NWQ INVESTMENT MANAGEMENT COMPANY, LLC

CIK

763848

Location

LOS ANGELES, CA

Portfolio Value

Mid $2,058,736,546

Diversification

Diversified

Reports for

Nuveen Investments, Inc. SEI Investments Management Corporation

Filing Date

Global Rank

#859 / 5,416 ▼ 66 · as of Sep 2020

Top Industry

Banks - Diversified 9.2%

Period ended 6 years ago

Filed Nov 16, 2020 · 5y

3 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.

Style

Diversified active

Top 10 weight 25.0%, 71.9 effective positions, active share 86.9% against the S&P 500 as of 2020-09-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 2.8 quarters, but 86.7% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2020-09-30, active share 86.9%; sector active share 23.9% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

135 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

3.6%

−0.5 pts

Top 5

14.9%

−1.9 pts

Top 10

25.0%

−2.2 pts

HHI

139

Diversified−10

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Financial Services	20.1%	$414,432,486	23
Healthcare	16.3%	$334,867,261	14
Technology	14.0%	$287,974,304	19
Industrials	9.7%	$200,265,819	17
Consumer Cyclical	7.9%	$162,228,872	13
Communication Services	7.5%	$153,890,238	6
Utilities	6.0%	$123,287,029	10
Consumer Defensive	5.4%	$111,006,488	7
Unclassified	4.8%	$99,586,262	10
Basic Materials	3.5%	$71,441,348	7
Energy	2.8%	$57,018,400	4
Real Estate	2.1%	$42,738,039	5

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NVT	nVent Electric plc	+875,793	1,738,682	$30,757,284
SFM	Sprouts Farmers Market, Inc.	+425,893	454,215	$9,506,719
—		+285,243	547,826	$22,423,000
CSCO	Cisco Systems, Inc.	+193,447	625,160	$24,625,052
—		+189,096	318,604	$3,470,000
VSAT	Viasat Inc	+176,328	702,784	$24,168,741
BANC	Banc Of California, Inc.	+149,185	390,112	$3,947,933
DEA	Easterly Government Properties, Inc.	+98,065	224,215	$5,024,658
ETR	Entergy Corp	+90,761	281,831	$27,768,808
FISV	Fiserv Inc	+82,501	308,086	$31,748,262
GSK	GSK plc	+71,398	2,033,412	$75,068,105
WSFS	Wsfs Financial Corp	+56,183	156,053	$4,208,749
SON	Sonoco Products Co	+51,465	107,525	$5,491,301
TRIP	TripAdvisor, Inc.	+45,920	632,224	$12,385,268
EVR	Evercore Inc.	+26,343	74,818	$4,897,586
AXS	Axis Capital Holdings Ltd	+13,700	761,970	$33,557,158
IDA	Idacorp Inc	+10,754	48,563	$3,880,183
IWD	iShares Russell 1000 Value ETF	+8,783	13,540	$0
CVX	Chevron Corp	+7,344	341,096	$24,558,912
GEN	Gen Digital Inc.	+7,213	1,385,217	$28,867,922
BIDU	Baidu, Inc.	+7,208	166,895	$21,127,238
GD	General Dynamics Corp	+4,962	233,174	$32,278,276
IOSP	Innospec Inc.	+4,825	89,079	$5,640,482
EG	Everest Group, Ltd.	+1,611	40,603	$8,020,716
UTHR	UNITED THERAPEUTICS Corp	+1,075	42,712	$4,313,912
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
LFCR	Lifecore Biomedical, Inc. \De\	−340,589	552,537	$5,370,659
VST	Vistra Corp.	−321,000	507,498	$9,571,412
AEO	American Eagle Outfitters Inc	−318,238	1,187,177	$17,582,091
BAC	Bank Of America Corp	−261,253	1,390,346	$33,493,435
PWR	Quanta Services, Inc.	−243,492	293,576	$15,518,427
BDN	Brandywine Realty Trust	−226,719	508,277	$5,255,584
—		−204,489	184,017	$7,881,000
—		−188,288	343,935	$27,842,000
TER	Teradyne, Inc	−166,805	8,949	$711,087
KNX	Knight-Swift Transportation Holdings Inc.	−141,307	152,410	$6,203,087
CNP	Centerpoint Energy Inc	−108,431	1,394,231	$26,978,369
FHN	First Horizon Corp	−91,443	2,093,692	$19,743,515
ORCL	Oracle Corp	−88,163	988,359	$59,005,032
MEI	Methode Electronics Inc	−86,463	99,611	$2,838,913
ING	Ing Groep NV	−85,464	1,673,044	$11,845,151
CMCSA	Comcast Corp	−82,300	992,943	$45,933,541
GM	General Motors Co	−80,422	1,086,603	$32,152,582
—		−79,534	361,209	$8,882,000
TAK	Takeda Pharmaceutical Co Ltd	−78,603	1,066,440	$19,025,289
SKM	Sk Telecom Co Ltd	−76,420	1,970,257	$44,173,102
LIVN	LivaNova PLC	−71,930	71,470	$3,231,158
DD	DuPont de Nemours, Inc.	−67,261	803,699	$44,589,241
TRN	Trinity Industries Inc	−63,058	858,755	$16,745,722
UBS	UBS Group AG	−56,721	2,063,081	$23,003,353
RMBS	Rambus Inc	−54,310	1,248,308	$17,089,336
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
MDT	Medtronic plc	294,325	$30,586,254
XIFR	XPLR Infrastructure, LP	328,534	$19,698,898
EVRG	Evergy, Inc.	364,088	$18,502,952
TSN	Tyson Foods, Inc.	308,440	$18,346,011
NFG	National Fuel Gas Co	205,583	$8,344,613
RXN	Zurn Elkay Water Solutions Corp	261,359	$7,799,000
TXNM	Txnm Energy Inc	177,278	$7,326,899
FLS	Flowserve Corp	184,483	$5,034,541
VSH	Vishay Intertechnology Inc	312,732	$4,869,237
SHOO	Steven Madden, Ltd.	179,621	$3,502,609
TSEM	Tower Semiconductor Ltd	190,805	$3,476,467
—		151,529	$1,718,000
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
FE	Firstenergy Corp	2,277,592	$88,325,017
INCY	Incyte Corp	188,603	$19,609,053
—		390,189	$16,540,000
ORI	Old Republic International Corp	821,593	$13,400,181
HSBC	Hsbc Holdings PLC	253,407	$5,911,985
ENTG	Entegris Inc	96,908	$5,722,417
CNA	Cna Financial Corp	128,100	$4,118,415
HNI	Hni Corp	111,089	$3,395,990
FHB	First Hawaiian, Inc.	115,477	$1,990,823
EEFT	Euronet Worldwide, Inc.	15,578	$1,492,683
AVY	Avery Dennison Corp	8,136	$928,236
JAZZ	Jazz Pharmaceuticals plc	5,642	$622,538
EFA	iShares MSCI EAFE ETF	19,326	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

135 tracked positions · $2,058,736,546 total · filing declares 152 positions · $2,215,289,000 · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 135 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
GSK	GSK plc Healthcare	Added	2,033,412	+71,398	$75,068,105	−4.4%	3+	before history	3.65%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	1,203,521	-49,174	$72,560,281	−1.5%	3+	before history	3.52%
ORCL	Oracle Corp Technology	Reduced	988,359	-88,163	$59,005,032	−0.8%	3+	before history	2.87%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	523,739	-30,689	$50,420,353	−3.3%	3+	before history	2.45%
C	Citigroup Inc Financial Services	Reduced	1,135,484	-12,178	$48,950,715	−16.5%	3+	before history	2.38%
CMCSA	Comcast Corp Communication Services	Reduced	992,943	-82,300	$45,933,541	+9.6%	3+	before history	2.23%
DD	DuPont de Nemours, Inc. Basic Materials	Reduced	803,699	-67,261	$44,589,241	−3.6%	3+	before history	2.17%
SKM	Sk Telecom Co Ltd Communication Services	Reduced	1,970,257	-76,420	$44,173,102	+11.7%	3+	before history	2.15%
ELV	Elevance Health, Inc. Healthcare	Reduced	153,129	-7,935	$41,128,918	−2.9%	3+	before history	2.00%
AXS	Axis Capital Holdings Ltd Financial Services	Added	761,970	+13,700	$33,557,158	+10.6%	3+	before history	1.63%
BAC	Bank Of America Corp Financial Services	Reduced	1,390,346	-261,253	$33,493,435	−14.6%	3+	before history	1.63%
GD	General Dynamics Corp Industrials	Added	233,174	+4,962	$32,278,276	−5.4%	3+	before history	1.57%
GM	General Motors Co Consumer Cyclical	Reduced	1,086,603	-80,422	$32,152,582	+8.9%	3+	before history	1.56%
WMT	Walmart Inc. Consumer Defensive	Reduced	228,720	-17,452	$32,000,238	+8.5%	3+	before history	1.55%
BIO	Bio-Rad Laboratories, Inc. Healthcare	Reduced	61,779	-8,688	$31,844,603	+0.1%	3+	before history	1.55%
FISV	Fiserv Inc	Added	308,086	+82,501	$31,748,262	+44.2%	3+	before history	1.54%
NVT	nVent Electric plc Industrials	Added	1,738,682	+875,793	$30,757,284	+90.3%	3+	before history	1.49%
MDT	Medtronic plc Healthcare	NEW	294,325	NEW	$30,586,254	NEW	1	$100.43	1.49%
DOX	Amdocs Ltd Technology	Reduced	507,636	-22,184	$29,143,382	−9.6%	3+	before history	1.42%
RNR	Renaissancere Holdings Ltd Financial Services	Reduced	170,877	-23,084	$29,004,661	−12.6%	3+	before history	1.41%
GEN	Gen Digital Inc. Technology	Added	1,385,217	+7,213	$28,867,922	+5.6%	3+	before history	1.40%
TM	Toyota Motor Corp Consumer Cyclical	Reduced	217,652	-5,701	$28,825,830	+2.7%	3+	before history	1.40%
AAP	Advance Auto Parts Inc Consumer Cyclical	Reduced	184,502	-13,911	$28,321,057	+0.2%	3+	before history	1.38%
		Reduced	343,935	-188,288	$27,842,000	−31.1%	3+	before history	1.35%
ETR	Entergy Corp Utilities	Added	281,831	+90,761	$27,768,808	+54.9%	3+	before history	1.35%
CNP	Centerpoint Energy Inc Utilities	Reduced	1,394,231	-108,431	$26,978,369	−3.8%	2	$17.23	1.31%
GOOGL	Alphabet Inc. Communication Services	Reduced	17,099	-2,321	$25,060,294	−9.0%	3+	before history	1.22%
CSCO	Cisco Systems, Inc. Technology	Added	625,160	+193,447	$24,625,052	+22.3%	3+	before history	1.20%
CVX	Chevron Corp Energy	Added	341,096	+7,344	$24,558,912	−17.5%	3+	before history	1.19%
VSAT	Viasat Inc Technology	Added	702,784	+176,328	$24,168,741	+19.6%	3+	before history	1.17%
KO	Coca Cola Co Consumer Defensive	Reduced	488,989	-37,946	$24,141,386	+2.5%	3+	before history	1.17%
AVGO	Broadcom Inc. Technology	Reduced	63,671	-18,122	$23,196,618	−10.1%	3+	before history	1.13%
UBS	UBS Group AG Financial Services	Reduced	2,063,081	-56,721	$23,003,353	−6.0%	3+	before history	1.12%
TT	Trane Technologies plc Industrials	Reduced	188,856	-46,893	$22,898,790	+9.2%	3+	before history	1.11%
		Added	547,826	+285,243	$22,423,000	+64.8%	3+	before history	1.09%
GL	Globe Life Inc. Financial Services	Reduced	273,818	-19,029	$21,878,058	+0.6%	3+	before history	1.06%
STT	State Street Corp Financial Services	Reduced	365,227	-27,652	$21,668,917	−13.2%	3+	before history	1.05%
DGX	Quest Diagnostics Inc Healthcare	Reduced	187,481	-14,254	$21,464,699	−6.6%	3+	before history	1.04%
FLEX	Flex Ltd. Technology	Reduced	1,915,377	-34,265	$21,337,361	+6.8%	3+	before history	1.04%
BIDU	Baidu, Inc. Communication Services	Added	166,895	+7,208	$21,127,238	+10.4%	2	$107.71	1.03%
ETN	Eaton Corp plc Industrials	Reduced	197,341	-16,593	$20,134,702	+7.6%	3+	before history	0.98%
FHN	First Horizon Corp Financial Services	Reduced	2,093,692	-91,443	$19,743,515	−9.3%	3+	before history	0.96%
XIFR	XPLR Infrastructure, LP Utilities	NEW	328,534	NEW	$19,698,898	NEW	1	$59.13	0.96%
TAK	Takeda Pharmaceutical Co Ltd Healthcare	Reduced	1,066,440	-78,603	$19,025,289	−7.3%	3+	before history	0.92%
EVRG	Evergy, Inc. Utilities	NEW	364,088	NEW	$18,502,952	NEW	1	$55.91	0.90%
TSN	Tyson Foods, Inc. Consumer Defensive	NEW	308,440	NEW	$18,346,011	NEW	1	$61.64	0.89%
AON	Aon plc Financial Services	Reduced	87,459	-23,952	$18,042,791	−15.9%	2	$186.35	0.88%
TDC	Teradata Corp Technology	Reduced	786,768	-33,921	$17,859,633	+4.6%	3+	before history	0.87%
AEO	American Eagle Outfitters Inc Consumer Cyclical	Reduced	1,187,177	-318,238	$17,582,091	+7.1%	3+	before history	0.85%
TMUS	T-Mobile US, Inc. Communication Services	Reduced	150,962	-10,316	$17,264,014	+2.8%	2	$95.86	0.84%

Showing the top 50 of 135 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.