | |
| TER |
Teradyne, Inc
Technology
|
Reduced | 1,920,339 | $233,666,849 | 0.51% | |
| ISRG |
Intuitive Surgical Inc
Healthcare
|
Reduced | 307,990 | $227,586,099 | 0.50% | |
| ANET |
Arista Networks, Inc.
Technology
|
Added | 674,047 | $203,487,779 | 0.45% | |
| VRSN |
Verisign Inc
Technology
|
Added | 981,437 | $195,070,418 | 0.43% | |
| HCA |
HCA Healthcare, Inc.
Healthcare
|
Added | 1,022,304 | $192,540,735 | 0.42% | |
| ULTA |
Ulta Beauty, Inc.
Consumer Cyclical
|
Reduced | 619,068 | $191,397,253 | 0.42% |
Showing the top 50 of 446 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.